CHAPTER I
THE MIND, OR CONSCIOUSNESS
We are to study the mind and its education; but how? It is easy to understand how we may investigate the great world of material things about us; for we can see it, touch it, weigh it, or measure it. But how are we to discover the nature of the mind, or come to know the processes by which consciousness works? For mind is intangible; we cannot see it, feel it, taste it, or handle it. Mind belongs not to the realm of matter which is known to the senses, but to the realm of spirit, which the senses can never grasp. And yet the mind can be known and studied as truly and as scientifically as can the world of matter. Let us first of all see how this can be done.
1. HOW MIND IS TO BE KNOWN
The Personal Character of Consciousness.—Mind can be observed and known. But each one can know directly only his own mind, and not another's. You and I may look into each other's face and there guess the meaning that lies back of the smile or frown or flash of the2 eye, and so read something of the mind's activity. But neither directly meets the other's mind. I may learn to recognize your features, know your voice, respond to the clasp of your hand; but the mind, the consciousness, which does your thinking and feels your joys and sorrows, I can never know completely. Indeed I can never know your mind at all except through your bodily acts and expressions. Nor is there any way in which you can reveal your mind, your spiritual self, to me except through these means.
It follows therefore that only you can ever know you and only I can ever know I in any first-hand and immediate way. Between your consciousness and mine there exists a wide gap that cannot be bridged. Each of us lives apart. We are like ships that pass and hail each other in passing but do not touch. We may work together, live together, come to love or hate each other, and yet our inmost selves forever stand alone. They must live their own lives, think their own thoughts, and arrive at their own destiny.
Introspection the Only Means of Discovering Nature of Consciousness.—What, then, is mind? What is the thing that we call consciousness? No mere definition can ever make it clearer than it is at this moment to each of us. The only way to know what mind is, is to look in upon our own consciousness and observe what is transpiring there. In the language of the psychologist, we must introspect. For one can never come to understand the nature of mind and its laws of working by listening to lectures or reading text books alone. There is no psychology in the text, but only in your living, flowing stream of thought and mine. True, the lecture and the book may tell us what to look for when we introspect, and how to understand what we find. But the statements3 and descriptions about our minds must be verified by our own observation and experience before they become vital truth to us.
How We Introspect.—Introspection is something of an art; it has to be learned. Some master it easily, some with more difficulty, and some, it is to be feared, never become skilled in its use. In order to introspect one must catch himself unawares, so to speak, in the very act of thinking, remembering, deciding, loving, hating, and all the rest. These fleeting phases of consciousness are ever on the wing; they never pause in their restless flight and we must catch them as they go. This is not so easy as it appears; for the moment we turn to look in upon the mind, that moment consciousness changes. The thing we meant to examine is gone, and something else has taken its place. All that is left us then is to view the mental object while it is still fresh in the memory, or to catch it again when it returns.
Studying Mental States of Others through Expression.—Although I can meet only my own mind face to face, I am, nevertheless, under the necessity of judging your mental states and knowing what is taking place in your consciousness. For in order to work successfully with you, in order to teach you, understand you, control you or obey you, be your friend or enemy, or associate with you in any other way, I must know you. But the real you that I must know is hidden behind the physical mask that we call the body. I must, therefore, be able to understand your states of consciousness as they are reflected in your bodily expressions. Your face, form, gesture, speech, the tone of voice, laughter and tears, the poise of attention, the droop of grief, the tenseness of anger and start of fear,—all these tell the story of the mental state that lies behind the senses.4 These various expressions are the pictures on the screen by which your mind reveals itself to others; they are the language by which the inner self speaks to the world without.
Learning to Interpret Expression.—If I would understand the workings of your mind I must therefore learn to read the language of physical expression. I must study human nature and learn to observe others. I must apply the information found in the texts to an interpretation of those about me. This study of others may be uncritical, as in the mere intelligent observation of those I meet; or it may be scientific, as when I conduct carefully planned psychological experiments. But in either case it consists in judging the inner states of consciousness by their physical manifestations.
The three methods by which mind may be studied are, then: (1) text-book description and explanation; (2) introspection of my own conscious processes; and (3) observation of others, either uncritical or scientific.
2. THE NATURE OF CONSCIOUSNESS
Inner Nature of the Mind Not Revealed by Introspection.—We are not to be too greatly discouraged if, even by introspection, we cannot discover exactly what the mind is. No one knows what electricity is, though nearly everyone uses it in one form or another. We study the dynamo, the motor, and the conductors through which electricity manifests itself. We observe its effects in light, heat, and mechanical power, and so learn the laws which govern its operations. But we are almost as far from understanding its true nature as were the ancients who knew nothing of its uses. The dynamo does not create the electricity, but only furnishes the5 conditions which make it possible for electricity to manifest itself in doing the world's work. Likewise the brain or nervous system does not create the mind, but it furnishes the machine through which the mind works. We may study the nervous system and learn something of the conditions and limitations under which the mind operates, but this is not studying the mind itself. As in the case of electricity, what we know about the mind we must learn through the activities in which it manifests itself—these we can know, for they are in the experience of all. It is, then, only by studying these processes of consciousness that we come to know the laws which govern the mind and its development. What it is that thinks and feels and wills in us is too hard a problem for us here—indeed, has been too hard a problem for the philosophers through the ages. But the thinking and feeling and willing we can watch as they occur, and hence come to know.
Consciousness as a Process or Stream.—In looking in upon the mind we must expect to discover, then, not a thing, but a process. The thing forever eludes us, but the process is always present. Consciousness is like a stream, which, so far as we are concerned with it in a psychological discussion, has its rise at the cradle and its end at the grave. It begins with the babe's first faint gropings after light in his new world as he enters it, and ends with the man's last blind gropings after light in his old world as he leaves it. The stream is very narrow at first, only as wide as the few sensations which come to the babe when it sees the light or hears the sound; it grows wider as the mind develops, and is at last measured by the grand sum total of life's experience.
This mental stream is irresistible. No power outside6 of us can stop it while life lasts. We cannot stop it ourselves. When we try to stop thinking, the stream but changes its direction and flows on. While we wake and while we sleep, while we are unconscious under an anæsthetic, even, some sort of mental process continues. Sometimes the stream flows slowly, and our thoughts lag—we "feel slow"; again the stream flows faster, and we are lively and our thoughts come with a rush; or a fever seizes us and delirium comes on; then the stream runs wildly onward, defying our control, and a mad jargon of thoughts takes the place of our usual orderly array. In different persons, also, the mental stream moves at different rates, some minds being naturally slow-moving and some naturally quick in their operations.
Consciousness resembles a stream also in other particulars. A stream is an unbroken whole from its source to its mouth, and an observer stationed at one point cannot see all of it at once. He sees but the one little section which happens to be passing his station point at the time. The current may look much the same from moment to moment, but the component particles which constitute the stream are constantly changing. So it is with our thought. Its stream is continuous from birth till death, but we cannot see any considerable portion of it at one time. When we turn about quickly and look in upon our minds, we see but the little present moment. That of a few seconds ago is gone and will never return. The thought which occupied us a moment since can no more be recalled, just as it was, than can the particles composing a stream be re-collected and made to pass a given point in its course in precisely the same order and relation to one another as before. This means, then, that we can never have precisely the7 same mental state twice; that the thought of the moment cannot have the same associates that it had the first time; that the thought of this moment will never be ours again; that all we can know of our minds at any one time is the part of the process present in consciousness at that moment.
The Wave in the Stream of Consciousness.—The surface of our mental stream is not level, but is broken by a wave which stands above the rest; which is but another way of saying that some one thing is always more prominent in our thought than the rest. Only when we are in a sleepy reverie, or not thinking about much of anything, does the stream approximate a level. At all other times some one object occupies the highest point in our thought, to the more or less complete exclusion of other things which we might think about. A thousand and one objects are possible to our thought at any moment, but all except one thing occupy a secondary place, or are not present to our consciousness at all. They exist on the margin, or else are clear off the8 edge of consciousness, while the one thing occupies the center. We may be reading a fascinating book late at night in a cold room. The charm of the writer, the beauty of the heroine, or the bravery of the hero so occupies the mind that the weary eyes and chattering teeth are unnoticed. Consciousness has piled up in a high wave on the points of interest in the book, and the bodily sensations are for the moment on a much lower level. But let the book grow dull for a moment, and the make-up of the stream changes in a flash. Hero, heroine, or literary style no longer occupies the wave. They forfeit their place, the wave is taken by the bodily sensations, and we are conscious of the smarting eyes and shivering body, while these in turn give way to the next object which occupies the wave. Figs. 1-3 illustrate these changes.
Fig. 1
Fig. 1
Fig. 2
Fig. 2
Fig. 3
Fig. 3
Consciousness Likened to a Field.—The consciousness of any moment has been less happily likened to a field, in the center of which there is an elevation higher than the surrounding level. This center is where consciousness is piled up on the object which is for the moment foremost in our thought. The other objects of our consciousness are on the margin of the field for the time being, but any of them may the next moment claim the center and drive the former object to the margin, or it may drop entirely out of consciousness. This moment9 a noble resolve may occupy the center of the field, while a troublesome tooth begets sensations of discomfort which linger dimly on the outskirts of our consciousness; but a shooting pain from the tooth or a random thought crossing the mind, and lo! the tooth holds sway, and the resolve dimly fades to the margin of our consciousness and is gone.
The "Piling Up" of Consciousness is Attention.—This figure is not so true as the one which likens our mind to a stream with its ever onward current answering to the flow of our thought; but whichever figure we employ, the truth remains the same. Our mental energy is always piled up higher at one point than at others. Either because our interest leads us, or because the will dictates, the mind is withdrawn from the thousand and one things we might think about, and directed to this one thing, which for the time occupies chief place. In other words, we attend; for this piling up of consciousness is nothing, after all, but attention.
3. CONTENT OF THE MENTAL STREAM
We have seen that our mental life may be likened to a stream flowing now faster, now slower, ever shifting, never ceasing. We have yet to inquire what constitutes the material of the stream, or what is the stuff that makes up the current of our thought—what is the content of consciousness? The question cannot be fully answered at this point, but a general notion can be gained which will be of service.
Why We Need Minds.—Let us first of all ask what mind is for, why do animals, including men, have minds? The biologist would say, in order that they may adapt themselves to their environment. Each individual from10 mollusc to man needs the amount and type of mind that serves to fit its possessor into its particular world of activity. Too little mind leaves the animal helpless in the struggle for existence. On the other hand a mind far above its possessor's station would prove useless if not a handicap; a mollusc could not use the mind of a man.
Content of Consciousness Determined by Function.—How much mind does man need? What range and type of consciousness will best serve to adjust us to our world of opportunity and responsibility? First of all we must know our world, hence, our mind must be capable of gathering knowledge. Second, we must be able to feel its values and respond to the great motives for action arising from the emotions. Third, we must have the power to exert self-compulsion, which is to say that we possess a will to control our acts. These three sets of processes, knowing, feeling, and willing, we shall, therefore, expect to find making up the content of our mental stream.
Let us proceed at once to test our conclusion by introspection. If we are sitting at our study table puzzling over a difficult problem in geometry, reasoning forms the wave in the stream of consciousness—the center of the field. It is the chief thing in our thinking. The fringe of our consciousness is made up of various sensations of the light from the lamp, the contact of our clothing, the sounds going on in the next room, some bit of memory seeking recognition, a "tramp" thought which comes along, and a dozen other experiences not strong enough to occupy the center of the field.
But instead of the study table and the problem, give us a bright fireside, an easy-chair, and nothing to do. If we are aged, memories—images from out the past—will11 probably come thronging in and occupy the field to such extent that the fire burns low and the room grows cold, but still the forms from the past hold sway. If we are young, visions of the future may crowd everything else to the margin of the field, while the "castles in Spain" occupy the center.
Our memories may also be accompanied by emotions—sorrow, love, anger, hate, envy, joy. And, indeed, these emotions may so completely occupy the field that the images themselves are for the time driven to the margin, and the mind is occupied with its sorrow, its love, or its joy.
Once more, instead of the problem or the memories or the "castles in Spain," give us the necessity of making some decision, great or small, where contending motives are pulling us now in this direction, now in that, so that the question finally has to be settled by a supreme effort summed up in the words, I will. This is the struggle of the will which each one knows for himself; for who has not had a raging battle of motives occupy the center of the field while all else, even the sense of time, place and existence, gave way in the face of this conflict! This struggle continues until the decision is made, when suddenly all the stress and strain drop out and other objects may again have place in consciousness.
The Three Fundamental Phases of Consciousness.—Thus we see that if we could cut the stream of consciousness across as we might cut a stream of water from bank to bank with a huge knife, and then look at the cut-off section, we should find very different constituents in the stream at different times. We should at one time find the mind manifesting itself in perceiving, remembering, imagining, discriminating, comparing, judging,12 reasoning, or the acts by which we gain our knowledge; at another in fearing, loving, hating, sorrowing, enjoying, or the acts of feeling; at still another in choosing, or the act of the will. These processes would make up the stream, or, in other words, these are the acts which the mind performs in doing its work. We should never find a time when the stream consists of but one of the processes, or when all these modes of mental activity are not represented. They will be found in varying proportions, now more of knowing, now of feeling, and now of willing, but some of each is always present in our consciousness. The nature of these different elements in our mental stream, their relation to each other, and the manner in which they all work together in amazing perplexity yet in perfect harmony to produce the wonderful mind, will constitute the subject-matter we shall consider together in the pages which follow.
4. WHERE CONSCIOUSNESS RESIDES
I—the conscious self—dwell somewhere in this body, but where? When my finger tips touch the object I wish to examine, I seem to be in them. When the brain grows weary from overstudy, I seem to be in it. When the heart throbs, the breath comes quick, and the muscles grow tense from noble resolve or strong emotion, I seem to be in them all. When, filled with the buoyant life of vigorous youth, every fiber and nerve is a-tingle with health and enthusiasm, I live in every part of my marvelous body. Small wonder that the ancients located the soul at one time in the heart, at another in the pineal gland of the brain, and at another made it coextensive with the body!
Consciousness Works through the Nervous System.—Later13 science has taught that the mind resides in and works through the nervous system, which has its central office in the brain. And the reason why I seem to be in every part of my body is because the nervous system extends to every part, carrying messages of sight or sound or touch to the brain, and bearing in return orders for movements, which set the feet a-dancing or the fingers a-tingling. But more of this later.
This partnership between mind and body is very close. Just how it happens that spirit may inhabit matter we may not know. But certain it is that they interact on each other. What will hinder the growth of one will handicap the other, and what favors the development of either will help both. The methods of their coöperation and the laws that govern their relationship will develop as our study goes on.
5. PROBLEMS IN OBSERVATION AND INTROSPECTION
One should always keep in mind that psychology is essentially a laboratory science, and not a text-book subject. The laboratory material is to be found in ourselves and in those about us. While the text should be thoroughly mastered, its statements should always be verified by reference to one's own experience, and observation of others. Especially should prospective teachers constantly correlate the lessons of the book with the observation of children at work in the school. The problems suggested for observation and introspection will, if mastered, do much to render practical and helpful the truths of psychology.
1. Think of your home as you last left it. Can you see vividly just how it looked, the color of the paint on the outside, with the familiar form of the roof and all; can you recall the perfume in some old drawer, the taste of a favorite dish, the sound of a familiar voice in farewell?14
2. What illustrations have you observed where the mental content of the moment seemed chiefly thinking (knowledge process); chiefly emotion (feeling process); chiefly choosing, or self-compulsion (willing process)?
3. When you say that you remember a circumstance that occurred yesterday, how do you remember it? That is, do you see in your mind things just as they were, and hear again sounds which occurred, or feel again movements which you performed? Do you experience once more the emotions you then felt?
4. What forms of expression most commonly reveal thought; what reveal emotions? (i.e., can you tell what a child is thinking about by the expression on his face? Can you tell whether he is angry, frightened, sorry, by his face? Is speech as necessary in expressing feeling as in expressing thought?)
5. Try occasionally during the next twenty-four hours to turn quickly about mentally and see whether you can observe your thinking, feeling, or willing in the very act of taking place.
6. What becomes of our mind or consciousness while we are asleep? How are we able to wake up at a certain hour previously determined? Can a person have absolutely nothing in his mind?
7. Have you noticed any children especially adept in expression? Have you noticed any very backward? If so, in what form of expression in each case?
8. Have you observed any instances of expression which you were at a loss to interpret (remember that "expression" includes every form of physical action, voice, speech, face, form, hand, etc.)?
15CHAPTER II
ATTENTION
How do you rank in mental ability, and how effective are your mind's grasp and power? The answer that must be given to these questions will depend not more on your native endowment than on your skill in using attention.
1. NATURE OF ATTENTION
It is by attention that we gather and mass our mental energy upon the critical and important points in our thinking. In the last chapter we saw that consciousness is not distributed evenly over the whole field, but "piled up," now on this object of thought, now on that, in obedience to interest or necessity. The concentration of the mind's energy on one object of thought is attention.
The Nature of Attention.—Everyone knows what it is to attend. The story so fascinating that we cannot leave it, the critical points in a game, the interesting sermon or lecture, the sparkling conversation—all these compel our attention. So completely is our mind's energy centered on them and withdrawn from other things that we are scarcely aware of what is going on about us.
We are also familiar with another kind of attention. For we all have read the dull story, watched the slow game, listened to the lecture or sermon that drags, and16 taken part in conversation that was a bore. We gave these things our attention, but only with effort. Our mind's energy seemed to center on anything rather than the matter in hand. A thousand objects from outside enticed us away, and it required the frequent "mental jerk" to bring us to the subject in hand. And when brought back to our thought problem we felt the constant "tug" of mind to be free again.
Normal Consciousness Always in a State of Attention.—But this very effort of the mind to free itself from one object of thought that it may busy itself with another is because attention is solicited by this other. Some object in our field of consciousness is always exerting an appeal for attention; and to attend to one thing is always to attend away from a multitude of other things upon which the thought might rest. We may therefore say that attention is constantly selecting in our stream of thought those aspects that are to receive emphasis and consideration. From moment to moment it determines the points at which our mental energy shall be centered.
2. THE EFFECTS OF ATTENTION
Attention Makes Its Object Clear and Definite.—Whatever attention centers upon stands out sharp and clear in consciousness. Whether it be a bit of memory, an "air-castle," a sensation from an aching tooth, the reasoning on an algebraic formula, a choice which we are making, the setting of an emotion—whatever be the object to which we are attending, that object is illumined and made to stand out from its fellows as the one prominent thing in the mind's eye while the attention rests on it. It is like the one building which the searchlight picks out among a city full of buildings and lights17 up, while the remainder are left in the semilight or in darkness.
Attention Measures Mental Efficiency.—In a state of attention the mind may be likened to the rays of the sun which have been passed through a burning glass. You may let all the rays which can pass through your window pane fall hour after hour upon the paper lying on your desk, and no marked effects follow. But let the same amount of sunlight be passed through a lens and converged to a point the size of your pencil point, and the paper will at once burst into flame. What the diffused rays could not do in hours or in ages is now accomplished in seconds. Likewise the mind, allowed to scatter over many objects, can accomplish but little. We may sit and dream away an hour or a day over a page or a problem without securing results. But let us call in our wits from their wool-gathering and "buckle down to it" with all our might, withdrawing our thoughts from everything else but this one thing, and concentrating our mind on it. More can now be accomplished in minutes than before in hours. Nay, things which could not be accomplished at all before now become possible.
Again, the mind may be compared to a steam engine which is constructed to run at a certain pressure of steam, say one hundred and fifty pounds to the square inch of boiler surface. Once I ran such an engine; and well I remember a morning during my early apprenticeship when the foreman called for power to run some of the lighter machinery, while my steam gauge registered but seventy-five pounds. "Surely," I thought, "if one hundred and fifty pounds will run all this machinery, seventy-five pounds should run half of it," so I opened the valve. But the powerful engine could do but little18 more than turn its own wheels, and refused to do the required work. Not until the pressure had risen above one hundred pounds could the engine perform half the work which it could at one hundred and fifty pounds. And so with our mind. If it is meant to do its best work under a certain degree of concentration, it cannot in a given time do half the work with half the attention. Further, there will be much which it cannot do at all unless working under full pressure. We shall not be overstating the case if we say that as attention increases in arithmetical ratio, mental efficiency increases in geometrical ratio. It is in large measure a difference in the power of attention which makes one man a master in thought and achievement and another his humble follower. One often hears it said that "genius is but the power of sustained attention," and this statement possesses a large element of truth.
3. HOW WE ATTEND
Someone has said that if our attention is properly trained we should be able "to look at the point of a cambric needle for half an hour without winking." But this is a false idea of attention. The ability to look at the point of a cambric needle for half an hour might indicate a very laudable power of concentration; but the process, instead of enlightening us concerning the point of the needle, would result in our passing into a hypnotic state. Voluntary attention to any one object can be sustained for but a brief time—a few seconds at best. It is essential that the object change, that we turn it over and over incessantly, and consider its various aspects and relations. Sustained voluntary attention is thus a repetition of successive efforts to bring19 back the object to the mind. Then the subject grows and develops—it is living, not dead.
Attention a Relating Activity.—When we are attending strongly to one object of thought it does not mean that consciousness sits staring vacantly at this one object, but rather that it uses it as a central core of thought, and thinks into relation with this object the things which belong with it. In working out some mathematical solution the central core is the principle upon which the solution is based, and concentration in this case consists in thinking the various conditions of the problem in relation to this underlying principle. In the accompanying diagram (Fig. 4) let A be the central core of some object of thought, say a patch of cloud in a picture, and let a, b, c, d, etc., be the related facts, or the shape, size, color, etc., of the cloud. The arrows indicate the passing of our thought from cloud to related fact, or from related fact to cloud, and from related fact to related fact. As long as these related facts lead back to the cloud each time, that long we are attending to the cloud and thinking about it. It is when our thought fails to go back that we "wander" in our attention. Then we leave a, b, c, d, etc., which are related to the cloud, and, flying off to x, y, and z, finally bring up heaven knows where.
Fig. 4
Fig. 4
20The Rhythms of Attention.—Attention works in rhythms. This is to say that it never maintains a constant level of concentration for any considerable length of time, but regularly ebbs and flows. The explanation of this rhythmic action would take us too far afield at this point. When we remember, however, that our entire organism works within a great system of rhythms—hunger, thirst, sleep, fatigue, and many others—it is easy to see that the same law may apply to attention. The rhythms of attention vary greatly, the fluctuations often being only a few seconds apart for certain simple sensations, and probably a much greater distance apart for the more complex process of thinking. The seeming variation in the sound of a distant waterfall, now loud and now faint, is caused by the rhythm of attention and easily allows us to measure the rhythm for this particular sensation.
4. POINTS OF FAILURE IN ATTENTION
Lack of Concentration.—There are two chief types of inattention whose danger threatens every person. First, we may be thinking about the right things, but not thinking hard enough. We lack mental pressure. Outside thoughts which have no relation to the subject in hand may not trouble us much, but we do not attack our problem with vim. The current in our stream of consciousness is moving too slowly. We do not gather up all our mental forces and mass them on the subject before us in a way that means victory. Our thoughts may be sufficiently focused, but they fail to "set fire." It is like focusing the sun's rays while an eclipse is on. They lack energy. They will not kindle the paper after they have passed through the lens. This kind of attention21 means mental dawdling. It means inefficiency. For the individual it means defeat in life's battles; for the nation it means mediocrity and stagnation.
A college professor said to his faithful but poorly prepared class, "Judging from your worn and tired appearance, young people, you are putting in twice too many hours on study." At this commendation the class brightened up visibly. "But," he continued, "judging from your preparation, you do not study quite half hard enough."
Happy is the student who, starting in on his lesson rested and fresh, can study with such concentration that an hour of steady application will leave him mentally exhausted and limp. That is one hour of triumph for him, no matter what else he may have accomplished or failed to accomplish during the time. He can afford an occasional pause for rest, for difficulties will melt rapidly away before him. He possesses one key to successful achievement.
Mental Wandering.—Second, we may have good mental power and be able to think hard and efficiently on any one point, but lack the power to think in a straight line. Every stray thought that comes along is a "will-o'-the-wisp" to lead us away from the subject in hand and into lines of thought not relating to it. Who has not started in to think on some problem, and, after a few moments, been surprised to find himself miles away from the topic upon which he started! Or who has not read down a page and, turning to the next, found that he did not know a word on the preceding page, his thoughts having wandered away, his eyes only going through the process of reading! Instead of sticking to the a, b, c, d, etc., of our topic and relating them all up to A, thereby reaching a solution of the problem,22 we often jump at once to x, y, z, and find ourselves far afield with all possibility of a solution gone. We may have brilliant thoughts about x, y, z, but they are not related to anything in particular, and so they pass from us and are gone—lost in oblivion because they are not attached to something permanent.
Such a thinker is at the mercy of circumstances, following blindly the leadings of trains of thought which are his master instead of his servant, and which lead him anywhere or nowhere without let or hindrance from him. His consciousness moves rapidly enough and with enough force, but it is like a ship without a helm. Starting for the intellectual port A by way of a, b, c, d, he is mentally shipwrecked at last on the rocks x, y, z, and never reaches harbor. Fortunate is he who can shut out intruding thoughts and think in a straight line. Even with mediocre ability he may accomplish more by his thinking than the brilliant thinker who is constantly having his mental train wrecked by stray thoughts which slip in on his right of way.
5. TYPES OF ATTENTION
The Three Types of Attention.—Attention may be secured in three ways: (1) It is demanded by some sudden or intense sensory stimulus or insistent idea, or (2) it follows interest, or (3) it is compelled by the will. If it comes in the first way, as from a thunderclap or a flash of light, or from the persistent attempt of some unsought idea to secure entrance into the mind, it is called involuntary attention. This form of attention is of so little importance, comparatively, in our mental life that we shall not discuss it further.
If attention comes in the second way, following interest,23 it is called nonvoluntary or spontaneous attention; if in the third, compelled by the will, voluntary or active attention. Nonvoluntary attention has its motive in some object external to consciousness, or else follows a more or less uncontrolled current of thought which interests us; voluntary attention is controlled from within—we decide what we shall attend to instead of letting interesting objects of thought determine it for us.
Interest and Nonvoluntary Attention.—In nonvoluntary attention the environment largely determines what we shall attend to. All that we have to do with directing this kind of attention is in developing certain lines of interest, and then the interesting things attract attention. The things we see and hear and touch and taste and smell, the things we like, the things we do and hope to do—these are the determining factors in our mental life so long as we are giving nonvoluntary attention. Our attention follows the beckoning of these things as the needle the magnet. It is no effort to attend to them, but rather the effort would be to keep from attending to them. Who does not remember reading a story, perhaps a forbidden one, so interesting that when mother called up the stairs for us to come down to attend to some duty, we replied, "Yes, in a minute," and then went on reading! We simply could not stop at that place. The minute lengthens into ten, and another call startles us. "Yes, I'm coming;" we turn just one more leaf, and are lost again. At last comes a third call in tones so imperative that it cannot be longer ignored, and we lay the book down, but open to the place where we left off, and where we hope soon to begin further to unravel the delightful mystery. Was it an effort to attend to the reading? Ah, no! it took the combined24 force of our will and of mother's authority to drag the attention away. This is nonvoluntary attention.
Left to itself, then, attention simply obeys natural laws and follows the line of least resistance. By far the larger portion of our attention is of this type. Thought often runs on hour after hour when we are not conscious of effort or struggle to compel us to cease thinking about this thing and begin thinking about that. Indeed, it may be doubted whether this is not the case with some persons for days at a time, instead of hours. The things that present themselves to the mind are the things which occupy it; the character of the thought is determined by the character of our interests. It is this fact which makes it vitally necessary that our interests shall be broad and pure if our thoughts are to be of this type. It is not enough that we have the strength to drive from our minds a wrong or impure thought which seeks entrance. To stand guard as a policeman over our thoughts to see that no unworthy one enters, requires too much time and energy. Our interests must be of such a nature as to lead us away from the field of unworthy thoughts if we are to be free from their tyranny.
The Will and Voluntary Attention.—In voluntary attention there is a conflict either between the will and interest or between the will and the mental inertia or laziness, which has to be overcome before we can think with any degree of concentration. Interest says, "Follow this line, which is easy and attractive, or which requires but little effort—follow the line of least resistance." Will says, "Quit that line of dalliance and ease, and take this harder way which I direct—cease the line of least resistance and take the one of greatest resistance." When day dreams and "castles in Spain"25 attempt to lure you from your lessons, refuse to follow; shut out these vagabond thoughts and stick to your task. When intellectual inertia deadens your thought and clogs your mental stream, throw it off and court forceful effort. If wrong or impure thoughts seek entrance to your mind, close and lock your mental doors to them. If thoughts of desire try to drive out thoughts of duty, be heroic and insist that thoughts of duty shall have right of way. In short, see that you are the master of your thinking, and do not let it always be directed without your consent by influences outside of yourself.
It is just at this point that the strong will wins victory and the weak will breaks down. Between the ability to control one's thoughts and the inability to control them lies all the difference between right actions and wrong actions; between withstanding temptation and yielding to it; between an inefficient purposeless life and a life of purpose and endeavor; between success and failure. For we act in accordance with those things which our thought rests upon. Suppose two lines of thought represented by A and B, respectively, lie before you; that A leads to a course of action difficult or unpleasant, but necessary to success or duty, and that B leads to a course of action easy or pleasant, but fatal to success or duty. Which course will you follow—the rugged path of duty or the easier one of pleasure? The answer depends almost wholly, if not entirely, on your power of attention. If your will is strong enough to pull your thoughts away from the fatal but attractive B and hold them resolutely on the less attractive A, then A will dictate your course of action, and you will respond to the call for endeavor, self-denial, and duty; but if your thoughts break away from the domination of your will and allow the beckoning of your interests26 alone, then B will dictate your course of action, and you will follow the leading of ease and pleasure. For our actions are finally and irrevocably dictated by the things we think about.
Not Really Different Kinds of Attention.—It is not to be understood, however, from what has been said, that there are really different kinds of attention. All attention denotes an active or dynamic phase of consciousness. The difference is rather in the way we secure attention; whether it is demanded by sudden stimulus, coaxed from us by interesting objects of thought without effort on our part, or compelled by force of will to desert the more interesting and take the direction which we dictate.
6. IMPROVING THE POWER OF ATTENTION
While attention is no doubt partly a natural gift, yet there is probably no power of the mind more susceptible to training than is attention. And with attention, as with every other power of body and mind, the secret of its development lies in its use. Stated briefly, the only way to train attention is by attending. No amount of theorizing or resolving can take the place of practice in the actual process of attending.
Making Different Kinds of Attention Reënforce Each Other.—A very close relationship and interdependence exists between nonvoluntary and voluntary attention. It would be impossible to hold our attention by sheer force of will on objects which were forever devoid of interest; likewise the blind following of our interests and desires would finally lead to shipwreck in all our lives. Each kind of attention must support and reënforce the other. The lessons, the sermons, the lectures,27 and the books in which we are most interested, and hence to which we attend nonvoluntarily and with the least effort and fatigue, are the ones out of which, other things being equal, we get the most and remember the best and longest. On the other hand, there are sometimes lessons and lectures and books, and many things besides, which are not intensely interesting, but which should be attended to nevertheless. It is at this point that the will must step in and take command. If it has not the strength to do this, it is in so far a weak will, and steps should be taken to develop it. We are to "keep the faculty of effort alive in us by a little gratuitous exercise every day." We are to be systematically heroic in the little points of everyday life and experience. We are not to shrink from tasks because they are difficult or unpleasant. Then, when the test comes, we shall not find ourselves unnerved and untrained, but shall be able to stand in the evil day.
The Habit of Attention.—Finally, one of the chief things in training the attention is to form the habit of attending. This habit is to be formed only by attending whenever and wherever the proper thing to do is to attend, whether "in work, in play, in making fishing flies, in preparing for an examination, in courting a sweetheart, in reading a book." The lesson, or the sermon, or the lecture, may not be very interesting; but if they are to be attended to at all, our rule should be to attend to them completely and absolutely. Not by fits and starts, now drifting away and now jerking ourselves back, but all the time. And, furthermore, the one who will deliberately do this will often find the dull and uninteresting task become more interesting; but if it never becomes interesting, he is at least forming a28 habit which will be invaluable to him through life. On the other hand, the one who fails to attend except when his interest is captured, who never exerts effort to compel attention, is forming a habit which will be the bane of his thinking until his stream of thought shall end.
7. PROBLEMS IN OBSERVATION AND INTROSPECTION
1. Which fatigues you more, to give attention of the nonvoluntary type, or the voluntary? Which can you maintain longer? Which is the more pleasant and agreeable to give? Under which can you accomplish more? What bearing have these facts on teaching?
2. Try to follow for one or two minutes the "wave" in your consciousness, and then describe the course taken by your attention.
3. Have you observed one class alert in attention, and another lifeless and inattentive? Can you explain the causes lying back of this difference? Estimate the relative amount of work accomplished under the two conditions.
4. What distractions have you observed in the schoolroom tending to break up attention?
5. Have you seen pupils inattentive from lack of (1) change, (2) pure air, (3) enthusiasm on the part of the teacher, (4) fatigue, (5) ill health?
6. Have you noticed a difference in the habit of attention in different pupils? Have you noticed the same thing for whole schools or rooms?
7. Do you know of children too much given to daydreaming? Are you?
8. Have you seen a teacher rap the desk for attention? What type of attention was secured? Does it pay?
9. Have you observed any instance in which pupils' lack of attention should be blamed on the teacher? If so, what was the fault? The remedy?29
10. Visit a school room or a recitation, and then write an account of the types and degrees of attention you observed. Try to explain the factors responsible for any failures in attention, and also those responsible for the good attention shown.
30CHAPTER III
THE BRAIN AND NERVOUS SYSTEM
A fine brain, or a good mind. These terms are often used interchangeably, as if they stood for the same thing. Yet the brain is material substance—so many cells and fibers, a pulpy protoplasmic mass weighing some three pounds and shut away from the outside world in a casket of bone. The mind is a spiritual thing—the sum of the processes by which we think and feel and will, mastering our world and accomplishing our destiny.
1. THE RELATIONS OF MIND AND BRAIN
Interaction of Mind and Brain.—How, then, come these two widely different facts, mind and brain, to be so related in our speech? Why are the terms so commonly interchanged?—It is because mind and brain are so vitally related in their processes and so inseparably connected in their work. No movement of our thought, no bit of sensation, no memory, no feeling, no act of decision but is accompanied by its own particular activity in the cells of the brain. It is this that the psychologist has in mind when he says, no psychosis without its corresponding neurosis.
So far as our present existence is concerned, then, no mind ever works except through some brain, and a brain without a mind becomes but a mass of dead matter,31 so much clay. Mind and brain are perfectly adapted to each other. Nor is this mere accident. For through the ages of man's past history each has grown up and developed into its present state of efficiency by working in conjunction with the other. Each has helped form the other and determine its qualities. Not only is this true for the race in its evolution, but for every individual as he passes from infancy to maturity.
The Brain as the Mind's Machine.—In the first chapter we saw that the brain does not create the mind, but that the mind works through the brain. No one can believe that the brain secretes mind as the liver secretes bile, or that it grinds it out as a mill does flour. Indeed, just what their exact relation is has not yet been settled. Yet it is easy to see that if the mind must use the brain as a machine and work through it, then the mind must be subject to the limitations of its machine, or, in other words, the mind cannot be better than the brain through which it operates. A brain and nervous system that are poorly developed or insufficiently nourished mean low grade of efficiency in our mental processes, just as a poorly constructed or wrongly adjusted motor means loss of power in applying the electric current to its work. We will, then, look upon the mind and the brain as counterparts of each other, each performing activities which correspond to activities in the other, both inextricably bound together at least so far as this life is concerned, and each getting its significance by its union with the other. This view will lend interest to a brief study of the brain and nervous system.32
2. THE MIND'S DEPENDENCE ON THE EXTERNAL WORLD
But can we first see how in a general way the brain and nervous system are primarily related to our thinking? Let us go back to the beginning and consider the babe when it first opens its eyes on the scenes of its new existence. What is in its mind? What does it think about? Nothing. Imagine, if you can, a person born blind and deaf, and without the sense of touch, taste, or smell. Let such a person live on for a year, for five years, for a lifetime. What would he know? What ray of intelligence would enter his mind? What would he think about? All would be dark to his eyes, all silent to his ears, all tasteless to his mouth, all odorless to his nostrils, all touchless to his skin. His mind would be a blank. He would have no mind. He could not get started to think. He could not get started to act. He would belong to a lower scale of life than the tiny animal that floats with the waves and the tide in the ocean without power to direct its own course. He would be but an inert mass of flesh without sense or intelligence.
The Mind at Birth.—Yet this is the condition of the babe at birth. It is born practically blind and deaf, without definite sense of taste or smell. Born without anything to think about, and no way to get anything to think about until the senses wake up and furnish some material from the outside world. Born with all the mechanism of muscle and nerve ready to perform the countless complex movements of arms and legs and body which characterize every child, he could not successfully start these activities without a message from the senses to set them going. At birth the child probably has only33 the senses of contact and temperature present with any degree of clearness; taste soon follows; vision of an imperfect sort in a few days; hearing about the same time, and smell a little later. The senses are waking up and beginning their acquaintance with the outside world.
Fig. 5.--A Neurone from a Human Spinal Cord. The central portion represents the cell body. N, the nucleus; P, a pigmented or colored spot; D, a dendrite, or relatively short fiber,—which branches freely; A, an axon or long fiber, which branches but little.
Fig. 5.—A Neurone from a Human Spinal Cord. The central portion represents the cell body. N, the nucleus; P, a pigmented or colored spot; D, a dendrite, or relatively short fiber,—which branches freely; A, an axon or long fiber, which branches but little.
The Work of the Senses.—And what a problem the senses have to solve! On the one hand the great universe of sights and sounds, of tastes and smells, of contacts and temperatures, and whatever else may belong to the material world in which we live; and on the other hand the little shapeless mass of gray and white pulpy matter called the brain, incapable of sustaining its own shape, shut away in the darkness of a bony case with no possibility of contact with the outside world, and possessing no means of communicating with it except through the senses. And yet this universe of external things must be brought into communication with the seemingly insignificant but really wonderful34 brain, else the mind could never be. Here we discover, then, the two great factors which first require our study if we would understand the growth of the mind—the material world without, and the brain within. For it is the action and interaction of these which lie at the bottom of the mind's development. Let us first look a little more closely at the brain and the accompanying nervous system.
3. STRUCTURAL ELEMENTS OF THE NERVOUS SYSTEM
It will help in understanding both the structure and the working of the nervous system to keep in mind that it contains but one fundamental unit of structure. This is the neurone. Just as the house is built up by adding brick upon brick, so brain, cord, nerves and organs of sense are formed by the union of numberless neurones.
Fig. 6.--Neurones in different stages of development, from a to e. In a, the elementary cell body alone is present; in c, a dendrite is shown projecting upward and an axon downward.—After Donaldson.
Fig. 6.—Neurones in different stages of development, from a to e. In a, the elementary cell body alone is present; in c, a dendrite is shown projecting upward and an axon downward.—After Donaldson.
The Neurone.—What, then, is a neurone? What is its structure, its function, how does it act? A neurone35 is a protoplasmic cell, with its outgrowing fibers. The cell part of the neurone is of a variety of shapes, triangular, pyramidal, cylindrical, and irregular. The cells vary in size from 1/250 to 1/3500 of an inch in diameter. In general the function of the cell is thought to be to generate the nervous energy responsible for our consciousness—sensation, memory, reasoning, feeling and all the rest, and for our movements. The cell also provides for the nutrition of the fibers.
Fig. 7.--Longitudinal (A) and transverse (B) section of nerve fiber. The heavy border represents the medullary, or enveloping sheath, which becomes thicker in the larger fibers.—After Donaldson.
Fig. 7.—Longitudinal (A) and transverse (B) section of nerve fiber. The heavy border represents the medullary, or enveloping sheath, which becomes thicker in the larger fibers.—After Donaldson.
Neurone Fibers.—The neurone fibers are of two kinds, dendrites and axons. The dendrites are comparatively large in diameter, branch freely, like the branches of a tree, and extend but a relatively short distance from the parent cell. Axons are slender, and branch but little, and then approximately at right angles. They reach a much greater distance from the cell body than the dendrites. Neurones vary greatly in length. Some of those found in the spinal cord and brain are not more than 1/12 of an inch long, while others which reach from the extremities to the cord, measure several feet. Both dendrites and axons are of diameter so small as to be invisible except under the microscope.
Neuroglia.—Out of this simple structural element, the neurone, the entire nervous system is built. True, the neurones are held in place, and perhaps insulated, by a kind of soft cement called neuroglia. But this seems to possess no strictly nervous function. The number of the36 microscopic neurones required to make up the mass of the brain, cord and peripheral nervous system is far beyond our mental grasp. It is computed that the brain and cord contain some 3,000 millions of them.
Complexity of the Brain.—Something of the complexity of the brain structure can best be understood by an illustration. Professor Stratton estimates that if we were to make a model of the human brain, using for the neurone fibers wires so small as to be barely visible to the eye, in order to find room for all the wires the model would need to be the size of a city block on the base and correspondingly high. Imagine a telephone system of this complexity operating from one switch-board!
"Gray" and "White" Matter.—The "gray matter" of the brain and cord is made up of nerve cells and their dendrites, and the terminations of axons, which enter from the adjoining white matter. A part of the mass of gray matter also consists of the neuroglia which surrounds the nerve cells and fibers, and a network of blood vessels. The "white matter" of the central system consists chiefly of axons with their enveloping or medullary, sheath and neuroglia. The white matter contains no nerve cells or dendrites. The difference in color of the gray and the white matter is caused chiefly by the fact that in the gray masses the medullary sheath, which is white, is lacking, thus revealing the ashen gray of the nerve threads. In the white masses the medullary sheath is present.
4. GROSS STRUCTURE OF THE NERVOUS SYSTEM
Divisions of the Nervous System.—The nervous system may be considered in two divisions: (1) The central system, which consists of the brain and spinal cord, and37 (2) the peripheral system, which comprises the sensory and motor neurones connecting the periphery and the internal organs with the central system and the specialized end-organs of the senses. The sympathetic system, which is found as a double chain of nerve connections joining the roots of sensory and motor nerves just outside the spinal column, does not seem to be directly related to consciousness and so will not be discussed here. A brief description of the nervous system will help us better to understand how its parts all work together in so wonderful a way to accomplish their great result.
The Central System.—In the brain we easily distinguish three major divisions—the cerebrum, the cerebellum and the medulla oblongata. The medulla is but the enlarged upper part of the cord where it connects with the brain. It is about an inch and a quarter long, and is composed of both medullated and unmedullated fibers—that is of both "white" and "gray" matter. In the medulla, the unmedullated neurones which comprise the center of the cord are passing to the outside, and the medullated to the inside, thus taking the positions they occupy in the cerebrum. Here also the neurones are crossing, or changing sides, so that those which pass up the right side of the cord finally connect with the left side of the brain, and vice versa.
The Cerebellum.—Lying just back of the medulla and at the rear part of the base of the cerebrum is the cerebellum, or "little brain," approximately as large as the fist, and composed of a complex arrangement of white and gray matter. Fibers from the spinal cord enter this mass, and others emerge and pass on into the cerebrum, while its two halves also are connected with each other by means of cross fibers.38
Fig. 8.--View of the under side of the brain. B, basis of the crura; P, pons; Mo, medulla oblongata; Ce, cerebellum; Sc, spinal cord.
Fig. 8.—View of the under side of the brain. B, basis of the crura; P, pons; Mo, medulla oblongata; Ce, cerebellum; Sc, spinal cord.
The Cerebrum.—The cerebrum occupies all the upper part of the skull from the front to the rear. It is divided symmetrically into two hemispheres, the right and the left. These hemispheres are connected with each other by a small bridge of fibers called the corpus callosum. Each hemisphere is furrowed and ridged with convolutions, an arrangement which allows greater surface for the distribution of the gray cellular matter over it. Besides these irregularities of surface, each hemisphere is marked also by two deep clefts or fissures—the fissure of Rolando, extending from the middle upper part of the hemisphere downward and forward, passing a little in front of the ear and stopping on a level with the upper part of it; and the fissure of Sylvius, beginning at the base of the brain somewhat in front of the ear39 and extending upward and backward at an acute angle with the base of the hemisphere.
Fig. 9.--Diagrammatic side view of brain, showing cerebellum (CB) and medulla oblongata (MO). F' F'' F''' are placed on the first, second, and third frontal convolutions, respectively; AF, on the ascending frontal; AP, on the ascending parietal; M, on the marginal; A, on the angular. T' T'' T''' are placed on the first, second, and third temporal convolutions. R-R marks the fissure of Rolando; S-S, the fissure of Sylvius; PO, the parieto-occipital fissure.
Fig. 9.—Diagrammatic side view of brain, showing cerebellum (CB) and medulla oblongata (MO). F' F'' F''' are placed on the first, second, and third frontal convolutions, respectively; AF, on the ascending frontal; AP, on the ascending parietal; M, on the marginal; A, on the angular. T' T'' T''' are placed on the first, second, and third temporal convolutions. R-R marks the fissure of Rolando; S-S, the fissure of Sylvius; PO, the parieto-occipital fissure.
The surface of each hemisphere may be thought of as mapped out into four lobes: The frontal lobe, which includes the front part of the hemisphere and extends back to the fissure of Rolando and down to the fissure of Sylvius; the parietal lobe, which lies back of the fissure of Rolando and above that of Sylvius and extends back to the occipital lobe; the occipital lobe, which includes the extreme rear portion of the hemisphere; and the temporal lobe, which lies below the fissure of Sylvius and extends back to the occipital lobe.
The Cortex.—The gray matter of the hemispheres, unlike that of the cord, lies on the surface. This gray exterior portion of the cerebrum is called the cortex, and40 varies from one-twelfth to one-eighth of an inch in thickness. The cortex is the seat of all consciousness and of the control of voluntary movement.
Fig. 10.--Different aspects of sections of the spinal cord and of the roots of the spinal nerves from the cervical region: 1, different views of anterior median fissure; 2, posterior fissure; 3, anterior lateral depression for anterior roots; 4, posterior lateral depression for posterior roots; 5 and 6, anterior and posterior roots, respectively; 7, complete spinal nerve, formed by the union of the anterior and posterior roots.
Fig. 10.—Different aspects of sections of the spinal cord and of the roots of the spinal nerves from the cervical region: 1, different views of anterior median fissure; 2, posterior fissure; 3, anterior lateral depression for anterior roots; 4, posterior lateral depression for posterior roots; 5 and 6, anterior and posterior roots, respectively; 7, complete spinal nerve, formed by the union of the anterior and posterior roots.
The Spinal Cord.—The spinal cord proceeds from the base of the brain downward about eighteen inches through a canal provided for it in the vertebræ of the spinal column. It is composed of white matter on the outside, and gray matter within. A deep fissure on the anterior side and another on the posterior cleave the cord nearly in twain, resembling the brain in this particular. The gray matter on the interior is in the form of two crescents connected by a narrow bar.
The peripheral nervous system consists of thirty-one pairs of nerves, with their end-organs, branching off from the cord, and twelve pairs that have their roots in the brain. Branches of these forty-three pairs of nerves reach to every part of the periphery of the body and to all the internal organs.41
Fig. 11.--The projection fibers of the brain. I-IX, the first nine pairs of cranial nerves.
Fig. 11.—The projection fibers of the brain. I-IX, the first nine pairs of cranial nerves.
It will help in understanding the peripheral system to remember that a nerve consists of a bundle of neurone fibers each wrapped in its medullary sheath and sheath of Schwann. Around this bundle of neurones, that is around the nerve, is still another wrapping, silvery-white, called the neurilemma. The number of fibers going to make up a nerve varies from about 5,000 to 100,000. Nerves can easily be identified in a piece of lean beef, or even at the edge of a serious gash in one's own flesh!
Bundles of sensory fibers constituting a sensory nerve root enter the spinal cord on the posterior side through holes in the vertebræ. Similar bundles of motor fibers in the form of a motor nerve root emerge from the cord at the same level. Soon after their emergence from the cord, these two nerves are wrapped together in the42 same sheath and proceed in this way to the periphery of the body, where the sensory nerve usually ends in a specialized end-organ fitted to respond to some certain stimulus from the outside world. The motor nerve ends in minute filaments in the muscular organ which it governs. Both sensory and motor nerves connect with fibers of like kind in the cord and these in turn with the cortex, thus giving every part of the periphery direct connection with the cortex.
Fig. 12.--Schematic diagram showing association fibers connecting cortical centers with each other.--After James and Starr.
Fig. 12.—Schematic diagram showing association fibers connecting cortical centers with each other.—After James and Starr.
The end-organs of the sensory nerves are nerve masses, some of them, as the taste buds of the tongue, relatively simple; and others, as the eye or ear, very complex. They are all alike in one particular; namely, that each is fitted for its own particular work and can do no other. Thus the eye is the end-organ of sight, and is a wonderfully complex arrangement of nerve structure combined with refracting media, and arranged to respond to the rapid ether waves of light. The ear has43 for its essential part the specialized endings of the auditory nerve, and is fitted to respond to the waves carried to it in the air, giving the sensation of sound. The end-organs of touch, found in greatest perfection in the finger tips, are of several kinds, all very complicated in structure. And so on with each of the senses. Each particular sense has some form of end-organ specially adapted to respond to the kind of stimulus upon which its sensation depends, and each is insensible to the stimuli of the others, much as the receiver of a telephone will respond to the tones of our voice, but not to the touch of our fingers as will the telegraph instrument, and vice versa. Thus the eye is not affected by sounds, nor touch by light. Yet by means of all the senses together we are able to come in contact with the material world in a variety of ways.
5. LOCALIZATION OF FUNCTION IN THE NERVOUS SYSTEM
Division of Labor.—Division of labor is the law in the organic world as in the industrial. Animals of the lowest type, such as the amœba, do not have separate organs for respiration, digestion, assimilation, elimination, etc., the one tissue performing all of these functions. But in the higher forms each organ not only has its own specific work, but even within the same organ each part has its own particular function assigned. Thus we have seen that the two parts of the neurone probably perform different functions, the cells generating energy and the fibers transmitting it.
It will not seem strange, then, that there is also a division of labor in the cellular matter itself in the nervous system. For example, the little masses of ganglia44 which are distributed at intervals along the nerves are probably for the purpose of reënforcing the nerve current, much as the battery cells in the local telegraph office reënforce the current from the central office. The cellular matter in the spinal cord and lower parts of the brain has a very important work to perform in receiving messages from the senses and responding to them in directing the simpler reflex acts and movements which we learn to execute without our consciousness being called upon, thus leaving the mind free from these petty things to busy itself in higher ways. The cellular matter of the cortex performs the highest functions of all, for through its activity we have consciousness.
Fig. 13.--Side view of left hemisphere of human brain, showing the principal localized areas.
Fig. 13.—Side view of left hemisphere of human brain, showing the principal localized areas.
The gray matter of the cerebellum, the medulla, and the cord may receive impressions from the senses and respond to them with movements, but their response is in all cases wholly automatic and unconscious. A person45 whose hemispheres had been injured in such a way as to interfere with the activity of the cortex might still continue to perform most if not all of the habitual movements of his life, but they would be mechanical and not intelligent. He would lack all higher consciousness. It is through the activity of this thin covering of cellular matter of the cerebrum, the cortex, that our minds operate; here are received stimuli from the different senses, and here sensations are experienced. Here all our movements which are consciously directed have their origin. And here all our thinking, feeling, and willing are done.
Division of Labor in the Cortex.—Nor does the division of labor in the nervous system end with this assignment of work. The cortex itself probably works essentially as a unit, yet it is through a shifting of tensions from one area to another that it acts, now giving us a sensation, now directing a movement, and now thinking a thought or feeling an emotion. Localization of function is the rule here also. Certain areas of the cortex are devoted chiefly to sensations, others to motor impulses, and others to higher thought activities, yet in such a way that all work together in perfect harmony, each reënforcing the other and making its work significant. Thus the front portion of the cortex seems to be devoted to the higher thought activities; the region on both sides of the fissure of Rolando, to motor activities; and the rear and lower parts to sensory activities; and all are bound together and made to work together by the association fibers of the brain.
In the case of the higher thought activities, it is not probable that one section of the frontal lobes of the cortex is set apart for thinking, one for feeling, and one for willing, etc., but rather that the whole frontal46 part of the cortex is concerned in each. In the motor and sensory areas, however, the case is different; for here a still further division of labor occurs. For example, in the motor region one small area seems connected with movements of the head, one with the arm, one with the leg, one with the face, and another with the organs of speech; likewise in the sensory region, one area is devoted to vision, one to hearing, one to taste and smell, and one to touch, etc. We must bear in mind, however, that these regions are not mapped out as accurately as are the boundaries of our states—that no part of the brain is restricted wholly to either sensory or motor nerves, and that no part works by itself independently of the rest of the brain. We name a tract from the predominance of nerves which end there, or from the chief functions which the area performs. The motor localization seems to be the most perfect. Indeed, experimentation on the brains of monkeys has been successful in mapping out motor areas so accurately that such small centers as those connected with the bending of one particular leg or the flexing of a thumb have been located. Yet each area of the cortex is so connected with every other area by the millions of association fibers that the whole brain is capable of working together as a unit, thus unifying and harmonizing our thoughts, emotions, and acts.
6. FORMS OF SENSORY STIMULI
Let us next inquire how this mechanism of the nervous system is acted upon in such a way as to give us sensations. In order to understand this, we must first know that all forms of matter are composed of minute atoms which are in constant motion, and by imparting this47 motion to the air or the ether which surrounds them, are constantly radiating energy in the form of minute waves throughout space. These waves, or radiations, are incredibly rapid in some instances and rather slow in others. In sending out its energy in the form of these waves, the physical world is doing its part to permit us to form its acquaintance. The end-organs of the sensory nerves must meet this advance half-way, and be so constructed as to be affected by the different forms of energy which are constantly beating upon them.
Fig. 14.--The prism's analysis of a bundle of light rays. On the right are shown the relation of vibration rates to temperature stimuli, to light and to chemical stimuli. The rates are given in billions per second.--After Witmer.
Fig. 14.—The prism's analysis of a bundle of light rays. On the right are shown the relation of vibration rates to temperature stimuli, to light and to chemical stimuli. The rates are given in billions per second.—After Witmer.
The End-organs and Their Response to Stimuli.—Thus the radiations of ether from the sun, our chief source of light, are so rapid that billions of them enter the eye in a second of time, and the retina is of such a nature that its nerve cells are thrown into activity by these waves; the impulse is carried over the optic nerve to the occipital lobe of the cortex, and the sensation of sight is the result. The different colors also, from the red48 of the spectrum to the violet, are the result of different vibration rates in the waves of ether which strike the retina; and in order to perceive color, the retina must be able to respond to the particular vibration rate which represents each color. Likewise in the sense of touch the end-organs are fitted to respond to very rapid vibrations, and it is possible that the different qualities of touch are produced by different vibration rates in the atoms of the object we are touching. When we reach the ear, we have the organ which responds to the lowest vibration rate of all, for we can detect a sound made by an object which is vibrating from twenty to thirty times a second. The highest vibration rate which will affect the ear is some forty thousand per second.
Thus it is seen that there are great gaps in the different rates to which our senses are fitted to respond—a sudden drop from billions in the case of the eye to millions in touch, and to thousands or even tens in hearing. This makes one wonder whether there are not many things in nature which man has never discovered simply because he has not the sense mechanism enabling him to become conscious of their existence. There are undoubtedly "more things in heaven and earth than are dreamt of in our philosophy."
Dependence of the Mind on the Senses.—Only as the senses bring in the material, has the mind anything with which to build. Thus have the senses to act as messengers between the great outside world and the brain; to be the servants who shall stand at the doorways of the body—the eyes, the ears, the finger tips—each ready to receive its particular kind of impulse from nature and send it along the right path to the part of the cortex where it belongs, so that the mind can say, "A sight," "A sound," or "A touch." Thus does the49 mind come to know the universe of the senses. Thus does it get the material out of which memory, imagination, and thought begin. Thus and only thus does the mind secure the crude material from which the finished superstructure is finally built.
50CHAPTER IV
MENTAL DEVELOPMENT AND MOTOR TRAINING
Education was long looked upon as affecting the mind only; the body was either left out of account or neglected. Later science has shown, however, that the mind cannot be trained except as the nervous system is trained and developed. For not sensation and the simpler mental processes alone, but memory, imagination, judgment, reasoning and every other act of the mind are dependent on the nervous system finally for their efficiency. The little child gets its first mental experiences in connection with certain movements or acts set up reflexly by the pre-organized nervous system. From this time on movement and idea are so inextricably bound together that they cannot be separated. The mind and the brain are so vitally related that it is impossible to educate one without performing a like office for the other; and it is likewise impossible to neglect the one without causing the other to suffer in its development.
1. FACTORS DETERMINING THE EFFICIENCY OF THE NERVOUS SYSTEM
Development and Nutrition.—Ignoring the native differences in nervous systems through the influence of heredity, the efficiency of a nervous system is largely dependent on two factors: (1) The development of the51 cells and fibers of which it is composed, and (2) its general tone of health and vigor. The actual number of cells in the nervous system increases but little if at all after birth. Indeed, it is doubtful whether Edison's brain and nervous system has a greater number of cells in it than yours or mine. The difference between the brain of a genius and that of an ordinary man is not in the number of cells which it contains, but rather in the development of the cells and fibers which are present, potentially, at least, in every nervous system. The histologist tells us that in the nervous system of every child there are tens of thousands of cells which are so immature and undeveloped that they are useless; indeed, this is the case to some degree in every adult person's nervous system as well. Thus each individual has inherent in his nervous system potentialities of which he has never taken advantage, the utilizing of which may make him a genius and the neglecting of which will certainly leave him on the plane of mediocrity. The first problem in education, then, is to take the unripe and inefficient nervous system and so develop it in connection with the growing mind that the possibilities which nature has stored in it shall become actualities.
Undeveloped Cells.—Professor Donaldson tells us on this point that: "At birth, and for a long time after, many [nervous] systems contain cell elements which are more or less immature, not forming a functional part of the tissue, and yet under some conditions capable of further development.... For the cells which are continually appearing in the developing cortex no other source is known than the nuclei or granules found there in its earliest stages. These elements are metamorphosed neuroblasts—that is, elementary cells out of which the nervous matter is developed—which have52 shrunken to a volume less than that which they had at first, and which remain small until, in the subsequent process of enlargement necessary for their full development, they expand into well-marked cells. Elements intermediate between these granules and the fully developed cells are always found, even in mature brains, and therefore it is inferred that the latter are derived from the former. The appearances there also lead to the conclusion that many elements which might possibly develop in any given case are far beyond the number that actually does so.... The possible number of cells latent and functional in the central system is early fixed. At any age this number is accordingly represented by the granules as well as by the cells which have already undergone further development. During growth the proportion of developed cells increases, and sometimes, owing to the failure to recognize potential nerve cells in the granules, the impression is carried away that this increase implies the formation of new elements. As has been shown, such is not the case."[1]
Development of Nerve Fibers.—The nerve fibers, no less than the cells, must go through a process of development. It has already been shown that the fibers are the result of a branching of cells. At birth many of the cells have not yet thrown out branches, and hence the fibers are lacking; while many of those which are already grown out are not sufficiently developed to transmit impulses accurately. Thus it has been found that most children at birth are able to support the weight of the body for several seconds by clasping the fingers around a small rod, but it takes about a year for the child to become able to stand. It is evident that it requires more actual strength to cling to a rod than to stand;53 hence the conclusion is that the difference is in the earlier development of the nerve centers which have to do with clasping than of those concerned in standing. Likewise the child's first attempts to feed himself or do any one of the thousand little things about which he is so awkward, are partial failures not so much because he has not had practice as because his nervous machinery connected with those movements is not yet developed sufficiently to enable him to be accurate. His brain is in a condition which Flechsig calls "unripe." How, then, shall the undeveloped cells and system ripen? How shall the undeveloped cells and fibers grow to full maturity and efficiency?
2. DEVELOPMENT OF NERVOUS SYSTEM THROUGH USE
Importance of Stimulus and Response.—Like all other tissues of the body, the nerve cells and fibers are developed by judicious use. The sensory and association centers require the constant stimulus of nerve currents running in from the various end-organs, and the motor centers require the constant stimulus of currents running from them out to the muscles. In other words, the conditions upon which both motor and sensory development depend are: (1) A rich environment of sights and sounds and tastes and smells, and everything else which serves as proper stimulus to the sense organs, and to every form of intellectual and social interest; and (2) no less important, an opportunity for the freest and most complete forms of response and motor activity.54
Fig. 15.--Schematic transverse section of the human brain showing the projection of the motor fibers, their crossing in the neighborhood of the medulla, and their termination in the different areas of localized function in the cortex. S, fissure of Sylvius; M, the medulla; VII, the roots of the facial nerves.
Fig. 15.—Schematic transverse section of the human brain showing the projection of the motor fibers, their crossing in the neighborhood of the medulla, and their termination in the different areas of localized function in the cortex. S, fissure of Sylvius; M, the medulla; VII, the roots of the facial nerves.
An illustration of the effects of the lack of sensory stimuli on the cortex is well shown in the case of Laura Bridgman, whose brain was studied by Professor Donaldson after her death. Laura Bridgman was born a normal child, and developed as other children do up to the age of nearly three years. At this time, through an attack of scarlet fever, she lost her hearing completely and also the sight of her left eye. Her right eye was so badly affected that she could see but little; and it, too, became entirely blind when she was eight. She lived55 in this condition until she was sixty years old, when she died. Professor Donaldson submitted the cortex of her brain to a most careful examination, also comparing the corresponding areas on the two hemispheres with each other. He found that as a whole the cortex was thinner than in the case of normal individuals. He found also that the cortical area connected with the left eye—namely, the right occipital region—was much thinner than that for the right eye, which had retained its sight longer than the other. He says: "It is interesting to notice that those parts of the cortex which, according to the current view, were associated with the defective sense organs were also particularly thin. The cause of this thinness was found to be due, at least in part, to the small size of the nerve cells there present. Not only were the large and medium-sized cells smaller, but the impression made on the observer was that they were also less numerous than in the normal cortex."
Effect of Sensory Stimuli.—No doubt if we could examine the brain of a person who has grown up in an environment rich in stimuli to the eye, where nature, earth, and sky have presented a changing panorama of color and form to attract the eye; where all the sounds of nature, from the chirp of the insect to the roar of the waves and the murmur of the breeze, and from the softest tones of the voice to the mightiest sweep of the great orchestra, have challenged the ear; where many and varied odors and perfumes have assailed the nostrils; where a great range of tastes have tempted the palate; where many varieties of touch and temperature sensations have been experienced—no doubt if we could examine such a brain we should find the sensory areas of the cortex excelling in thickness because its cells were well developed and full sized from the currents which56 had been pouring into them from the outside world. On the other hand, if we could examine a cortex which had lacked any one of these stimuli, we should find some area in it undeveloped because of this deficiency. Its owner therefore possesses but the fraction of a brain, and would in a corresponding degree find his mind incomplete.
Necessity for Motor Activity.—Likewise in the case of the motor areas. Pity the boy or girl who has been deprived of the opportunity to use every muscle to the fullest extent in the unrestricted plays and games of childhood. For where such activities are not wide in their scope, there some areas of the cortex will remain undeveloped, because unused, and the person will be handicapped later in his life from lack of skill in the activities depending on these centers. Halleck says in this connection: "If we could examine the developing motor region with a microscope of sufficient magnifying power, it is conceivable that we might learn wherein the modification due to exercise consists. We might also, under such conditions, be able to say, 'This is the motor region of a piano player; the modifications here correspond precisely to those necessary for controlling such movements of the hand.' Or, 'This is the motor tract of a blacksmith; this, of an engraver; and these must be the cells which govern the vocal organs of an orator.'" Whether or not the microscope will ever reveal such things to us, there is no doubt that the conditions suggested exist, and that back of every inefficient and awkward attempt at physical control lies a motor area with its cells undeveloped by use. No wonder that our processes of learning physical adjustment and control are slow, for they are a growth in the brain rather than a simple "learning how."57
The training of the nervous system consists finally, then, in the development and coördination of the neurones of which it is composed. We have seen that the sensory cells are to be developed by the sensory stimuli pouring in upon them, and the motor cells by the motor impulses which they send out to the muscles. The sensory and the motor fibers likewise, being an outgrowth of their respective cells, find their development in carrying the impulses which result in sensation and movement. Thus it is seen that the neurone is, in its development as in its work, a unit.
Development of the Association Centers.—To this simpler type of sensory and motor development which we have been considering, we must add that which comes from the more complex mental processes, such as memory, thought, and imagination. For it is in connection with these that the association fibers are developed, and the brain areas so connected that they can work together as a unit. A simple illustration will enable us to see more clearly how the nervous mechanism acts to bring this about.
Suppose that I am walking along a country road deeply engaged in meditation, and that I come to a puddle of water in my pathway. I may turn aside and avoid the obstruction without my attention being called to it, and without interruption of my train of thought. The act has been automatic. In this case the nerve current has passed from the eye (S) over an afferent fiber to a sensory center (s) in the nervous system below the cortex; from there it has been forwarded to a motor center (m) in the same region, and on out over a motor fiber to the proper muscles (M), which are to execute the required act. The act having been completed, the sensory nerves connected with the muscles employed58 report the fact back that the work is done, thus completing the circuit. This event may be taken as an illustration of literally thousands of acts which we perform daily without the intervention of consciousness, and hence without involving the hemispheres.
Fig. 16.--Diagram illustrating the paths of association.
Fig. 16.—Diagram illustrating the paths of association.
If, however, instead of avoiding the puddle unconsciously, I do so from consideration of the danger of wet feet and the disagreeableness of soiled shoes and the ridiculous appearance I shall make, then the current cannot take the short circuit, but must pass on up to the cortex. Here it awakens consciousness to take notice of the obstruction, and calls forth the images which aid in directing the necessary movements. This simple illustration may be greatly complicated, substituting for it one of the more complex problems which are continually presenting themselves to us for solution, or the associated trains of thought that are constantly occupying our minds. But the truth of the illustration59 still holds. Whether in the simple or the complex act, there is always a forward passing of the nerve current through the sensory and thought centers, and on out through the motor centers to the organs which are to be concerned in the motor response.
The Factors Involved in a Simple Action.—Thus it will be seen that in the simplest act which can be considered there are the following factors: (1) The stimulus which acts on the end-organ; (2) the ingoing current over an afferent nerve; (3) the sensory or interpreting cells; (4) the fibers connecting the sensory with a motor center; (5) the motor cells; (6) the efferent nerve to carry the direction for the movement outward to the muscle; (7) the motor response; and, finally, (8) the report back that the act has been performed. With this in mind it fairly bewilders one to think of the marvelous complexity of the work that is going on in our nervous mechanism every moment of our life, even without considering the higher thought processes at all. How, with these added, the resulting complexity all works out into beautiful harmony is indeed beyond comprehension.
3. EDUCATION AND THE TRAINING OF THE NERVOUS SYSTEM
Fortunately, many of the best opportunities for sensory and motor training do not depend on schools or courses of study. The world is full of stimuli to our senses and to our social natures; and our common lives are made up of the responses we make to these stimuli,—the movements, acts and deeds by which we fit ourselves into our world of environment. Undoubtedly the most rapid and vital progress we make in our development is accomplished in the years before we have60 reached the age to go to school. Yet it is the business of education to see that we do not lack any essential opportunity, to make sure that necessary lines of stimuli or of motor training have not been omitted from our development.
Education to Supply Opportunities for Stimulus and Response.—The great problem of education is, on the physical side, it would seem, then, to provide for ourselves and those we seek to educate as rich an environment of sensory and social stimuli as possible; one whose impressions will be full of suggestions to response in motor activity and the higher thought processes; and then to give opportunity for thought and for expression in acts and deeds in the largest possible number of lines. And added to this must be frequent and clear sensory and motor recall, a living over again of the sights and sounds and odors and the motor activities we have once experienced. There must also be the opportunity for the forming of worthy plans and ideals. For in this way the brain centers which were concerned in the original sensation or thought or movement are again brought into exercise, and their development continued. Through recall and imagination we are able not only greatly to multiply the effects of the immediate sensory and motor stimuli which come to us, but also to improve our power of thinking by getting a fund of material upon which the mind can draw.
Order of Development in the Nervous System.—Nature has set the order in which the powers of the nervous system shall develop. And we must follow this order if we would obtain the best results. Stated in technical terms, the order is from fundamental to accessory. This is to say that the nerve centers controlling the larger and more general movements of the body ripen first,61 and those governing the finer motor adjustments later. For example, the larger body muscles of the child which are concerned with sitting up come under control earlier than those connected with walking. The arm muscles develop control earlier than the finger muscles, and the head and neck muscles earlier than the eye muscles. So also the more general and less highly specialized powers of the mind ripen sooner than the more highly specialized. Perception and observation precede powers of critical judgment and association. Memory and imagination ripen earlier than reasoning and the logical ability.
This all means that our educational system must be planned to follow the order of nature. Children of the primary grades should not be required to write with fine pencils or pens which demand delicate finger adjustments, since the brain centers for these finer coördinations are not yet developed. Young children should not be set at work necessitating difficult eye control, such as stitching through perforated cardboard, reading fine print and the like, as their eyes are not yet ready for such tasks. The more difficult analytical problems of arithmetic and relations of grammar should not be required of pupils at a time when the association areas of the brain are not yet ready for this type of thinking. For such methods violate the law of nature, and the child is sure to suffer the penalty.
4. IMPORTANCE OF HEALTH AND VIGOR OF THE NERVOUS SYSTEM
Parallel with opportunities for proper stimuli and response the nervous system must possess good tonicity, or vigor. This depends in large degree on general health62 and nutrition, with freedom from overfatigue. No favorableness of environment nor excellence of training can result in an efficient brain if the nerve energy has run low from depleted health, want of proper nourishment, or exhaustion.
The Influence of Fatigue.—Histologists find that the nuclei of nerve cells are shrunk as much as fifty per cent by extreme fatigue. Reasonable fatigue followed by proper recuperation is not harmful, but even necessary if the best development is to be attained; but fatigue without proper nourishment and rest is fatal to all mental operations, and indeed finally to the nervous system itself, leaving it permanently in a condition of low tone, and incapable of rallying to strong effort. For rapid and complete recuperation the cells must have not only the best of nourishment but opportunity for rest as well.
Extreme and long-continued fatigue is hostile to the development and welfare of any nervous system, and especially to that of children. Not only does overfatigue hinder growth, but it also results in the formation of certain toxins, or poisons, in the organism, which are particularly harmful to nervous tissue. It is these fatigue toxins that account for many of the nervous and mental disorders which accompany breakdowns from overwork. On the whole, the evil effects from mental overstrain are more to be feared than from physical overstrain.
The Effects of Worry.—There is, perhaps, no greater foe to brain growth and efficiency than the nervous and worn-out condition which comes from loss of sleep or from worry. Experiments in the psychological laboratories have shown that nerve cells shrivel up and lose their vitality under loss of sleep. Let this go on for63 any considerable length of time, and the loss is irreparable; for the cells can never recuperate. This is especially true in the case of children or young people. Many school boys and girls, indeed many college students, are making slow progress in their studies not because they are mentally slow or inefficient, not even chiefly because they lose time that should be put on their lessons, but because they are incapacitating their brains for good service through late hours and the consequent loss of sleep. Add to this condition that of worry, which often accompanies it from the fact of failure in lessons, and a naturally good and well-organized nervous system is sure to fail. Worry, from whatever cause, should be avoided as one would avoid poison, if we would bring ourselves to the highest degree of efficiency. Not only does worry temporarily unfit the mind for its best work, but its evil results are permanent, since the mind is left with a poorly developed or undone nervous system through which to work, even after the cause for worry has been removed and the worry itself has ceased.
Not only should each individual seek to control the causes of worry in his own life, but the home and the school should force upon childhood as few causes for worry as may be. Children's worry over fears of the dark, over sickness and death, over prospective but delayed punishment, over the thousand and one real or imaginary troubles of childhood, should be eliminated so far as possible. School examinations that prey on the peace of mind, threats of failure of promotion, all nagging and sarcasm, and whatever else may cause continued pain or worry to sensitive minds should be barred from our schoolroom methods and practice. The price we force the child to pay for results through their64 use is too great for them to be tolerated. We must seek a better way.
The Factors in Good Nutrition.—For the best nutrition there is necessity first of all plenty of nourishing and healthful food. Science and experience have both disproved the supposition that students should be scantily fed. O'Shea claims that many brain workers are far short of their highest grade of efficiency because of starving their brains from poor diet. And not only must the food be of the right quality, but the body must be in good health. Little good to eat the best of food unless it is being properly digested and assimilated. And little good if all the rest is as it should be, and the right amount of oxidation does not go on in the brain so as to remove the worn-out cells and make place for new ones. This warns us that pure air and a strong circulation are indispensable to the best working of our brains. No doubt many students who find their work too hard for them might locate the trouble in their stomachs or their lungs or the food they eat, rather than in their minds.
5. PROBLEMS FOR INTROSPECTION AND OBSERVATION
1. Estimate the mental progress made by the child during the first five years and compare with that made during the second five years of its life. To do this make a list, so far as you are able, of the acquisitions of each period. What do you conclude as to the importance of play and freedom in early education? Why not continue this method instead of sending the child to school?
2. Which has the better opportunity for sensory training, the city child or the country child? For social training? For motor development through play? It is said by specialists that65 country children are not as good players as city children. Why should this be the case?
3. Observe carefully some group of children for evidences of lack of sensory training (Interest in sensory objects, skill in observation, etc.). For lack of motor training (Failure in motor control, awkwardness, lack of skill in play, etc.). Do you find that general mental ability seems to be correlated with sensory and motor ability, or not?
4. What sensory training can be had from (1) geography, (2) agriculture, (3) arithmetic, (4) drawing? What lines of motor training ought the school to afford, (1) in general, (2) for the hand, (3) in the grace and poise of carriage or bearing, (4) in any other line? Make observation tests of these points in one or more school rooms and report the results.
5. Describe what you think must be the type of mental life of Helen Keller. (Read "The World I Live In," by Helen Keller.)
6. Study groups of children for signs of deficiency in brain power from lack of nutrition. From fatigue. From worry. From lack of sleep.
66CHAPTER V
HABIT
Habit is our "best friend or worst enemy." We are "walking bundles of habits." Habit is the "fly-wheel of society," keeping men patient and docile in the hard or disagreeable lot which some must fill. Habit is a "cable which we cannot break." So say the wise men. Let me know your habits of life and you have revealed your moral standards and conduct. Let me discover your intellectual habits, and I understand your type of mind and methods of thought. In short, our lives are largely a daily round of activities dictated by our habits in this line or that. Most of our movements and acts are habitual; we think as we have formed the habit of thinking; we decide as we are in the habit of deciding; we sleep, or eat, or speak as we have grown into the habit of doing these things; we may even say our prayers or perform other religious exercises as matters of habit. But while habit is the veriest tyrant, yet its good offices far exceed the bad even in the most fruitless or depraved life.
1. THE NATURE OF HABIT
Many people when they speak or think of habit give the term a very narrow or limited meaning. They have in mind only certain moral or personal tendencies usually spoken of as one's "habits." But in order to understand habit in any thorough and complete way we must,67 as suggested by the preceding paragraph, broaden our concept to include every possible line of physical and mental activity. Habit may be defined as the tendency of the nervous system to repeat any act that has been performed once or many times.
The Physical Basis of Habit.—Habit is to be explained from the standpoint of its physical basis. Habits are formed because the tissues of our brains are capable of being modified by use, and of so retaining the effects of this modification that the same act is easier of performance each succeeding time. This results in the old act being repeated instead of a new one being selected, and hence the old act is perpetuated.
Even dead and inert matter obeys the same principles in this regard as does living matter. Says M. Leon Dumont: "Everyone knows how a garment, having been worn a certain time, clings to the shape of the body better than when it was new; there has been a change in the tissue, and this change is a new habit of cohesion; a lock works better after having been used some time; at the outset more force was required to overcome certain roughness in the mechanism. The overcoming of this resistance is a phenomenon of habituation. It costs less trouble to fold a paper when it has been folded already. This saving of trouble is due to the essential nature of habit, which brings it about that, to reproduce the effect, a less amount of the outward cause is required. The sounds of a violin improve by use in the hands of an able artist, because the fibers of the wood at last contract habits of vibration conformed to harmonic relations. This is what gives such inestimable value to instruments that have belonged to great masters. Water, in flowing, hollows out for itself a channel, which grows broader and deeper; and,68 after having ceased to flow, it resumes when it flows again the path traced for itself before. Just so, the impressions of outer objects fashion for themselves in the nervous system more and more appropriate paths, and these vital phenomena recur under similar excitements from without, when they have been interrupted for a certain time."[2]
All Living Tissue Plastic.—What is true of inanimate matter is doubly true of living tissue. The tissues of the human body can be molded into almost any form you choose if taken in time. A child may be placed on his feet at too early an age, and the bones of his legs form the habit of remaining bent. The Flathead Indian binds a board on the skull of his child, and its head forms the habit of remaining flat on the top. Wrong bodily postures produce curvature of the spine, and pernicious modes of dress deform the bones of the chest. The muscles may be trained into the habit of keeping the shoulders straight or letting them droop; those of the back, to keep the body well up on the hips, or to let it sag; those of locomotion, to give us a light, springy step, or to allow a shuffling carriage; those of speech, to give us a clear-cut, accurate articulation, or a careless, halting one; and those of the face, to give us a cheerful cast of countenance, or a glum and morose expression.
Habit a Modification of Brain Tissue.—But the nervous tissue is the most sensitive and easily molded of all bodily tissues. In fact, it is probable that the real habit of our characteristic walk, gesture, or speech resides in the brain, rather than in the muscles which it controls. So delicate is the organization of the brain structure and so unstable its molecules, that even the perfume of the flower, which assails the nose of a child, the song69 of a bird, which strikes his ear, or the fleeting dream, which lingers but for a second in his sleep, has so modified his brain that it will never again be as if these things had not been experienced. Every sensory current which runs in from the outside world; every motor current which runs out to command a muscle; every thought that we think, has so modified the nerve structure through which it acts, that a tendency remains for a like act to be repeated. Our brain and nervous system is daily being molded into fixed habits of acting by our thoughts and deeds, and thus becomes the automatic register of all we do.
The old Chinese fairy story hits upon a fundamental and vital truth. These celestials tell their children that each child is accompanied by day and by night, every moment of his life, by an invisible fairy, who is provided with a pencil and tablet. It is the duty of this fairy to put down every deed of the child, both good and evil, in an indelible record which will one day rise as a witness against him. So it is in very truth with our brains. The wrong act may have been performed in secret, no living being may ever know that we performed it, and a merciful Providence may forgive it; but the inexorable monitor of our deeds was all the time beside us writing the record, and the history of that act is inscribed forever in the tissues of our brain. It may be repented of bitterly in sackcloth and ashes and be discontinued, but its effects can never be quite effaced; they will remain with us a handicap till our dying day, and in some critical moment in a great emergency we shall be in danger of defeat from that long past and forgotten act.
We Must Form Habits.—We must, then, form habits. It is not at all in our power to say whether we will form habits or not; for, once started, they go on forming70 themselves by day and night, steadily and relentlessly. Habit is, therefore, one of the great factors to be reckoned with in our lives, and the question becomes not, Shall we form habits? but What habits we shall form. And we have the determining of this question largely in our own power, for habits do not just happen, nor do they come to us ready made. We ourselves make them from day to day through the acts we perform, and in so far as we have control over our acts, in that far we can determine our habits.
2. THE PLACE OF HABIT IN THE ECONOMY OF OUR LIVES
Habit is one of nature's methods of economizing time and effort, while at the same time securing greater skill and efficiency. This is easily seen when it is remembered that habit tends towards automatic action; that is, towards action governed by the lower nerve centers and taking care of itself, so to speak, without the interference of consciousness. Everyone has observed how much easier in the performance and more skillful in its execution is the act, be it playing a piano, painting a picture, or driving a nail, when the movements involved have ceased to be consciously directed and become automatic.
Habit Increases Skill and Efficiency.—Practically all increase in skill, whether physical or mental, depends on our ability to form habits. Habit holds fast to the skill already attained while practice or intelligence makes ready for the next step in advance. Could we not form habits we should improve but little in our way of doing things, no matter how many times we did them over. We should now be obliged to go through the same71 bungling process of dressing ourselves as when we first learned it as children. Our writing would proceed as awkwardly in the high school as the primary, our eating as adults would be as messy and wide of the mark as when we were infants, and we should miss in a thousand ways the motor skill that now seems so easy and natural. All highly skilled occupations, and those demanding great manual dexterity, likewise depend on our habit-forming power for the accurate and automatic movements required.
So with mental skill. A great portion of the fundamentals of our education must be made automatic—must become matters of habit. We set out to learn the symbols of speech. We hear words and see them on the printed page; associated with these words are meanings, or ideas. Habit binds the word and the idea together, so that to think of the one is to call up the other—and language is learned. We must learn numbers, so we practice the "combinations," and with 4×6, or 3×8 we associate 24. Habit secures this association in our minds, and lo! we soon know our "tables." And so on throughout the whole range of our learning. We learn certain symbols, or facts, or processes, and habit takes hold and renders these automatic so that we can use them freely, easily, and with skill, leaving our thought free for matters that cannot be made automatic. One of our greatest dangers is that we shall not make sufficiently automatic, enough of the necessary foundation material of education. Failing in this, we shall at best be but blunderers intellectually, handicapped because we failed to make proper use of habit in our development.
For, as we have seen in an earlier chapter, there is a limit to our mental energy and also to the number of objects to which we are able to attend. It is only when72 attention has been freed from the many things that can always be thought or done in the same way, that the mind can devote itself to the real problems that require judgment, imagination or reasoning. The writer whose spelling and punctuation do not take care of themselves will hardly make a success of writing. The mathematician whose number combinations, processes and formulæ are not automatic in his mind can never hope to make progress in mathematical thinking. The speaker who, while speaking, has to think of his gestures, his voice or his enunciation will never sway audiences by his logic or his eloquence.
Habit Saves Effort and Fatigue.—We do most easily and with least fatigue that which we are accustomed to do. It is the new act or the strange task that tires us. The horse that is used to the farm wearies if put on the road, while the roadster tires easily when hitched to the plow. The experienced penman works all day at his desk without undue fatigue, while the man more accustomed to the pick and the shovel than to the pen, is exhausted by a half hour's writing at a letter. Those who follow a sedentary and inactive occupation do not tire by much sitting, while children or others used to freedom and action may find it a wearisome task merely to remain still for an hour or two.
Not only would the skill and speed demanded by modern industry be impossible without the aid of habit, but without its help none could stand the fatigue and strain. The new workman placed at a high-speed machine is ready to fall from weariness at the end of his first day. But little by little he learns to omit the unnecessary movements, the necessary movements become easier and more automatic through habit, and he finds the work easier. We may conclude, then, that not only73 do consciously directed movements show less skill than the same movements made automatic by habit, but they also require more effort and produce greater fatigue.
Habit Economizes Moral Effort.—To have to decide each time the question comes up whether we will attend to this lecture or sermon or lesson; whether we will persevere and go through this piece of disagreeable work which we have begun; whether we will go to the trouble of being courteous and kind to this or that poor or unlovely or dirty fellow-mortal; whether we will take this road because it looks easy, or that one because we know it to be the one we ought to take; whether we will be strictly fair and honest when we might just as well be the opposite; whether we will resist the temptation which dares us; whether we will do this duty, hard though it is, which confronts us—to have to decide each of these questions every time it presents itself is to put too large a proportion of our thought and energy on things which should take care of themselves. For all these things should early become so nearly habitual that they can be settled with the very minimum of expenditure of energy when they arise.
The Habit of Attention.—It is a noble thing to be able to attend by sheer force of will when the interest lags, or some more attractive thing appears, but far better is it so to have formed the habit of attention that we naturally fall into that attitude when this is the desirable thing. To understand what I mean, you only have to look over a class or an audience and note the different ways which people have of finally settling down to listening. Some with an attitude which says, "Now here I am, ready to listen to you if you will interest me, otherwise not." Others with a manner which says, "I did not really come here expecting to listen, and you will have74 a large task if you interest me; I never listen unless I am compelled to, and the responsibility rests on you." Others plainly say, "I really mean to listen, but I have hard work to control my thoughts, and if I wander I shall not blame you altogether; it is just my way." And still others say, "When I am expected to listen, I always listen whether there is anything much to listen to or not. I have formed that habit, and so have no quarrel with myself about it. You can depend on me to be attentive, for I cannot afford to weaken my habit of attention whether you do well or not." Every speaker will clasp these last listeners to his heart and feed them on the choicest thoughts of his soul; they are the ones to whom he speaks and to whom his address will appeal.
Habit Enables Us to Meet the Disagreeable.—To be able to persevere in the face of difficulties and hardships and carry through the disagreeable thing in spite of the protests of our natures against the sacrifice which it requires, is a creditable thing; but it is more creditable to have so formed the habit of perseverance that the disagreeable duty shall be done without a struggle, or protest, or question. Horace Mann testifies of himself that whatever success he was able to attain was made possible through the early habit which he formed of never stopping to inquire whether he liked to do a thing which needed doing, but of doing everything equally well and without question, both the pleasant and the unpleasant.
The youth who can fight out a moral battle and win against the allurements of some attractive temptation is worthy the highest honor and praise; but so long as he has to fight the same battle over and over again, he is on dangerous ground morally. For good morals must finally become habits, so ingrained in us that the right75 decision comes largely without effort and without struggle. Otherwise the strain is too great, and defeat will occasionally come; and defeat means weakness and at last disaster, after the spirit has tired of the constant conflict. And so on in a hundred lines. Good habits are more to be coveted than individual victories in special cases, much as these are to be desired. For good habits mean victories all along the line.
Habit the Foundation of Personality.—The biologist tells us that it is the constant and not the occasional in the environment that impresses itself on an organism. So also it is the habitual in our lives that builds itself into our character and personality. In a very real sense we are what we are in the habit of doing and thinking.
Without habit, personality could not exist; for we could never do a thing twice alike, and hence would be a new person each succeeding moment. The acts which give us our own peculiar individuality are our habitual acts—the little things that do themselves moment by moment without care or attention, and are the truest and best expression of our real selves. Probably no one of us could be very sure which arm he puts into the sleeve, or which foot he puts into the shoe, first; and yet each of us certainly formed the habit long ago of doing these things in a certain way. We might not be able to describe just how we hold knife and fork and spoon, and yet each has his own characteristic and habitual way of handling them. We sit down and get up in some characteristic way, and the very poise of our heads and attitudes of our bodies are the result of habit. We get sleepy and wake up, become hungry and thirsty at certain hours, through force of habit. We form the habit of liking a certain chair, or nook, or corner, or path, or desk, and then seek this to the exclusion76 of all others. We habitually use a particular pitch of voice and type of enunciation in speaking, and this becomes one of our characteristic marks; or we form the habit of using barbarisms or solecisms of language in youth, and these cling to us and become an inseparable part of us later in life.
On the mental side the case is no different. Our thinking is as characteristic as our physical acts. We may form the habit of thinking things out logically, or of jumping to conclusions; of thinking critically and independently, or of taking things unquestioningly on the authority of others. We may form the habit of carefully reading good, sensible books, or of skimming sentimental and trashy ones; of choosing elevating, ennobling companions, or the opposite; of being a good conversationalist and doing our part in a social group, or of being a drag on the conversation, and needing to be "entertained." We may form the habit of observing the things about us and enjoying the beautiful in our environment, or of failing to observe or to enjoy. We may form the habit of obeying the voice of conscience or of weakly yielding to temptation without a struggle; of taking a reverent attitude of prayer in our devotions, or of merely saying our prayers.
Habit Saves Worry and Rebellion.—Habit has been called the "balance wheel" of society. This is because men readily become habituated to the hard, the disagreeable, or the inevitable, and cease to battle against it. A lot that at first seems unendurable after a time causes less revolt. A sorrow that seems too poignant to be borne in the course of time loses some of its sharpness. Oppression or injustice that arouses the fiercest resentment and hate may finally come to be accepted77 with resignation. Habit helps us learn that "what cannot be cured must be endured."
3. THE TYRANNY OF HABIT
Even Good Habits Need to Be Modified.—But even in good habits there is danger. Habit is the opposite of attention. Habit relieves attention of unnecessary strain. Every habitual act was at one time, either in the history of the race or of the individual, a voluntary act; that is, it was performed under active attention. As the habit grew, attention was gradually rendered unnecessary, until finally it dropped entirely out. And herein lies the danger. Habit once formed has no way of being modified unless in some way attention is called to it, for a habit left to itself becomes more and more firmly fixed. The rut grows deeper. In very few, if any, of our actions can we afford to have this the case. Our habits need to be progressive, they need to grow, to be modified, to be improved. Otherwise they will become an incrusting shell, fixed and unyielding, which will limit our growth.
It is necessary, then, to keep our habitual acts under some surveillance of attention, to pass them in review for inspection every now and then, that we may discover possible modifications which will make them more serviceable. We need to be inventive, constantly to find out better ways of doing things. Habit takes care of our standing, walking, sitting; but how many of us could not improve his poise and carriage if he would? Our speech has become largely automatic, but no doubt all of us might remove faults of enunciation, pronunciation or stress from our speaking. So also we might better our78 habits of study and thinking, our methods of memorizing, or our manner of attending.
The Tendency of "Ruts."—But this will require something of heroism. For to follow the well-beaten path of custom is easy and pleasant, while to break out of the rut of habit and start a new line of action is difficult and disturbing. Most people prefer to keep doing things as they always have done them, to continue reading and thinking and believing as they have long been in the habit of doing, not so much because they feel that their way is best, but because it is easier than to change. Hence the great mass of us settle down on the plane of mediocrity, and become "old fogy." We learn to do things passably well, cease to think about improving our ways of doing them, and so fall into a rut. Only the few go on. They make use of habit as the rest do, but they also continue to attend at critical points of action, and so make habit an ally in place of accepting it as a tyrant.
4. HABIT-FORMING A PART OF EDUCATION
It follows from the importance of habit in our lives that no small part of education should be concerned with the development of serviceable habits. Says James, "Could the young but realize how soon they will become mere walking bundles of habits, they would give more heed to their conduct while in the plastic state. We are spinning our own fates, good or evil, and never to be undone. Every smallest stroke of virtue or of vice leaves its never-so-little scar." Any youth who is forming a large number of useful habits is receiving no mean education, no matter if his knowledge of books may be limited; on the other hand, no one who is forming a large79 number of bad habits is being well educated, no matter how brilliant his knowledge may be.
Youth the Time for Habit-forming.—Childhood and youth is the great time for habit-forming. Then the brain is plastic and easily molded, and it retains its impressions more indelibly; later it is hard to modify, and the impressions made are less permanent. It is hard to teach an old dog new tricks; nor would he remember them if you could teach them to him, nor be able to perform them well even if he could remember them. The young child will, within the first few weeks of its life, form habits of sleeping and feeding. It may in a few days be led into the habit of sleeping in the dark, or requiring a light; of going to sleep lying quietly, or of insisting upon being rocked; of getting hungry by the clock, or of wanting its food at all times when it finds nothing else to do, and so on. It is wholly outside the power of the mother or the nurse to determine whether the child shall form habits, but largely within their power to say what habits shall be formed, since they control his acts.
As the child grows older, the range of his habits increases; and by the time he has reached his middle teens, the greater number of his personal habits are formed. It is very doubtful whether a boy who has not formed habits of punctuality before the age of fifteen will ever be entirely trustworthy in matters requiring precision in this line. The girl who has not, before this age, formed habits of neatness and order will hardly make a tidy housekeeper later in her life. Those who in youth have no opportunity to habituate themselves to the usages of society may study books on etiquette and employ private instructors in the art of polite behavior all they please later in life, but they will never cease to80 be awkward and ill at ease. None are at a greater disadvantage than the suddenly-grown-rich who attempt late in life to surround themselves with articles of art and luxury, though their habits were all formed amid barrenness and want during their earlier years.
The Habit of Achievement.—What youth does not dream of being great, or noble, or a celebrated scholar! And how few there are who finally achieve their ideals! Where does the cause of failure lie? Surely not in the lack of high ideals. Multitudes of young people have "Excelsior!" as their motto, and yet never get started up the mountain slope, let alone toiling on to its top. They have put in hours dreaming of the glory farther up, and have never begun to climb. The difficulty comes in not realizing that the only way to become what we wish or dream that we may become is to form the habit of being that thing. To form the habit of achievement, of effort, of self-sacrifice, if need be. To form the habit of deeds along with dreams; to form the habit of doing.
Who of us has not at this moment lying in wait for his convenience in the dim future a number of things which he means to do just as soon as this term of school is finished, or this job of work is completed, or when he is not so busy as now? And how seldom does he ever get at these things at all! Darwin tells that in his youth he loved poetry, art, and music, but was so busy with his scientific work that he could ill spare the time to indulge these tastes. So he promised himself that he would devote his time to scientific work and make his mark in this. Then he would have time for the things that he loved, and would cultivate his taste for the fine arts. He made his mark in the field of science, and then turned again to poetry, to music, to art. But alas! they were all dead and dry bones to him, without life or interest.81 He had passed the time when he could ever form the taste for them. He had formed his habits in another direction, and now it was forever too late to form new habits. His own conclusion is, that if he had his life to live over again, he would each week listen to some musical concert and visit some art gallery, and that each day he would read some poetry, and thereby keep alive and active the love for them.
So every school and home should be a species of habit-factory—a place where children develop habits of neatness, punctuality, obedience, politeness, dependability and the other graces of character.
5. RULES FOR HABIT-FORMING
James's Three Maxims for Habit-forming.—On the forming of new habits and the leaving off of old ones, I know of no better statement than that of James, based on Bain's chapter on "Moral Habits." I quote this statement at some length: "In the acquisition of a new habit, or the leaving off of an old one, we must take care to launch ourselves with as strong and decided an initiative as possible. Accumulate all the possible circumstances which shall reënforce right motives; put yourself assiduously in conditions that encourage the new way; make engagements incompatible with the old; take a public pledge, if the case allows; in short, develop your resolution with every aid you know. This will give your new beginning such a momentum that the temptation to break down will not occur as soon as it otherwise might; and every day during which a breakdown is postponed adds to the chances of its not occurring at all.
"The second maxim is: Never suffer an exception to82 occur until the new habit is securely rooted in your life. Each lapse is like letting fall a ball of string which one is carefully winding up; a single slip undoes more than a great many turns will wind again. Continuity of training is the great means of making the nervous system act infallibly right.... The need of securing success nerves one to future vigor.
"A third maxim may be added to the preceding pair: Seize the very first possible opportunity to act on every resolution you make, and on every emotional prompting you may experience in the direction of the habits you aspire to gain. It is not in the moment of their forming, but in the moment of their producing motor effects, that resolves and aspirations communicate the new 'set' to the brain."[3]
The Preponderance of Good Habits Over Bad.—And finally, let no one be disturbed or afraid because in a little time you become a "walking bundle of habits." For in so far as your good actions predominate over your bad ones, that much will your good habits outweigh your bad habits. Silently, moment by moment, efficiency is growing out of all worthy acts well done. Every bit of heroic self-sacrifice, every battle fought and won, every good deed performed, is being irradicably credited to you in your nervous system, and will finally add its mite toward achieving the success of your ambitions.
6. PROBLEMS IN OBSERVATION AND INTROSPECTION
1. Select some act which you have recently begun to perform and watch it grow more and more habitual. Notice carefully for a week and see whether you do not discover83 some habits which you did not know you had. Make a catalog of your bad habits; of the most important of your good ones.
2. Set out to form some new habits which you desire to possess; also to break some undesirable habit, watching carefully what takes place in both cases, and how long it requires.
3. Try the following experiment and relate the results to the matter of automatic control brought about by habit: Draw a star on a sheet of cardboard. Place this on a table before you, with a hand-mirror so arranged that you can see the star in the mirror. Now trace the outline of the star with a pencil, looking steadily in the mirror to guide your hand. Do not lift the pencil from the paper from the time you start until you finish. Have others try this experiment.
4. Study some group of pupils for their habits (1) of attention, (2) of speech, (3) of standing, sitting, and walking, (4) of study. Report on your observations and suggest methods of curing bad habits observed.
5. Make a list of "mannerisms" you have observed, and suggest how they may be cured.
6. Make a list of from ten to twenty habits which you think the school and its work should especially cultivate. What ones of these are the schools you know least successful in cultivating? Where does the trouble lie?
84CHAPTER VI
SENSATION
We can best understand the problems of sensation and perception if we first think of the existence of two great worlds—the world of physical nature without and the world of mind within. On the one hand is our material environment, the things we see and hear and touch and taste and handle; and on the other hand our consciousness, the means by which we come to know this outer world and adjust ourselves to it. These two worlds seem in a sense to belong to and require each other. For what would be the meaning or use of the physical world with no mind to know or use it; and what would be the use of a mind with nothing to be known or thought about?
1. HOW WE COME TO KNOW THE EXTERNAL WORLD
There is a marvel about our coming to know the external world which we shall never be able fully to understand. We have come by this knowledge so gradually and unconsciously that it now appears to us as commonplace, and we take for granted many things that it would puzzle us to explain.
Knowledge through the Senses.—For example, we say, "Of course I see yonder green tree: it is about ten rods distant." But why "of course"? Why should objects at a distance from us and with no evident connection85 between us and them be known to us at all merely by turning our eyes in their direction when there is light? Why not rather say with the blind son of Professor Puiseaux of Paris, who, when asked if he would like to be restored to sight, answered: "If it were not for curiosity I would rather have long arms. It seems to me that my hands would teach me better what is passing in the moon than your eyes or telescopes."
We listen and then say, "Yes, that is a certain bell ringing in the neighboring village," as if this were the most simple thing in the world. But why should one piece of metal striking against another a mile or two away make us aware that there is a bell there at all, let alone that it is a certain bell whose tone we recognize? Or we pass our fingers over a piece of cloth and decide, "That is silk." But why, merely by placing our skin in contact with a bit of material, should we be able to know its quality, much less that it is cloth and that its threads were originally spun by an insect? Or we take a sip of liquid and say, "This milk is sour." But why should we be able by taking the liquid into the mouth and bringing it into contact with the mucous membrane to tell that it is milk, and that it possesses the quality which we call sour? Or, once more, we get a whiff of air through the open window in the springtime and say, "There is a lilac bush in bloom on the lawn." Yet why, from inhaling air containing particles of lilac, should we be able to know that there is anything outside, much less that it is a flower and of a particular variety which we call lilac? Or, finally, we hold a heated flatiron up near the cheek and say, "This is too hot! it will burn the cloth." But why by holding this object a foot away from the face do we know that it is there, let alone knowing its temperature?86
The Unity of Sensory Experience.—Further, our senses come through experience to have the power of fusing, or combining their knowledge, so to speak, by which each expresses its knowledge in terms of the others. Thus we take a glance out of the window and say that the day looks cold, although we well know that we cannot see cold. Or we say that the melon sounds green, or the bell sounds cracked, although a crack or greenness cannot be heard. Or we say that the box feels empty, although emptiness cannot be felt. We have come to associate cold, originally experienced with days which look like the one we now see, with this particular appearance, and so we say we see the cold; sounds like the one coming from the bell we have come to associate with cracked bells, and that coming from the melon with green melons, until we say unhesitatingly that the bell sounds cracked and the melon sounds green. And so with the various senses. Each gleans from the world its own particular bit of knowledge, but all are finally in a partnership and what is each one's knowledge belongs to every other one in so far as the other can use it.
The Sensory Processes to Be Explained.—The explanation of the ultimate nature of knowledge, and how we reach it through contact with our material environment, we will leave to the philosophers. And battles enough they have over the question, and still others they will have before the matter is settled. The easier and more important problem for us is to describe the processes by which the mind comes to know its environment, and to see how it uses this knowledge in thinking. This much we shall be able to do, for it is often possible to describe a process and discover its laws even when we cannot fully explain its nature and origin. We know87 the process of digestion and assimilation, and the laws which govern them, although we do not understand the ultimate nature and origin of life which makes these possible.
The Qualities of Objects Exist in the Mind.—Yet even in the relatively simple description which we have proposed many puzzles confront us, and one of them appears at the very outset. This is that the qualities which we usually ascribe to objects really exist in our own minds and not in the objects at all. Take, for instance, the common qualities of light and color. The physicist tells us that what we see as light is occasioned by an incredibly rapid beating of ether waves on the retina of the eye. All space is filled with this ether; and when it is light—that is, when some object like the sun or other light-giving body is present—the ether is set in motion by the vibrating molecules of the body which is the source of light, its waves strike the retina, a current is produced and carried to the brain, and we see light. This means, then, that space, the medium in which we see objects, is not filled with light (the sensation), but with very rapid waves of ether, and that the light which we see really occurs in our own minds as the mental response to the physical stimulus of ether waves. Likewise with color. Color is produced by ether waves of different lengths and degrees of rapidity.
Thus ether waves at the rate of 450 billions a second give us the sensation of red; of 472 billions a second, orange; of 526 billions a second, yellow; of 589 billions a second, green; of 640 billions a second, blue; of 722 billions a second, indigo; of 790 billions a second, violet. What exists outside of us, then, is these ether waves of different rates, and not the colors (as sensations)88 themselves. The beautiful yellow and crimson of a sunset, the variegated colors of a landscape, the delicate pink in the cheek of a child, the blush of a rose, the shimmering green of the lake—these reside not in the objects themselves, but in the consciousness of the one who sees them. The objects possess but the quality of reflecting back to the eye ether waves of the particular rate corresponding to the color which we ascribe to them. Thus "red" objects, and no others, reflect back ether waves of a rate of 450 billions a second: "white" objects reflect all rates; "black" objects reflect none.
The case is no different with regard to sound. When we speak of a sound coming from a bell, what we really mean is that the vibrations of the bell have set up waves in the air between it and our ear, which have produced corresponding vibrations in the ear; that a nerve current was thereby produced; and that a sound was heard. But the sound (i.e., sensation) is a mental thing, and exists only in our own consciousness. What passed between the sounding object and ourselves was waves in the intervening air, ready to be translated through the machinery of nerves and brain into the beautiful tones and melodies and harmonies of the mind. And so with all other sensations.
The Three Sets of Factors.—What exists outside of us therefore is a stimulus, some form of physical energy, of a kind suitable to excite to activity a certain end-organ of taste, or touch, or smell, or sight, or hearing; what exists within us is the nervous machinery capable of converting this stimulus into a nerve current which shall produce an activity in the cortex of the brain; what results is the mental object which we call a sensation of taste, smell, touch, sight, or hearing.89
2. THE NATURE OF SENSATION
Sensation Gives Us Our World of Qualities.—In actual experience sensations are never known apart from the objects to which they belong. This is to say that when we see yellow or red it is always in connection with some surface, or object; when we taste sour, this quality belongs to some substance, and so on with all the senses. Yet by sensation we mean only the simple qualities of objects known in consciousness as the result of appropriate stimuli applied to end-organs. We shall later see how by perception these qualities fuse or combine to form objects, but in the present chapter we shall be concerned with the qualities only. Sensations are, then, the simplest and most elementary knowledge we may get from the physical world,—the red, the blue, the bitter, the cold, the fragrant, and whatever other qualities may belong to the external world. We shall not for the present be concerned with the objects or sources from which the qualities may come.
To quote James on the meaning of sensation: "All we can say on this point is that what we mean by sensations are first things in the way of consciousness. They are the immediate results upon consciousness of nerve currents as they enter the brain, and before they have awakened any suggestions or associations with past experience. But it is obvious that such immediate sensations can be realized only in the earliest days of life."
The Attributes of Sensation.—Sensations differ from each other in at least four respects; namely, quality, intensity, extensity, and duration.
It is a difference in quality that makes us say, "This paper is red, and that, blue; this liquid is sweet, and that, sour." Differences in quality are therefore fundamental90 differences in kind. Besides the quality-differences that exist within the same general field, as of taste or vision, it is evident that there is a still more fundamental difference existing between the various fields. One can, for example, compare red with blue or sweet with sour, and tell which quality he prefers. But let him try to compare red with sweet, or blue with sour, and the quality-difference is so profound that there seems to be no basis for comparison.
Differences in intensity of sensation are familiar to every person who prefers two lumps of sugar rather than one lump in his coffee; the sweet is of the same quality in either case, but differs in intensity. In every field of sensation, the intensity may proceed from the smallest amount to the greatest amount discernible. In general, the intensity of the sensation depends on the intensity of the stimulus, though the condition of the sense-organ as regards fatigue or adaptation to the stimulus has its effect. It is obvious that a stimulus may be too weak to produce any sensation; as, for example, a few grains of sugar in a cup of coffee or a few drops of lemon in a quart of water could not be detected. It is also true that the intensity of the stimulus may be so great that an increase in intensity produces no effect on the sensation; as, for example, the addition of sugar to a solution of saccharine would not noticeably increase its sweetness. The lowest and highest intensity points of sensation are called the lower and upper limen, or threshold, respectively.
By extensity is meant the space-differences of sensations. The touch of the point of a toothpick on the skin has a different space quality from the touch of the flat end of a pencil. Low tones seem to have more volume than high tones. Some pains feel sharp and91 others dull and diffuse. The warmth felt from spreading the palms of the hands out to the fire has a "bigness" not felt from heating one solitary finger. The extensity of a sensation depends on the number of nerve endings stimulated.
The duration of a sensation refers to the time it lasts. This must not be confused with the duration of the stimulus, which may be either longer or shorter than the duration of the sensation. Every sensation must exist for some space of time, long or short, or it would have no part in consciousness.
3. SENSORY QUALITIES AND THEIR END-ORGANS
All are familiar with the "five senses" of our elementary physiologies, sight, hearing, taste, smell, and touch. A more complete study of sensation reveals nearly three times this number, however. This is to say that the body is equipped with more than a dozen different kinds of end-organs, each prepared to receive its own particular type of stimulus. It must also be understood that some of the end-organs yield more than one sense. The eye, for example, gives not only visual but muscular sensations; the ear not only auditory, but tactual; the tongue not only gustatory, but tactual and cold and warmth sensations.
Sight.—Vision is a distance sense; we can see afar off. The stimulus is chemical in its action; this means that the ether waves, on striking the retina, cause a chemical change which sets up the nerve current responsible for the sensation.
The eye, whose general structure is sufficiently described in all standard physiologies, consists of a visual apparatus designed to bring the images of objects to a92 clear focus on the retina at the fovea, or area of clearest vision, near the point of entrance of the optic nerve.
The sensation of sight coming from this retinal image unaided by other sensations gives us but two qualities, light and color. The eye can distinguish many different grades of light from purest white on through the various grays to densest black. The range is greater still in color. We speak of the seven colors of the spectrum, violet, indigo, blue, green, yellow, orange, and red. But this is not a very serviceable classification, since the average eye can distinguish about 35,000 color effects. It is also somewhat bewildering to find that all these colors seem to be produced from the four fundamental hues, red, green, yellow, and blue, plus the various tints. These four, combined in varying proportions and with different degrees of light (i.e., different shades of gray), yield all the color effects known to the human eye. Herschel estimates that the workers on the mosaics at Rome must have distinguished 30,000 different color tones. The hue of a color refers to its fundamental quality, as red or yellow; the chroma, to its saturation, or the strength of the color; and the tint, to the amount of brightness (i.e., white) it contains.
Hearing.—Hearing is also a distance sense. The action of its stimulus is mechanical, which is to say that the vibrations produced in the air by the sounding body are finally transmitted by the mechanism of the middle ear to the inner ear. Here the impulse is conveyed through the liquid of the internal ear to the nerve endings as so many tiny blows, which produce the nerve current carried to the brain by the auditory nerve.
The sensation of hearing, like that of sight, gives us two qualities: namely, tones with their accompanying pitch and timbre, and noises. Tones, or musical sounds,93 are produced by isochronous or equal-timed vibrations; thus C of the first octave is produced by 256 vibrations a second, and if this tone is prolonged the vibration rate will continue uniformly the same. Noises, on the other hand, are produced by vibrations which have no uniformity of vibration rate. The ear's sensibility to pitch extends over about seven octaves. The seven-octave piano goes down to 27-1/2 vibrations and reaches up to 3,500 vibrations. Notes of nearly 50,000 vibrations can be heard by an average ear, however, though these are too painfully shrill to be musical. Taking into account this upper limit, the range of the ear is about eleven octaves. The ear, having given us loudness of tones, which depends on the amplitude of the vibrations, pitch, which depends on the rapidity of the vibrations, and timbre, or quality, which depends on the complexity of the vibrations, has no further qualities of sound to reveal.
Taste.—The sense of taste is located chiefly in the tongue, over the surface of which are scattered many minute taste-bulbs. These can be seen as small red specks, most plentifully distributed along the edges and at the tip of the tongue. The substance tasted must be in solution, and come in contact with the nerve endings. The action of the stimulus is chemical.
The sense of taste recognizes the four qualities of sour, sweet, salt, and bitter. Many of the qualities which we improperly call tastes are in reality a complex of taste, smell, touch, and temperature. Smell contributes so largely to the sense of taste that many articles of food become "tasteless" when we have a catarrh, and many nauseating doses of medicine can be taken without discomfort if the nose is held. Probably none of us, if we are careful to exclude all odors by plugging94 the nostrils with cotton, can by taste distinguish between scraped apple, potato, turnip, or beet, or can tell hot milk from tea or coffee of the same temperature.
Smell.—In the upper part of the nasal cavity lies a small brownish patch of mucous membrane. It is here that the olfactory nerve endings are located. The substance smelled must be volatile, that is, must exist in gaseous form, and come in direct contact with the nerve endings. Chemical action results in a nerve current.
The sensations of smell have not been classified so well as those of taste, and we have no distinct names for them. Neither do we know how many olfactory qualities the sense of smell is capable of revealing. The only definite classification of smell qualities is that based on their pleasantness or the opposite. We also borrow a few terms and speak of sweet or fragrant odors and fresh or close smells. There is some evidence when we observe animals, or even primitive men, that the human race has been evolving greater sensibility to certain odors, while at the same time there has been a loss of keenness of what we call scent.
Various Sensations from the Skin.—The skin, besides being a protective and excretory organ, affords a lodging-place for the end-organs giving us our sense of pressure, pain, cold, warmth, tickle, and itch. Pressure seems to have for its end-organ the hair-bulbs of the skin; on hairless regions small bulbs called the corpuscles of Meissner serve this purpose. Pain is thought to be mediated by free nerve endings. Cold depends on end-organs called the bulbs of Krause; and warmth on the Ruffinian corpuscles.
Cutaneous or skin sensation may arise from either mechanical stimulation, such as pressure, a blow, or tickling, from thermal stimulation from hot or cold objects,95 from electrical stimulation, or from the action of certain chemicals, such as acids and the like. Stimulated mechanically, the skin gives us but two sensation qualities, pressure and pain. Many of the qualities which we commonly ascribe to the skin sensations are really a complex of cutaneous and muscular sensations. Contact is light pressure. Hardness and softness depend on the intensity of the pressure. Roughness and smoothness arise from interrupted and continuous pressure, respectively, and require movement over the rough or smooth surface. Touch depends on pressure accompanied by the muscular sensations involved in the movements connected with the act. Pain is clearly a different sensation from pressure; but any of the cutaneous or muscular sensations may, by excessive stimulation, be made to pass over into pain. All parts of the skin are sensitive to pressure and pain; but certain parts, like the finger tips, and the tip of the tongue, are more highly sensitive than others. The skin varies also in its sensitivity to heat and cold. If we take a hot or a very cold pencil point and pass it rather lightly and slowly over the skin, it is easy to discover certain spots from which a sensation of warmth or of cold flashes out. In this way it is possible to locate the end-organs of temperature very accurately.
Fig. 17.--Diagram showing distribution of hot and cold spots on the back of the hand. C, cold spots; H, hot spots.
Fig. 17.—Diagram showing distribution of hot and cold spots on the back of the hand. C, cold spots; H, hot spots.
96The Kinæsthetic Senses.—The muscles, tendons, and joints also give rise to perfectly definite sensations, but they have not been named as have the sensations from most of the other end-organs. Weight is the most clearly marked of these sensations. It is through the sensations connected with movements of muscles, tendons, and joints that we come to judge form, size, and distance.
The Organic Senses.—Finally, to the sensations mentioned so far must be added those which come from the internal organs of the body. From the alimentary canal we get the sensations of hunger, thirst, and nausea; from the heart, lungs, and organs of sex come numerous well-defined but unnamed sensations which play an important part in making up the feeling-tone of our daily lives.
Thus we see that the senses may be looked upon as the sentries of the body, standing at the outposts where nature and ourselves meet. They discover the qualities of the various objects with which we come in contact and hand them over to the mind in the form of sensations. And these sensations are the raw material out of which we begin to construct our material environment. Only as we are equipped with good organs of sense, especially good eyes and ears, therefore, are we able to enter fully into the wonderful world about us and receive the stimuli necessary to our thought and action.
4. PROBLEMS IN OBSERVATION AND INTROSPECTION
1. Observe a schoolroom of children at work with the aim of discovering any that show defects of vision or hearing. What are the symptoms? What is the effect of inability to hear or see well upon interest and attention?
2. Talk with your teacher about testing the eyes and ears of the children of some school. The simpler tests for vision97 and hearing are easily applied, and the expense for material almost nothing. What tests should be used? Does your school have the test card for vision?
3. Use a rotator or color tops for mixing discs of white and black to produce different shades of gray. Fix in mind the gray made of half white and half black; three-fourths white and one-fourth black; one-fourth-white and three-fourths black.
4. In the same way mix the two complementaries yellow and blue to produce a gray; mix red and green in the same way. Try various combinations of the four fundamental colors, and discover how different colors are produced. Seek for these same colors in nature—sky, leaves, flowers, etc.
5. Take a large wire nail and push it through a cork so that it can be handled without touching the metal with the fingers. Now cool it in ice or very cold water, then dry it and move the point slowly across the back of the hand. Do you feel occasional thrills of cold as the point passes over a bulb of Krause? Heat the nail with a match flame or over a lamp, and perform the same experiment. Do you feel the thrills of heat from the corpuscles of Ruffini?
6. Try stopping the nostrils with cotton and having someone give you scraped apple, potato, onion, etc., and see whether, by taste alone, you can distinguish the difference. Why cannot sulphur be tasted?
98CHAPTER VII
PERCEPTION
No young child at first sees objects as we see them, or hears sounds as we hear them. This power, the power of perception, is a gradual development. It grows day by day out of the learner's experience in his world of sights and sounds, and whatever other fields his senses respond to.
1. THE FUNCTION OF PERCEPTION
Need of Knowing the Material World.—It is the business of perception to give us knowledge of our world of material objects and their relations in space and time. The material world which we enter through the gateways of the senses is more marvelous by far than any fairy world created by the fancy of story-tellers; for it contains the elements of all they have conceived and much more besides. It is more marvelous than any structure planned and executed by the mind of man; for all the wonders and beauties of the Coliseum or of St. Peter's existed in nature before they were discovered by the architect and thrown together in those magnificent structures. The material advancement of civilization has been but the discovery of the objects, forces, and laws of nature, and their use in inventions serviceable to men. And these forces and laws of nature were discovered only as they were made manifest through objects in the material world.99
The problem lying before each individual who would enter fully into this rich world of environment, then, is to discover at first hand just as large a part of the material world about him as possible. In the most humble environment of the most uneventful life is to be found the material for discoveries and inventions yet undreamed of. Lying in the shade of an apple tree under the open sky, Newton read from a falling apple the fundamental principles of the law of gravitation which has revolutionized science; sitting at a humble tea table Watt watched the gurgling of the steam escaping from the kettle, and evolved the steam engine therefrom; with his simple kite, Franklin drew down the lightning from the clouds, and started the science of electricity; through studying a ball, the ancient scholars conceived the earth to be a sphere, and Columbus discovered America.
The Problem Which Confronts the Child.—Well it is that the child, starting his life's journey, cannot see the magnitude of the task before him. Cast amid a world of objects of whose very existence he is ignorant, and whose meaning and uses have to be learned by slow and often painful experience, he proceeds step by step through the senses in his discovery of the objects about him. Yet, considered again, we ourselves are after all but a step in advance of the child. Though we are somewhat more familiar with the use of our senses than he, and know a few more objects about us, yet the knowledge of the wisest of us is at best pitifully meager compared with the richness of nature. So impossible is it for us to know all our material environment, that men have taken to becoming specialists. One man will spend his life in the study of a certain variety of plants, while there are hundreds of thousands of varieties all about him; another will study a particular kind of animal life,100 perhaps too minute to be seen with the naked eye, while the world is teeming with animal forms which he has not time in his short day of life to stop to examine; another will study the land forms and read the earth's history from the rocks and geological strata, but here again nature's volume is so large that he has time to read but a small fraction of the whole. Another studies the human body and learns to read from its expressions the signs of health and sickness, and to prescribe remedies for its ills; but in this field also he has found it necessary to divide the work, and so we have specialists for almost every organ of the body.
2. THE NATURE OF PERCEPTION
How a Percept is Formed.—How, then, do we proceed to the discovery of this world of objects? Let us watch the child and learn the secret from him. Give the babe a ball, and he applies every sense to it to discover its qualities. He stares at it, he takes it in his hands and turns it over and around, he lifts it, he strokes it, he punches it and jabs it, he puts it to his mouth and bites it, he drops it, he throws it and creeps after it. He leaves no stone unturned to find out what that thing really is. By means of the qualities which come to him through the avenues of sense, he constructs the object. And not only does he come to know the ball as a material object, but he comes to know also its uses. He is forming his own best definition of a ball in terms of the sensations which he gets from it and the uses to which he puts it, and all this even before he can name it or is able to recognize its name when he hears it. How much better his method than the one he will have to follow a little later when he goes to school and learns101 that "A ball is a spherical body of any substance or size, used to play with, as by throwing, kicking, or knocking, etc.!"
The Percept Involves All Relations of the Object.—Nor is the case in the least different with ourselves. When we wish to learn about a new object or discover new facts about an old one, we do precisely as the child does if we are wise. We apply to it every sense to which it will afford a stimulus, and finally arrive at the object through its various qualities. And just in so far as we have failed to use in connection with it every sense to which it can minister, just in that degree will we have an incomplete perception of it. Indeed, just so far as we have failed finally to perceive it in terms of its functions or uses, in that far also have we failed to know it completely. Tomatoes were for many years grown as ornamental garden plants before it was discovered that the tomatoes could minister to the taste as well as to the sight. The clothing of civilized man gives the same sensation of texture and color to the savage that it does to its owner, but he is so far from perceiving it in the same way that he packs it away and continues to go naked. The Orientals, who disdain the use of chairs and prefer to sit cross-legged on the floor, can never perceive a chair just as we do who use chairs daily, and to whom chairs are so saturated with social suggestions and associations.
The Content of the Percept.—The percept, then, always contains a basis of sensation. The eye, the ear, the skin or some other sense organ must turn in its supply of sensory material or there can be no percept. But the percept contains more than just sensations. Consider, for example, your percept of an automobile flashing past your windows. You really see but very little of it, yet102 you perceive it as a very familiar vehicle. All that your sense organs furnish is a more or less blurred patch of black of certain size and contour, one or more objects of somewhat different color whom you know to be passengers, and various sounds of a whizzing, chugging or roaring nature. Your former experience with automobiles enables you to associate with these meager sensory details the upholstered seats, the whirling wheels, the swaying movement and whatever else belongs to the full meaning of a motor car.
The percept that contained only sensory material, and lacked all memory elements, ideas and meanings, would be no percept at all. And this is the reason why a young child cannot see or hear like ourselves. It lacks the associative material to give significance and meaning to the sensory elements supplied by the end-organs. The dependence of the percept on material from past experience is also illustrated in the common statement that what one gets from an art exhibit or a concert depends on what he brings to it. He who brings no knowledge, no memory, no images from other pictures or music will secure but relatively barren percepts, consisting of little besides the mere sensory elements. Truly, "to him that hath shall be given" in the realm of perception.
The Accuracy of Percepts Depends on Experience.—We must perceive objects through our motor response to them as well as in terms of sensations. The boy who has his knowledge of a tennis racket from looking at one in a store window, or indeed from handling one and looking it over in his room, can never know a tennis racket as does the boy who plays with it on the court. Objects get their significance not alone from their qualities, but even more from their use as related to our own activities.103
Like the child, we must get our knowledge of objects, if we are to get it well, from the objects themselves at first hand, and not second hand through descriptions of them by others. The fact that there is so much of the material world about us that we can never hope to learn it all, has made it necessary to put down in books many of the things which have been discovered concerning nature. This necessity has, I fear, led many away from nature itself to books—away from the living reality of things to the dead embalming cases of words, in whose empty forms we see so little of the significance which resides in the things themselves. We are in danger of being satisfied with the forms of knowledge without its substance—with definitions contained in words instead of in qualities and uses.
Not Definitions, But First-hand Contact.—In like manner we come to know distance, form and size. If we have never become acquainted with a mile by actually walking a mile, running a mile, riding a bicycle a mile, driving a horse a mile, or traveling a mile on a train, we might listen for a long time to someone tell how far a mile is, or state the distance from Chicago to Denver, without knowing much about it in any way except word definitions. In order to understand a mile, we must come to know it in as many ways as possible through sense activities of our own. Although many children have learned that it is 25,000 miles around the earth, probably no one who has not encircled the globe has any reasonably accurate notion just how far this is. For words cannot take the place of perceptions in giving us knowledge. In the case of shorter distances, the same rule holds. The eye must be assisted by experience of the muscles and tendons and joints in actually covering distance, and learn to associate these sensations with104 those of the eye before the eye alone can be able to say, "That tree is ten rods distant." Form and size are to be learned in the same way. The hands must actually touch and handle the object, experiencing its hardness or smoothness, the way this curve and that angle feels, the amount of muscular energy it takes to pass the hand over this surface and along that line, the eye taking note all the while, before the eye can tell at a glance that yonder object is a sphere and that this surface is two feet on the edge.
3. THE PERCEPTION OF SPACE
Many have been the philosophical controversies over the nature of space and our perception of it. The psychologists have even quarreled concerning whether we possess an innate sense of space, or whether it is a product of experience and training. Fortunately, for our present purpose we shall not need to concern ourselves with either of these controversies. For our discussion we may accept space for what common sense understands it to be. As to our sense of space, whatever of this we may possess at birth, it certainly has to be developed by use and experience to become of practical value. In the perception of space we must come to perceive distance, direction, size, and form. As a matter of fact, however, size is but so much distance, and form is but so much distance in this, that, or the other direction.
The Perceiving of Distance.—Unquestionably the eye comes to be our chief dependence in determining distance. Yet the muscle and joint senses give us our earliest knowledge of distance. The babe reaches for the moon simply because the eye does not tell it that the moon is out of reach. Only as the child reaches for its105 playthings, creeps or walks after them, and in a thousand ways uses its muscles and joints in measuring distance, does the perception of distance become dependable.
At the same time the eye is slowly developing its power of judging distance. But not for several years does visual perception of distance become in any degree accurate. The eye's perception of distance depends in part on the sensations arising from the muscles controlling the eye, probably in part from the adjustment of the lens, and in part from the retinal image. If one tries to look at the tip of his nose he easily feels the muscle strain caused by the required angle of adjustment. We come unconsciously to associate distance with the muscle sensations arising from the different angles of vision. The part played by the retinal image in judging distance is easily understood in looking at two trees, one thirty feet and the other three hundred feet distant. We note that the nearer tree shows the detail of the bark and leaves, while the more distant one lacks this detail. The nearer tree also reflects more light and color than the one farther away. These minute differences, registered as they are on the retinal image, come to stand for so much of distance.
The ear also learns to perceive distance through differences in the quality and the intensity of sound. Auditory perception of distance is, however, never very accurate.
The Perceiving of Direction.—The motor senses probably give us our first perception of direction, as they do of distance. The child has to reach this way or that way for his rattle; turn the eyes or head so far in order to see an interesting object; twist the body, crawl or walk to one side or the other to secure his bottle. In106 these experiences he is gaining his first knowledge of direction.
Along with these muscle-joint experiences, the eye is also being trained. The position of the image on the retina comes to stand for direction, and the eye finally develops so remarkable a power of perceiving direction that a picture hung a half inch out of plumb is a source of annoyance. The ear develops some skill in the perception of direction, but is less dependable than the eye.
4. THE PERCEPTION OF TIME
The philosophers and psychologists agree little better about our sense of time than they do about our sense of space. Of this much, however, we may be certain, our perception of time is subject to development and training.
Nature of the Time Sense.—How we perceive time is not so well understood as our perception of space. It is evident, however, that our idea of time is simpler than our idea of space—it has less of content, less that we can describe. Probably the most fundamental part of our idea of time is progression, or change, without which it is difficult to think of time at all. The question then becomes, how do we perceive change, or succession?
If one looks in upon his thought stream he finds that the movement of consciousness is not uniformly continuous, but that his thought moves in pulses, or short rushes, so to speak. When we are seeking for some fact or conclusion, there is a moment of expectancy, or poising, and then the leap forward to the desired point, or conclusion, from which an immediate start is taken for the next objective point of our thinking. It is probable that our sense of the few seconds of passing time that107 we call the immediate present consists of the recognition of the succession of these pulsations of consciousness, together with certain organic rhythms, such as heart beat and breathing.
No Perception of Empty time.—Our perception does not therefore act upon empty time. Time must be filled with a procession of events, whether these be within our own consciousness or in the objective world without. All longer periods of time, such as hours, days, or years, are measured by the events which they contain. Time filled with happenings that interest and attract us seems short while passing, but longer when looked back upon. On the other hand, time relatively empty of interesting experience hangs heavy on our hands in passing, but, viewed in retrospect, seems short. A fortnight of travel passes more quickly than a fortnight of illness, but yields many more events for the memory to review as the "filling" for time.
Probably no one has any very accurate feeling of the length, that is, the actual duration of a year—or even of a month! We therefore divide time into convenient units, as weeks, months, years and centuries. This allows us to think of time in mathematical terms where immediate perception fails in its grasp.
5. THE TRAINING OF PERCEPTION
In the physical world as in the spiritual there are many people who, "having eyes, see not and ears, hear not." For the ability to perceive accurately and richly in the world of physical objects depends not alone on good sense organs, but also on interest and the habit of observation. It is easy if we are indifferent or untrained to look at a beautiful landscape, a picture or a108 cathedral without seeing it; it is easy if we lack interest or skill to listen to an orchestra or the myriad sounds of nature without hearing them.
Perception Needs to Be Trained.—Training in perception does not depend entirely on the work of the school. For the world about us exerts a constant appeal to our senses. A thousand sights, sounds, contacts, tastes, smells or other sensations, hourly throng in upon us, and the appeal is irresistible. We must in some degree attend. We must observe.
Yet it cannot be denied that most of us are relatively unskilled in perception; we do not know how, or take the trouble to observe. For example, a stranger was brought into the classroom and introduced by the instructor to a class of fifty college students in psychology. The class thought the stranger was to address them, and looked at him with mild curiosity. But, after standing before them for a few moments, he suddenly withdrew, as had been arranged by the instructor. The class were then asked to write such a description of the stranger as would enable a person who had never seen him to identify him. But so poor had been the observation of the class that they ascribed to him clothes of four different colors, eyes and hair each of three different colors, a tie of many different hues, height ranging from five feet and four inches to over six feet, age from twenty-eight to forty-five years, and many other details as wide of the mark. Nor is it probable that this particular class was below the average in the power of perception.
School Training in Perception.—The school can do much in training the perception. But to accomplish this, the child must constantly be brought into immediate contact with the physical world about him and taught to observe. Books must not be substituted for things.109 Definitions must not take the place of experiment or discovery. Geography and nature study should be taught largely out of doors, and the lessons assigned should take the child into the open for observation and investigation. All things that live and grow, the sky and clouds, the sunset colors, the brown of upturned soil, the smell of the clover field, or the new mown hay, the sounds of a summer night, the distinguishing marks by which to identify each family of common birds or breed of cattle—these and a thousand other things that appeal to us from the simplest environment afford a rich opportunity for training the perception. And he who has learned to observe, and who is alert to the appeal of nature, has no small part of his education already assured.
6. PROBLEMS IN OBSERVATION AND INTROSPECTION
1. Test your power of observation by walking rapidly past a well-filled store window and then seeing how many of the objects you can name.
2. Suppose a tailor, a bootblack, a physician, and a detective are standing on the street corner as you pass by. What will each one be most likely to observe about you? Why?
3. Observe carefully green trees at a distance of a few rods; a quarter of a mile; a mile; several miles. Describe differences (1) in color, (2) in brightness, or light, and (3) in detail.
4. How many common birds can you identify? How many kinds of trees? Of wild flowers? Of weeds?
5. Observe the work of an elementary school for the purpose of determining:
a. Whether the instruction in geography, nature study, agriculture, etc., calls for the use of the eyes, ears and fingers.
b. Whether definitions are used in place of first-hand information in any subjects.110
c. Whether the assignment of lessons to pupils includes work that would require the use of the senses, especially out of doors.
d. Whether the work offered in arithmetic demands the use of the senses as well as the reason.
e. Whether the language lessons make use of the power of observation.
111CHAPTER VIII
MENTAL IMAGES AND IDEAS
As you sit thinking, a company of you together, your thoughts run in many diverse lines. Yet with all this diversity, your minds possess this common characteristic: Though your thinking all takes place in what we call the present moment, it goes on largely in terms of past experiences.
1. THE PART PLAYED BY PAST EXPERIENCE
Present Thinking Depends on Past Experience.—Images or ideas of things you have seen or heard or felt; of things you have thought of before and which now recur to you; of things you remember, such as names, dates, places, events; of things that you do not remember as a part of your past at all, but that belong to it nevertheless—these are the things which form a large part of your mental stream, and which give content to your thinking. You may think of a thing that is going on now, or of one that is to occur in the future; but, after all, you are dependent on your past experience for the material which you put into your thinking of the present moment.
Indeed, nothing can enter your present thinking which does not link itself to something in your past experience. The savage Indian in the primeval forest never thought about killing a deer with a rifle merely by pulling a112 trigger, or of turning a battery of machine guns on his enemies to annihilate them—none of these things were related to his past experience; hence he could not think in such terms.
The Present Interpreted by the Past.—Not only can we not think at all except in terms of our past experience, but even if we could, the present would be meaningless to us; for the present is interpreted in the light of the past. The sedate man of affairs who decries athletic sports, and has never taken part in them, cannot understand the wild enthusiasm which prevails between rival teams in a hotly contested event. The fine work of art is to the one who has never experienced the appeal which comes through beauty, only so much of canvas and variegated patches of color. Paul says that Jesus was "unto the Greeks, foolishness." He was foolishness to them because nothing in their experience with their own gods had been enough like the character of Jesus to enable them to interpret Him.
The Future Also Depends on the Past.—To the mind incapable of using past experience, the future also would be impossible; for we can look forward into the future only by placing in its experiences the elements of which we have already known. The savage who has never seen the shining yellow metal does not dream of a heaven whose streets are paved with gold, but rather of a "happy hunting ground." If you will analyze your own dreams of the future you will see in them familiar pictures perhaps grouped together in new forms, but coming, in their elements, from your past experience nevertheless. All that would remain to a mind devoid of a past would be the little bridge of time which we call the "present moment," a series of unconnected nows. Thought would be impossible, for the mind would have113 nothing to compare and relate. Personality would not exist; for personality requires continuity of experience, else we should be a new person each succeeding moment, without memory and without plans. Such a mind would be no mind at all.
Rank Determined by Ability to Utilize Past Experience.—So important is past experience in determining our present thinking and guiding our future actions, that the place of an individual in the scale of creation is determined largely by the ability to profit by past experience. The scientist tells us of many species of animals now extinct, which lost their lives and suffered their race to die out because when, long ago, the climate began to change and grow much colder, they were unable to use the experience of suffering in the last cold season as an incentive to provide shelter, or move to a warmer climate against the coming of the next and more rigorous one. Man was able to make the adjustment; and, providing himself with clothing and shelter and food, he survived, while myriads of the lower forms perished.
The singed moth again and again dares the flame which tortures it, and at last gives its life, a sacrifice to its folly; the burned child fears the fire, and does not the second time seek the experience. So also can the efficiency of an individual or a nation, as compared with other individuals or nations, be determined. The inefficient are those who repeat the same error or useless act over and over, or else fail to repeat a chance useful act whose repetition might lead to success. They are unable to learn their lesson and be guided by experience. Their past does not sufficiently minister to their present, and through it direct their future.114
2. HOW PAST EXPERIENCE IS CONSERVED
Past Experience Conserved in Both Mental and Physical Terms.—If past experience plays so important a part in our welfare, how, then, is it to be conserved so that we may secure its benefits? Here, as elsewhere, we find the mind and body working in perfect unison and harmony, each doing its part to further the interests of both. The results of our past experience may be read in both our mental and our physical nature.
On the physical side past experience is recorded in modified structure through the law of habit working on the tissues of the body, and particularly on the delicate tissues of the brain and nervous system. This is easily seen in its outward aspects. The stooped shoulders and bent form of the workman tell a tale of physical toil and exposure; the bloodless lips and pale face of the victim of the city sweat shop tell of foul air, long hours, and insufficient food; the rosy cheek and bounding step of childhood speak of fresh air, good food and happy play.
On the mental side past experience is conserved chiefly by means of images, ideas, and concepts. The nature and function of concepts will be discussed in a later chapter. It will now be our purpose to examine the nature of images and ideas, and to note the part they play in the mind's activities.
The Image and the Idea.—To understand the nature of the image, and then of the idea, we may best go back to the percept. You look at a watch which I hold before your eyes and secure a percept of it. Briefly, this is what happens: The light reflected from the yellow object, on striking the retina, results in a nerve current which sets up a certain form of activity in the115 cells of the visual brain area, and lo! a percept of the watch flashes in your mind.
Now I put the watch in my pocket, so that the stimulus is no longer present to your eye. Then I ask you to think of my watch just as it appeared as you were looking at it; or you may yourself choose to think of it without my suggesting it to you. In either case the cellular activity in the visual area of the cortex is reproduced approximately as it occurred in connection with the percept, and lo! an image of the watch flashes in your mind. An image is thus an approximate copy of a former percept (or several percepts). It is aroused indirectly by means of a nerve current coming by way of some other brain center, instead of directly by the stimulation of a sense organ, as in the case of a percept.
If, instead of seeking a more or less exact mental picture of my watch, you only think of its general meaning and relations, the fact that it is of gold, that it is for the purpose of keeping time, that it was a present to me, that I wear it in my left pocket, you then have an idea of the watch. Our idea of an object is, therefore, the general meaning of relations we ascribe to it. It should be remembered, however, that the terms image and idea are employed rather loosely, and that there is not yet general uniformity among writers in their use.
All Our Past Experience Potentially at Our Command.—Images may in a certain sense take the place of percepts, and we can again experience sights, sounds, tastes, and smells which we have known before, without having the stimuli actually present to the senses. In this way all our past experience is potentially available to the present. All the objects we have seen, it is potentially possible again to see in the mind's eye without being obliged to have the objects before us; all the sounds we116 have heard, all the tastes and smells and temperatures we have experienced, we may again have presented to our minds in the form of mental images without the various stimuli being present to the end-organs of the senses.
Through images and ideas the total number of objects in our experience is infinitely multiplied; for many of the things we have seen, or heard, or smelled, or tasted, we cannot again have present to the senses, and without this power we would never get them again. And besides this fact, it would be inconvenient to have to go and secure afresh each sensation or percept every time we need to use it in our thought. While habit, then, conserves our past experience on the physical side, the image and the idea do the same thing on the mental side.
3. INDIVIDUAL DIFFERENCES IN IMAGERY
Images to Be Viewed by Introspection.—The remainder of the description of images will be easier to understand, for each of you can know just what is meant in every case by appealing to your own mind. I beg of you not to think that I am presenting something new and strange, a curiosity connected with our thinking which has been discovered by scholars who have delved more deeply into the matter than we can hope to do. Every day—no, more than that, every hour and every moment—these images are flitting through our minds, forming a large part of our stream of consciousness. Let us see whether we can turn our attention within and discover some of our images in their flight. Let us introspect.
I know of no better way to proceed than that adopted by Francis Galton years ago, when he asked the English men of letters and science to think of their breakfast117 tables, and then describe the images which appeared. I am about to ask each one of you to do the same thing, but I want to warn you beforehand that the images will not be so vivid as the sensory experiences themselves. They will be much fainter and more vague, and less clear and definite; they will be fleeting, and must be caught on the wing. Often the image may fade entirely out, and the idea only be left.
The Varied Imagery Suggested by One's Dining Table.—Let each one now recall the dining table as you last left it, and then answer questions concerning it like the following:
Can I see clearly in my "mind's eye" the whole table as it stood spread before me? Can I see all parts of it equally clearly? Do I get the snowy white and gloss of the linen? The delicate coloring of the china, so that I can see where the pink shades off into the white? The graceful lines and curves of the dishes? The sheen of the silver? The brown of the toast? The yellow of the cream? The rich red and dark green of the bouquet of roses? The sparkle of the glassware?
Can I again hear the rattle of the dishes? The clink of the spoon against the cup? The moving up of the chairs? The chatter of the voices, each with its own peculiar pitch and quality? The twitter of a bird outside the window? The tinkle of a distant bell? The chirp of a neighborly cricket?
Can I taste clearly the milk? The coffee? The eggs? The bacon? The rolls? The butter? The jelly? The fruit? Can I get the appetizing odor of the coffee? Of the meat? The oranges and bananas? The perfume of the lilac bush outside the door? The perfume from a handkerchief newly treated to a spray of heliotrope?
Can I recall the touch of my fingers on the velvety118 peach? On the smooth skin of an apple? On the fretted glassware? The feel of the fresh linen? The contact of leather-covered or cane-seated chair? Of the freshly donned garment? Can I get clearly the temperature of the hot coffee in the mouth? Of the hot dish on the hand? Of the ice water? Of the grateful coolness of the breeze wafted in through the open window?
Can I feel again the strain of muscle and joint in passing the heavy dish? Can I feel the movement of the jaws in chewing the beefsteak? Of the throat and lips in talking? Of the chest and diaphragm in laughing? Of the muscles in sitting and rising? In hand and arm in using knife and fork and spoon? Can I get again the sensation of pain which accompanied biting on a tender tooth? From the shooting of a drop of acid from the rind of the orange into the eye? The chance ache in the head? The pleasant feeling connected with the exhilaration of a beautiful morning? The feeling of perfect health? The pleasure connected with partaking of a favorite food?
Power of Imagery Varies in Different People.—It is more than probable that some of you cannot get perfectly clear images in all these lines, certainly not with equal facility; for the imagery from any one sense varies greatly from person to person. A celebrated painter was able, after placing his subject in a chair and looking at him attentively for a few minutes, to dismiss the subject and paint a perfect likeness of him from the visual image which recurred to the artist every time he turned his eyes to the chair where the sitter had been placed. On the other hand, a young lady, a student in my psychology class, tells me that she is never able to recall the looks of her mother when she is absent, even if the separation has been only for a few moments. She can119 get an image of the form, with the color and cut of the dress, but never the features. One person may be able to recall a large part of a concert through his auditory imagery, and another almost none.
In general it may be said that the power, or at least the use, of imagery decreases with age. The writer has made a somewhat extensive study of the imagery of certain high-school students, college students, and specialists in psychology averaging middle age. Almost without exception it was found that clear and vivid images played a smaller part in the thinking of the older group than of the younger. More or less abstract ideas and concepts seemed to have taken the place of the concrete imagery of earlier years.
Imagery Types.—Although there is some difference in our ability to use imagery of different sensory types, probably there is less variation here than has been supposed. Earlier pedagogical works spoke of the visual type of mind, or the audile type, or the motor type, as if the possession of one kind of imagery necessarily rendered a person short in other types. Later studies have shown this view incorrect, however. The person who has good images of one type is likely to excel in all types, while one who is lacking in any one of the more important types will probably be found short in all.[4] Most of us probably make more use of visual and auditory than of other kinds of imagery, while olfactory and gustatory images seem to play a minor rôle.
4. THE FUNCTION OF IMAGES
Binet says that the man who has not every type of imagery almost equally well developed is only the fraction120 of a man. While this no doubt puts the matter too strongly, yet images do play an important part in our thinking.
Images Supply Material for Imagination and Memory.—Imagery supplies the pictures from which imagination builds its structures. Given a rich supply of images from the various senses, and imagination has the material necessary to construct times and events long since past, or to fill the future with plans or experiences not yet reached. Lacking images, however, imagination is handicapped, and its meager products reveal in their barrenness and their lack of warmth and reality the poverty of material.
Much of our memory also takes the form of images. The face of a friend, the sound of a voice, or the touch of a hand may be recalled, not as a mere fact, but with almost the freshness and fidelity of a percept. That much of our memory goes on in the form of ideas instead of images is true. But memory is often both aided in its accuracy and rendered more vital and significant through the presence of abundant imagery.
Imagery in the Thought Processes.—Since logical thinking deals more with relations and meanings than with particular objects, images naturally play a smaller part in reasoning than in memory and imagination. Yet they have their place here as well. Students of geometry or trigonometry often have difficulty in understanding a theorem until they succeed in visualizing the surface or solid involved. Thinking in the field of astronomy, mechanics, and many other sciences is assisted at certain points by the ability to form clear and accurate images.
The Use of Imagery in Literature.—Facility in the use of imagery undoubtedly adds much to our enjoyment121 and appreciation of certain forms of literature. The great writers commonly use all types of images in their description and narration. If we are not able to employ the images they used, many of their most beautiful pictures are likely to be to us but so many words suggesting prosaic ideas.
Shakespeare, describing certain beautiful music, appeals to the sense of smell to make himself understood:
... it came o'er my ear like the sweet sound
That breathes upon a bank of violets,
Stealing and giving odor!
Lady Macbeth cries:
Here's the smell of the blood still:
All the perfumes of Arabia will not sweeten this little hand.
Milton has Eve say of her dream of the fatal apple:
... The pleasant sav'ry smell
So quickened appetite, that I, methought,
Could not but taste.
Likewise with the sense of touch:
... I take thy hand, this hand
As soft as dove's down, and as white as it.
Imagine a person devoid of delicate tactile imagery, with senseless finger tips and leaden footsteps, undertaking to interpret these exquisite lines:
122Thus I set my printless feet
O'er the cowslip's velvet head,
That bends not as I tread.
Shakespeare thus appeals to the muscular imagery:
At last, a little shaking of mine arm
And thrice his head thus waving up and down,
He raised a sigh so piteous and profound
As it did seem to shatter all his bulk
And end his being.
Many passages like the following appeal to the temperature images:
Freeze, freeze, thou bitter sky,
Thou dost not bite so nigh
As benefits forgot!
To one whose auditory imagery is meager, the following lines will lose something of their beauty:
How sweet the moonlight sleeps upon this bank!
Here we will sit and let the sounds of music
Creep in our ears; soft stillness and the night
Become the touches of sweet harmony.
Note how much clear images will add to Browning's words:
Are there not two moments in the adventure of a diver—one when a beggar he prepares to plunge, and one, when a prince he rises with his pearl?
Points Where Images Are of Greatest Service.—Beyond question, many images come flooding into our minds which are irrelevant and of no service in our thinking. No one has failed to note many such. Further, we undoubtedly123 do much of our best thinking with few or no images present. Yet we need images. Where, then, are they most needed? Images are needed wherever the percepts which they represent would be of service. Whatever one could better understand or enjoy or appreciate by seeing it, hearing it, or perceiving it through some other sense, he can better understand, enjoy or appreciate through images than by means of ideas only.
5. THE CULTIVATION OF IMAGERY
Images Depend on Sensory Stimuli.—The power of imaging can be cultivated the same as any other ability.
In the first place, we may put down as an absolute requisite such an environment of sensory stimuli as will tempt every sense to be awake and at its best, that we may be led into a large acquaintance with the objects of our material environment. No one's stock of sensory images is greater than the sum total of his sensory experiences. No one ever has images of sights, or sounds, or tastes, or smells which he has never experienced.
Likewise, he must have had the fullest and freest possible liberty in motor activities. For not only is the motor act itself made possible through the office of imagery, but the motor act clarifies and makes useful the images. The boy who has actually made a table, or a desk, or a box has ever afterward a different and a better image of one of these objects than before; so also when he has owned and ridden a bicycle, his image of this machine will have a different significance from that of the image founded upon the visual perception alone of the wheel he longingly looked at through the store window or in the other boy's dooryard.124
The Influence of Frequent Recall.—But sensory experiences and motor responses alone are not enough, though they are the basis of good imagery. There must be frequent recall. The sunset may have been never so brilliant, and the music never so entrancing; but if they are never thought of and dwelt upon after they were first experienced, little will remain of them after a very short time. It is by repeating them often in experience through imagery that they become fixed, so that they stand ready to do our bidding when we need next to use them.
The Reconstruction of Our Images.—To richness of experience and frequency of the recall of our images we must add one more factor; namely, that of their reconstruction or working over. Few if any images are exact recalls of former percepts of objects. Indeed, such would be neither possible nor desirable. The images which we recall are recalled for a purpose, or in view of some future activity, and hence must be selective, or made up of the elements of several or many former related images.
Thus the boy who wishes to construct a box without a pattern to follow recalls the images of numerous boxes he may have seen, and from them all he has a new image made over from many former percepts and images, and this new image serves him as a working model. In this way he not only gets a copy which he can follow to make his box, but he also secures a new product in the form of an image different from any he ever had before, and is therefore by so much the richer. It is this working over of our stock of old images into new and richer and more suggestive ones that constitutes the essence of constructive imagination.
The more types of imagery into which we can put our125 thought, the more fully is it ours and the better our images. The spelling lesson needs not only to be taken in through the eye, that we may retain a visual image of the words, but also to be recited orally, so that the ear may furnish an auditory image, and the organs of speech a motor image of the correct forms. It needs also to be written, and thus given into the keeping of the hand, which finally needs most of all to know and retain it.
The reading lesson should be taken in through both the eye and the ear, and then expressed by means of voice and gesture in as full and complete a way as possible, that it may be associated with motor images. The geography lesson needs not only to be read, but to be drawn, or molded, or constructed. The history lesson should be made to appeal to every possible form of imagery. The arithmetic lesson must be not only computed, but measured, weighed, and pressed into actual service.
Thus we might carry the illustration into every line of education and experience, and the same truth holds. What we desire to comprehend completely and retain well, we must apprehend through all available senses and conserve in every possible type of image and form of expression.
6. PROBLEMS IN INTROSPECTION AND OBSERVATION
1. Observe a reading class and try to determine whether the pupils picture the scenes and events they read about. How can you tell?
2. Similarly observe a history class. Do the pupils realize the events as actually happening, and the personages as real, living people?
3. Observe in a similar way a class in geography, and draw conclusions. A pupil in computing the cost of plastering126 a certain room based the figures on the room filled full of plaster. How might visual imagery have saved the error?
4. Imagine a three-inch cube. Paint it. Then saw it up into inch cubes, leaving them all standing in the original form. How many inch cubes have paint on three faces? How many on two faces? How many on one face? How many have no paint on them? Answer all these questions by referring to your imagery alone.
5. Try often to recall images in the various sensory lines; determine in what classes of images you are least proficient and try to improve in these lines.
6. How is the singing teacher able, after his class has sung through several scores, to tell that they are flatting?
7. Study your imagery carefully for a few days to see whether you can discover your predominating type of imagery.
CHAPTER IX
IMAGINATION
Everyone desires to have a good imagination, yet not all would agree as to what constitutes a good imagination. If I were to ask a group of you whether you have good imaginations, many of you would probably at once fall to considering whether you are capable of taking wild flights into impossible realms of thought and evolving unrealities out of airy nothings. You would compare yourself with great imaginative writers, such as Stevenson, Poe, De Quincey, and judge your power of imagination by your ability to produce such tales as made them famous.
1. THE PLACE OF IMAGINATION IN MENTAL ECONOMY
But such a measure for the imagination as that just stated is far too narrow. A good imagination, like a good memory, is the one which serves its owner best. If DeQuincey and Poe and Stevenson and Bulwer found the type which led them into such dizzy flights the best for their particular purpose, well and good; but that is not saying that their type is the best for you, or that you may not rank as high in some other field of imaginative power as they in theirs. While you may lack in their particular type of imagination, they may have been short in the type which will one day make you famous. The artisan, the architect, the merchant, the artist,128 the farmer, the teacher, the professional man—all need imagination in their vocations not less than the writers need it in theirs, but each needs a specialized kind adapted to the particular work which he has to do.
Practical Nature of Imagination.—Imagination is not a process of thought which must deal chiefly with unrealities and impossibilities, and which has for its chief end our amusement when we have nothing better to do than to follow its wanderings. It is, rather, a commonplace, necessary process which illumines the way for our everyday thinking and acting—a process without which we think and act by haphazard chance or blind imitation. It is the process by which the images from our past experiences are marshaled, and made to serve our present. Imagination looks into the future and constructs our patterns and lays our plans. It sets up our ideals and pictures us in the acts of achieving them. It enables us to live our joys and our sorrows, our victories and our defeats before we reach them. It looks into the past and allows us to live with the kings and seers of old, or it goes back to the beginning and we see things in the process of the making. It comes into our present and plays a part in every act from the simplest to the most complex. It is to the mental stream what the light is to the traveler who carries it as he passes through the darkness, while it casts its beams in all directions around him, lighting up what otherwise would be intolerable gloom.
Imagination in the Interpretation of History, Literature, and Art.—Let us see some of the most common uses of the imagination. Suppose I describe to you the battle of the Marne. Unless you can take the images which my words suggest and build them into struggling, shouting, bleeding soldiers; into forts and entanglements and129 breastworks; into roaring cannon and whistling bullet and screaming shell—unless you can take all these separate images and out of them get one great unified complex, then my description will be to you only so many words largely without content, and you will lack the power to comprehend the historical event in any complete way. Unless you can read the poem, and out of the images suggested by the words reconstruct the picture which was in the mind of the author as he wrote "The Village Blacksmith" or "Snowbound," the significance will have dropped out, and the throbbing scenes of life and action become only so many dead words, like the shell of the chrysalis after the butterfly has left its shroud. Without the power of imagination, the history of Washington's winter at Valley Forge becomes a mere formal recital, and you can never get a view of the snow-covered tents, the wind-swept landscape, the tracks in the snow marked by the telltale drops of blood, or the form of the heartbroken commander as he kneels in the silent wood to pray for his army. Without the power to construct this picture as you read, you may commit the words, and be able to recite them, and to pass examination upon them, but the living reality of it will forever escape you.
Your power of imagination determines your ability to interpret literature of all kinds; for the interpretation of literature is nothing, after all, but the reconstruction on our part of the pictures with their meanings which were in the mind of the writer as he penned the words, and the experiencing of the emotions which moved him as he wrote. Small use indeed to read the history of the centuries unless we can see in it living, acting people, and real events occurring in actual environments. Small use to read the world's great books unless their characters130 are to us real men and women—our brothers and sisters, interpreted to us by the master minds of the ages. Anything less than this, and we are no longer dealing with literature, but with words—like musical sounds which deal with no theme, or like picture frames in which no picture has been set. Nor is the case different in listening to a speaker. His words are to you only so many sensations of sounds of such and such pitches and intensities and quality, unless your mind keeps pace with his and continually builds the pictures which fill his thought as he speaks. Lacking imagination, the sculptures of Michael Angelo and the pictures of Raphael are to you so many pieces of curiously shaped marble and ingeniously colored canvas. What the sculptor and the painter have placed before you must suggest to you images and thoughts from your own experience, to fill out and make alive the marble and the canvas, else to you they are dead.
Imagination and Science.—Nor is imagination less necessary in other lines of study. Without this power of building living, moving pictures out of images, there is small use to study science beyond what is immediately present to our senses; for some of the most fundamental laws of science rest upon conceptions which can be grasped only as we have the power of imagination. The student who cannot get a picture of the molecules of matter, infinitely close to each other and yet never touching, all in vibratory motion, yet each within its own orbit, each a complete unit in itself, yet capable of still further division into smaller particles,—the student who cannot see all this in a clear visual image can never at best have more than a most hazy notion of the theory of matter. And this means, finally, that the explanations of light and heat and sound, and much besides, will be131 to him largely a jumble of words which linger in his memory, perchance, but which never vitally become a possession of his mind.
So with the world of the telescope. You may have at your disposal all the magnificent lenses and the accurate machinery owned by modern observatories; but if you have not within yourself the power to build what these reveal to you, and what the books tell you, into the solar system and still larger systems, you can never study astronomy except in a blind and piecemeal sort of way, and all the planets and satellites and suns will never for you form themselves into a system, no matter what the books may say about it.
Everyday Uses of Imagination.—But we may consider a still more practical phase of imagination, or at least one which has more to do with the humdrum daily life of most of us. Suppose you go to your milliner and tell her how you want your spring hat shaped and trimmed. And suppose you have never been able to see this hat in toto in your mind, so as to get an idea of how it will look when completed, but have only a general notion, because you like red velvet, white plumes, and a turned-up rim, that this combination will look well together. Suppose you have never been able to see how you would look in this particular hat with your hair done in this or that way. If you are in this helpless state shall you not have to depend finally on the taste of the milliner, or accept the "model," and so fail to reveal any taste or individuality on your own part?
How many times have you been disappointed in some article of dress, because when you planned it you were unable to see it all at once so as to get the full effect; or else you could not see yourself in it, and so be able to judge whether it suited you! How many homes have132 in them draperies and rugs and wall paper and furniture which are in constant quarrel because someone could not see before they were assembled that they were never intended to keep company! How many people who plan their own houses, would build them just the same again after seeing them completed? The man who can see a building complete before a brick has been laid or a timber put in place, who can see it not only in its details one by one as he runs them over in his mind, but can see the building in its entirety, is the only one who is safe to plan the structure. And this is the man who is drawing a large salary as an architect, for imaginations of this kind are in demand. Only the one who can see in his "mind's eye," before it is begun, the thing he would create, is capable to plan its construction. And who will say that ability to work with images of these kinds is not of just as high a type as that which results in the construction of plots upon which stories are built!
The Building of Ideals and Plans.—Nor is the part of imagination less marked in the formation of our life's ideals and plans. Everyone who is not living blindly and aimlessly must have some ideal, some pattern, by which to square his life and guide his actions. At some time in our life I am sure that each of us has selected the person who filled most nearly our notion of what we should like to become, and measured ourselves by this pattern. But there comes a time when we must idealize even the most perfect individual; when we invest the character with attributes which we have selected from some other person, and thus worship at a shrine which is partly real and partly ideal.
As time goes on, we drop out more and more of the strictly individual element, adding correspondingly more of the ideal, until our pattern is largely a construction133 of our own imagination, having in it the best we have been able to glean from the many characters we have known. How large a part these ever-changing ideals play in our lives we shall never know, but certainly the part is not an insignificant one. And happy the youth who is able to look into the future and see himself approximating some worthy ideal. He has caught a vision which will never allow him to lag or falter in the pursuit of the flying goal which points the direction of his efforts.
Imagination and Conduct.—Another great field for imagination is with reference to conduct and our relations with others. Over and over again the thoughtless person has to say, "I am sorry; I did not think." The "did not think" simply means that he failed to realize through his imagination what would be the consequences of his rash or unkind words. He would not be unkind, but he did not imagine how the other would feel; he did not put himself in the other's place. Likewise with reference to the effects of our conduct on ourselves. What youth, taking his first drink of liquor, would continue if he could see a clear picture of himself in the gutter with bloated face and bloodshot eyes a decade hence? Or what boy, slyly smoking one of his early cigarettes, would proceed if he could see his haggard face and nerveless hand a few years farther along? What spendthrift would throw away his money on vanities could he vividly see himself in penury and want in old age? What prodigal anywhere who, if he could take a good look at himself sin-stained and broken as he returns to his "father's house" after the years of debauchery in the "far country" would not hesitate long before he entered upon his downward career?
Imagination and Thinking.—We have already considered134 the use of imagination in interpreting the thoughts, feelings and handiwork of others. Let us now look a little more closely into the part it plays in our own thinking. Suppose that, instead of reading a poem, we are writing one; instead of listening to a description of a battle, we are describing it; instead of looking at the picture, we are painting it. Then our object is to make others who may read our language, or listen to our words, or view our handiwork, construct the mental images of the situation which furnished the material for our thought.
Our words and other modes of expression are but the description of the flow of images in our minds, and our problem is to make a similar stream flow through the mind of the listener; but strange indeed would it be to make others see a situation which we ourselves cannot see; strange if we could draw a picture without being able to follow its outlines as we draw. Or suppose we are teaching science, and our object is to explain the composition of matter to someone, and make him understand how light, heat, etc., depend on the theory of matter; strange if the listener should get a picture if we ourselves are unable to get it. Or, once more, suppose we are to describe some incident, and our aim is to make its every detail stand out so clearly that no one can miss a single one. Is it not evident that we can never make any of these images more clear to those who listen to us or read our words than they are to ourselves?
2. THE MATERIAL USED BY IMAGINATION
What is the material, the mental content, out of which imagination builds its structures?
Images the Stuff of Imagination.—Nothing can enter135 the imagination the elements of which have not been in our past experience and then been conserved in the form of images. The Indians never dreamed of a heaven whose streets are paved with gold, and in whose center stands a great white throne. Their experience had given them no knowledge of these things; and so, perforce, they must build their heaven out of the images which they had at command, namely, those connected with the chase and the forest. So their heaven was the "happy hunting ground," inhabited by game and enemies over whom the blessed forever triumphed. Likewise the valiant soldiers whose deadly arrows and keen-edged swords and battle-axes won on the bloody field of Hastings, did not picture a far-off day when the opposing lines should kill each other with mighty engines hurling death from behind parapets a dozen miles away. Firearms and the explosive powder were yet unknown, hence there were no images out of which to build such a picture.
I do not mean that your imagination cannot construct an object which has never before been in your experience as a whole, for the work of the imagination is to do precisely this thing. It takes the various images at its disposal and builds them into wholes which may never have existed before, and which may exist now only as a creation of the mind. And yet we have put into this new product not a single element which was not familiar to us in the form of an image of one kind or another. It is the form which is new; the material is old. This is exemplified every time an inventor takes the two fundamental parts of a machine, the lever and the inclined plane, and puts them together in relations new to each other and so evolves a machine whose complexity fairly bewilders us. And with other lines of thinking, as in mechanics, inventive power consists in being able to see136 the old in new relations, and so constantly build new constructions out of old material. It is this power which gives us the daring and original thinker, the Newton whose falling apple suggested to him the planets falling toward the sun in their orbits; the Darwin who out of the thigh bone of an animal was able to construct in his imagination the whole animal and the environment in which it must have lived, and so add another page to the earth's history.
The Two Factors in Imagination.—From the simple facts which we have just been considering, the conclusion is plain that our power of imagination depends on two factors; namely, (1) the materials available in the form of usable images capable of recall, and (2) our constructive ability, or the power to group these images into new wholes, the process being guided by some purpose or end. Without this last provision, the products of our imagination are daydreams with their "castles in Spain," which may be pleasing and proper enough on occasions, but which as an habitual mode of thought are extremely dangerous.
Imagination Limited by Stock of Images.—That the mind is limited in its imagination by its stock of images may be seen from a simple illustration: Suppose that you own a building made of brick, but that you find the old one no longer adequate for your needs, and so purpose to build a new one; and suppose, further, that you have no material for your new building except that contained in the old structure. It is evident that you will be limited in constructing your new building by the material which was in the old. You may be able to build the new structure in any one of a multitude of different forms or styles of architecture, so far as the material at hand will lend itself to that style of building,137 and providing, further, that you are able to make the plans. But you will always be limited finally by the character and amount of material obtainable from the old structure. So with the mind. The old building is your past experience, and the separate bricks are the images out of which you must build your new structure through the imagination. Here, as before, nothing can enter which was not already on hand. Nothing goes into the new structure so far as its constructive material is concerned except images, and there is nowhere to get images but from the results of our past experience.
Limited Also by Our Constructive Ability.—But not only is our imaginative output limited by the amount of material in the way of images which we have at our command, but also and perhaps not less by our constructive ability. Many persons might own the old pile of bricks fully adequate for the new structure, and then fail to get the new because they were unable to construct it. So, many who have had a rich and varied experience in many lines are yet unable to muster their images of these experiences in such a way that new products are obtainable from them. These have the heavy, draft-horse kind of intellect which goes plodding on, very possibly doing good service in its own circumscribed range, but destined after all to service in the narrow field with its low, drooping horizon. They are never able to take a dash at a two-minute clip among equally swift competitors, or even swing at a good round pace along the pleasant highways of an experience lying beyond the confines of the narrow here and now. These are the minds which cannot discover relations; which cannot think. Minds of this type can never be architects of their own fate, or even builders, but must content themselves to be hod carriers.138
The Need of a Purpose.—Nor are we to forget that we cannot intelligently erect our building until we know the purpose for which it is to be used. No matter how much building material we may have on hand, nor how skillful an architect we may be, unless our plans are guided by some definite aim, we shall be likely to end with a structure that is fanciful and useless. Likewise with our thought structure. Unless our imagination is guided by some aim or purpose, we are in danger of drifting into mere daydreams which not only are useless in furnishing ideals for the guidance of our lives, but often become positively harmful when grown into a habit. The habit of daydreaming is hard to break, and, continuing, holds our thought in thrall and makes it unwilling to deal with the plain, homely things of everyday life. Who has not had the experience of an hour or a day spent in a fairyland of dreams, and awakened at the end to find himself rather dissatisfied with the prosaic round of duties which confronted him! I do not mean to say that we should never dream; but I know of no more pernicious mental habit than that of daydreaming carried to excess, for it ends in our following every will-o'-the-wisp of fancy, and places us at the mercy of every chance suggestion.
3. TYPES OF IMAGINATION
Although imagination enters every field of human experience, and busies itself with every line of human interest, yet all its activities can be classed under two different types. These are (1) reproductive, and (2) creative imagination.
Reproductive Imagination.—Reproductive imagination is the type we use when we seek to reproduce in our minds the pictures described by others, or pictures from139 our own past experience which lack the completeness and fidelity to make them true memory.
The narration or description of the story book, the history or geography text; the tale of adventure recounted by traveler or hunter; the account of a new machine or other invention; fairy tales and myths—these or any other matter that may be put into words capable of suggesting images to us are the field for reproductive imagination. In this use of the imagination our business is to follow and not lead, to copy and not create.
Creative Imagination.—But we must have leaders, originators—else we should but imitate each other and the world would be at a standstill. Indeed, every person, no matter how humble his station or how humdrum his life, should be in some degree capable of initiative and originality. Such ability depends in no small measure on the power to use creative imagination.
Creative imagination takes the images from our own past experience or those gleaned from the work of others and puts them together in new and original forms. The inventor, the writer, the mechanic or the artist who possesses the spirit of creation is not satisfied with mere reproduction, but seeks to modify, to improve, to originate. True, many important inventions and discoveries have come by seeming accident, by being stumbled upon. Yet it holds that the person who thus stumbles upon the discovery or invention is usually one whose creative imagination is actively at work seeking to create or discover in his field. The world's progress as a whole does not come by accident, but by creative planning. Creative imagination is always found at the van of progress, whether in the life of an individual or a nation.140
4. TRAINING THE IMAGINATION
Imagination is highly susceptible of cultivation, and its training should constitute one of the most important aims of education. Every school subject, but especially such subjects as deal with description and narration—history, literature, geography, nature study and science—is rich in opportunities for the use of imagination. Skillful teaching will not only find in these subjects a means of training the imagination, but will so employ imagination in their study as to make them living matter, throbbing with life and action, rather than so many dead words or uninteresting facts.
Gathering of Material for Imagination.—Theoretically, then, it is not hard to see what we must do to cultivate our imagination. In the first place, we must take care to secure a large and usable stock of images from all fields of perception. It is not enough to have visual images alone or chiefly, for many a time shall we need to build structures involving all the other senses and the motor activities as well. This means that we must have a first-hand contact with just as large an environment as possible—large in the world of Nature with all her varied forms suited to appeal to every avenue of sense; large in our contact with people in all phases of experience, laughing with those who laugh and weeping with those who weep; large in contact with books, the interpreters of the men and events of the past. We must not only let all these kinds of environment drift in upon us as they may chance to do, but we must deliberately seek to increase our stock of experience; for, after all, experience lies at the bottom of imagination as of every other mental process. And not only must we thus put ourselves in the way of acquiring new experience,141 but we must by recall and reconstruction, as we saw in an earlier discussion, keep our imagery fresh and usable. For whatever serves to improve our images, at the same time is bettering the very foundation of imagination.
We Must Not Fail to Build.—In the second place, we must not fail to build. For it is futile to gather a large supply of images if we let the material lie unused. How many people there are who put in all their time gathering material for their structure, and never take time to do the building! They look and listen and read, and are so fully occupied in absorbing the immediately present that they have no time to see the wider significance of the things with which they deal. They are like the students who are too busy studying to have time to think. They are so taken up with receiving that they never perform the higher act of combining. They are the plodding fact gatherers, many of them doing good service, collecting material which the seer and the philosopher, with their constructive power, build together into the greater wholes which make our systems of thought. They are the ones who fondly think that, by reading books full of wild tales and impossible plots, they are training their imagination. For them, sober history, no matter how heroic or tragic in its quiet movements, is too tame. They have not the patience to read solid and thoughtful literature, and works of science and philosophy are a bore. These are the persons who put in all their time in looking at and admiring other people's houses, and never get time to do any building for themselves.
We Should Carry Our Ideals into Action.—The best training for the imagination which I know anything about is that to be obtained by taking our own material142 and from it building our own structure. It is true that it will help to look through other people's houses enough to discover their style of building: we should read. But just as it is not necessary for us to put in all the time we devote to looking at houses, in inspecting doll houses and Chinese pagodas, so it is not best for us to get all our notions of imaginative structures from the marvelous and the unreal; we get good training for the imagination from reading "Hiawatha," but so can we from reading the history of the primitive Indian tribes. The pictures in "Snowbound" are full of suggestion for the imagination: but so is the history of the Puritans in New England. But even with the best of models before us, it is not enough to follow others' building. We must construct stories for ourselves, must work out plots for our own stories; we must have time to meditate and plan and build, not idly in the daydream, but purposefully, and then make our images real by carrying them out in activity, if they are of such a character that this is possible; we must build our ideals and work to them in the common course of our everyday life; we must think for ourselves instead of forever following the thinking of others; we must initiate as well as imitate.
5. PROBLEMS FOR OBSERVATION AND INTROSPECTION
1. Explain the cause and the remedy in the case of such errors as the following:
Children who defined mountain as land 1,000 or more feet in height said that the factory smokestack was higher than the mountain because it "went straight up" and the mountain did not.
Children often think of the horizon as fastened to the earth.
Islands are thought of as floating on the water.
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2. How would you stimulate the imagination of a child who does not seem to picture or make real the descriptions in reading, geography, etc.? Is it possible that such inability may come from an insufficient basis in observation, and hence in images?
3. Classify the school subjects, including domestic science and manual training, as to their ability to train (1) reproductive and (2) creative imagination.
4. Do you ever skip the descriptive parts of a book and read the narrative? As you read the description of a bit of natural scenery, does it rise before you? As you study the description of a battle, can you see the movements of the troops?
5. Have you ever planned a house as you think you would like it? Can you see it from all sides? Can you see all the rooms in their various finishings and furnishings?
6. What plans and ideals have you formed, and what ones are you at present following? Can you describe the process by which your plans or ideals change? Do you ever try to put yourself in the other person's place?
7. Take some fanciful unreality which your imagination has constructed and see whether you can select from it familiar elements from actual experiences.
8. What use do you make of imagination in the common round of duties in your daily life? What are you doing to improve your imagination?144
CHAPTER X
ASSOCIATION
Whence came the thought that occupies you this moment, and what determines the next that is to follow? Introspection reveals no more interesting fact concerning our minds than that our thoughts move in a connected and orderly array and not in a hit-and-miss fashion. Our mental states do not throng the stream of consciousness like so many pieces of wood following each other at random down a rushing current, now this one ahead, now that. On the contrary, our thoughts come, one after the other, as they are beckoned or caused. The thought now in the focal point of your consciousness appeared because it sprouted out of the one just preceding it; and the present thought, before it departs, will determine its successor and lead it upon the scene. This is to say that our thought stream possesses not only a continuity, but also a unity; it has coherence and system. This coherence and system, which operates in accordance with definite laws, is brought about by what the psychologist calls association.
1. THE NATURE OF ASSOCIATION
We may define association, then, as the tendency among our thoughts to form such a system of bonds with each other that the objects of consciousness are vitally connected both (1) as they exist at any given moment,145 and (2) as they occur in succession in the mental stream.
The Neural Basis of Association.—The association of thoughts—ideas, images, memory—or of a situation with its response, rests primarily on a neural basis. Association is the result of habit working in neurone groups. Its fundamental law is stated by James as follows: "When two elementary brain-processes have been active together or in immediate succession, one of them, on recurring, tends to propagate its excitement into the other." This is but a technical statement of the simple fact that nerve currents flow most easily over the neurone connections that they have already used.
It is hard to teach an old dog new tricks, because the old tricks employ familiar, much-used neural paths, while new tricks require the connecting up of groups of neurones not in the habit of working together; and the flow of nerve energy is more easily accomplished in the neurones accustomed to working together. One who learns to speak a foreign language late in life never attains the facility and ease that might have been reached at an earlier age. This is because the neural paths for speech are already set for his mother-tongue, and, with the lessened plasticity of age, the new paths are hard to establish.
The connections between the various brain areas, or groups of neurones, are, as we have seen in an earlier chapter, accomplished by means of association fibers. This function requires millions of neurones, which unite every part of the cortex with every other part, thus making it possible for a neural activity going on in any particular center to extend to any other center whatsoever. In the relatively unripe brain of the child, the association fibers have not yet set up most of their connections.146 The age at which memory begins is determined chiefly by the development of a sufficient number of association fibers to bring about recall. The more complex reasoning, which requires many different associative connections, is impossible prior to the existence of adequate neural development. It is this fact that makes it futile to attempt to teach young children the more complicated processes of arithmetic, grammar, or other subjects. They are not yet equipped with the requisite brain machinery to grasp the necessary associations.
Fig. 18.--Diagrammatic scheme of association, in which V stands for the visual, A for the auditory, G for the gustatory, M for the motor, and T for the thought and feeling centers of the cortex.
Fig. 18.—Diagrammatic scheme of association, in which V stands for the visual, A for the auditory, G for the gustatory, M for the motor, and T for the thought and feeling centers of the cortex.
Association the Basis of Memory.—Without the machinery and processes of association we could have no memory. Let us see in a simple illustration how association works in recall. Suppose you are passing an orchard and see a tree loaded with tempting apples. You hesitate, then climb the fence, pick an apple and eat it, hearing the owner's dog bark as you leave the place. The accompanying diagram will illustrate roughly the centers of the cortex which were involved in the act, and the association fibers which connect them. (See Fig.147 18.) Now let us see how you may afterward remember the circumstance through association. Let us suppose that a week later you are seated at your dining table, and that you begin to eat an apple whose flavor reminds you of the one which you plucked from the tree. From this start how may the entire circumstance be recalled? Remember that the cortical centers connected with the sight of the apple tree, with our thoughts about it, with our movements in getting the apple, and with hearing the dog bark, were all active together with the taste center, and hence tend to be thrown into activity again from its activity. It is easy to see that we may (1) get a visual image of the apple tree and its fruit from a current over the gustatory-visual association fibers; (2) the thoughts, emotions, or deliberations which we had on the former occasion may again recur to us from a current over the gustatory-thought neurones; (3) we may get an image of our movements in climbing the fence and picking the apple from a current over the gustatory-motor fibers; or (4) we may get an auditory image of the barking of the dog from a current over the gustatory-auditory fibers. Indeed, we are sure to get some one or more of these unless the paths are blocked in some way, or our attention leads off in some other direction.
Factors Determining Direction of Recall.—Which of these we get first, which of the images the taste percept calls to take its place as it drops out of consciousness, will depend, other things being equal, on which center was most keenly active in the original situation, and is at the moment most permeable. If, at the time we were eating the stolen fruit, our thoughts were keenly self-accusing for taking the apples without permission, then the current will probably discharge148 through the path gustatory-thought, and we shall recall these thoughts and their accompanying feelings. But if it chances that the barking of the dog frightened us badly, then more likely the discharge from the taste center will be along the path gustatory-auditory, and we shall get the auditory image of the dog's barking, which in turn may call up a visual image of his savage appearance over the auditory-visual fibers. It is clear, however, that, given any one of the elements of the entire situation back, the rest are potentially possible to us, and any one may serve as a "cue" to call up all the rest. Whether, given the starting point, we get them all, depends solely on whether the paths are sufficiently open between them for the current to discharge between them, granting that the first experience made sufficient impression to be retained.
Since this simple illustration may be made infinitely complex by means of the millions of fibers which connect every center in the cortex with every other center, and since, in passing from one experience to another in the round of our daily activities, these various areas are all involved in an endless chain of activities so intimately related that each one can finally lead to all the others, we have here the machinery both of retention and of recall—the mechanism by which our past may be made to serve the present through being reproduced in the form of memory images or ideas. Through this machinery we are unable to escape our past, whether it be good or bad; for both the good and the bad alike are brought back to us through its operations.
When the repetition of a series of acts has rendered habit secure, the association is relatively certain. If I recite to you A-B-C-D, your thought at once runs on to E, F, G. If I repeat, "Tell me not in mournful numbers,"149 association leads you to follow with "Life is but an empty dream." Your neurone groups are accustomed to act in this way, so the sequence follows. Memorizing anything from the multiplication table to the most beautiful gems of poetic fervor consists, therefore, in the setting up of the right associative connections in the brain.
Association in Thinking.—All thinking proceeds by the discovery or recognition of relations between the terms or objects of our thought. The science of mathematics rests on the relations found to exist between numbers and quantities. The principles and laws of natural science are based on the relations established among the different forms of matter and the energy that operates in this field. So also in the realm of history, art, ethics, or any other field of human experience. Each fact or event must be linked to other facts or events before it possesses significance. Association therefore lies at the foundation of all thinking, whether that of the original thinker who is creating our sciences, planning and executing the events of history, evolving a system of ethics, or whether one is only learning these fields as they already exist by means of study. Other things being equal, he is the best thinker who has his knowledge related part to part so that the whole forms a unified and usable system.
Association and Action.—Association plays an equally important part in all our motor responses, the acts by which we carry on our daily lives, do our work and our play, or whatever else may be necessary in meeting and adapting ourselves to our environment. Some sensations are often repeated, and demand practically the same response each time. In such cases the associations soon become fixed, and the response certain and150 automatic. For example, we sit at the table, and the response of eating follows, with all its complex acts, as a matter of course. We lie down in bed, and the response of sleep comes. We take our place at the piano, and our fingers produce the accustomed music.
It is of course obvious that the influence of association extends to moral action as well. In general, our conduct follows the trend of established associations. We are likely to do in great moral crises about as we are in the habit of doing in small ones.
2. THE TYPES OF ASSOCIATION
Fundamental Law of Association.—Stated on the physiological side, the law of habit as set forth in the definition of association in the preceding section includes all the laws of association. In different phrasing we may say: (1) Neurone groups accustomed to acting together have the tendency to work in unison. (2) The more frequently such groups act together the stronger will be the tendency for one to throw the other into action. Also, (3) the more intense the excitement or tension under which they act together the stronger will be the tendency for activity in one to bring about activity in the other.
The corresponding facts may be expressed in psychological terms as follows: (1) Facts accustomed to being associated together in the mind have a tendency to reappear together. (2) The more frequently these facts appear together the stronger the tendency for the presence of one to insure the presence of the other. (3) The greater the tension, excitement or concentration when these facts appear in conjunction with each151 other, the more certain the presence of one is to cause the presence of the other.
Several different types of association have been differentiated by psychologists from Aristotle down. It is to be kept in mind, however, that all association types go back to the elementary law of habit-connections among the neurones for their explanation.
Association by Contiguity.—The recurrence in our minds of many of the elements from our past experience is due to the fact that at some time, possibly at many times, the recurring facts were contiguous in consciousness with some other element or fact which happens now to be again present. All have had the experience of meeting some person whom we had not seen for several months or years, and having a whole series of supposedly forgotten incidents or events connected with our former associations flood into the mind. Things we did, topics we discussed, trips we took, games we played, now recur at the renewal of our acquaintance. For these are the things that were contiguous in our consciousness with our sense of the personality and appearance of our friend. And who has not in similar fashion had a whiff of perfume or the strains of a song recall to him his childhood days! Contiguity is again the explanation.
At the Mercy of Our Associations.—Through the law thus operating we are in a sense at the mercy of our associations, which may be bad as well as good. We may form certain lines of interest to guide our thought, and attention may in some degree direct it, but one's mental make-up is, after all, largely dependent on the character of his associations. Evil thoughts, evil memories, evil imaginations—these all come about through the association of unworthy or impure images along with the good in our stream of thought. We may try152 to forget the base deed and banish it forever from our thinking, but lo! in an unguarded moment the nerve current shoots into the old path, and the impure thought flashes into the mind, unsought and unwelcomed. Every young man who thinks he must indulge in a little sowing of wild oats before he settles down to a correct life, and so deals in unworthy thoughts and deeds, is putting a mortgage on his future; for he will find the inexorable machinery of his nervous system grinding the hated images of such things back into his mind as surely as the mill returns to the sack of the miller what he feeds into the hopper. He may refuse to harbor these thoughts, but he can no more hinder their seeking admission to his mind than he can prevent the tramp from knocking at his door. He may drive such images from his mind the moment they are discovered, and indeed is guilty if he does not; but not taking offense at this rebuff, the unwelcome thought again seeks admission.
The only protection against the return of the undesirable associations is to choose lines of thought as little related to them as possible. But even then, do the best we may, an occasional "connection" will be set up, we know not how, and the unwelcome image stands staring us in the face, as the corpse of Eugene Aram's victim confronted him at every turn, though he thought it safely buried. A minister of my acquaintance tells me that in the holiest moments of his most exalted thought, images rise in his mind which he loathes, and from which he recoils in horror. Not only does he drive them away at once, but he seeks to lock and bar the door against them by firmly resolving that he will never think of them again. But alas! that is beyond his control. The tares have been sown among the wheat, and will persist153 along with it until the end. In his boyhood these images were given into the keeping of his brain cells, and they are only being faithful to their trust.
Association by Similarity and Contrast.—All are familiar with the fact that like tends to suggest like. One friend reminds us of another friend when he manifests similar traits of character, shows the same tricks of manner, or has the same peculiarities of speech or gesture. The telling of a ghost or burglar story in a company will at once suggest a similar story to every person of the group, and before we know it the conversation has settled down to ghosts or burglars. One boastful boy is enough to start the gang to recounting their real or imaginary exploits. Good and beautiful thoughts tend to call up other good and beautiful thoughts, while evil thoughts are likely to produce after their own kind; like produces like.
Another form of relationship is, however, quite as common as similars in our thinking. In certain directions we naturally think in opposites. Black suggests white, good suggests bad, fat suggests lean, wealth suggests poverty, happiness suggests sorrow, and so on.
The tendency of our thought thus to group in similars and opposites is clear when we go back to the fundamental law of association. The fact is that we more frequently assemble our thoughts in these ways than in haphazard relations. We habitually group similars together, or compare opposites in our thinking; hence these are the terms between which associative bonds are formed.
Partial, or Selective, Association.—The past is never wholly reinstated in present consciousness. Many elements, because they had formed fewer associations, or because they find some obstacle to recall, are permanently154 dropped out and forgotten. In other words, association is always selective, favoring now this item of experience, now that, above the rest.
It is well that this is so; for to be unable to escape from the great mass of minutiæ and unimportant detail in one's past would be intolerable, and would so cumber the mind with useless rubbish as to destroy its usefulness. We have surely all had some experience with the type of persons whose associations are so complete and impartial that all their conversation teems with unessential and irrelevant details. They cannot recount the simplest incident in its essential points but, slaves to literalness, make themselves insufferable bores by entering upon every lane and by-path of circumstance that leads nowhere and matters not the least in their story. Dickens, Thackeray, George Eliot, Shakespeare, and many other writers have seized upon such characters and made use of them for their comic effect. James, in illustrating this mental type, has quoted the following from Miss Austen's "Emma":
"'But where could you hear it?' cried Miss Bates. 'Where could you possibly hear it, Mr. Knightley? For it is not five minutes since I received Mrs. Cole's note—no, it cannot be more than five—or at least ten—for I had got my bonnet and spencer on, just ready to come out—I was only gone down to speak to Patty again about the pork—Jane was standing in the passage—were not you, Jane?—for my mother was so afraid that we had not any salting-pan large enough. So I said I would go down and see, and Jane said: "Shall I go down instead? for I think you have a little cold, and Patty has been washing the kitchen." "Oh, my dear," said I—well, and just then came the note.'"
The Remedy.—The remedy for such wearisome and155 fruitless methods of association is, as a matter of theory, simple and easy. It is to emphasize, intensify, and dwell upon the significant and essential in our thinking. The person who listens to a story, who studies a lesson, or who is a participant in any event must apply a sense of value, recognizing and fixing the important and relegating the trivial and unimportant to their proper level. Not to train one's self to think in this discriminating way is much like learning to play a piano by striking each key with equal force!
3. TRAINING IN ASSOCIATION
Since association is at bottom nothing but habit at work in the mental processes, it follows that it, like other forms of habit, can be encouraged or suppressed by training. Certainly, no part of one's education is of greater importance than the character of his associations. For upon these will largely depend not alone the content of his mental stream, the stuff of his thinking, but also its organization, or the use made of the thought material at hand. In fact, the whole science of education rests on the laws and principles involved in setting up right systems of associative connections in the individual.
The Pleasure-Pain Motive in Association.—A general law seems to obtain throughout the animal world that associative responses accompanied by pleasure tend to persist and grow stronger, while those accompanied by pain tend to weaken and fall away. The little child of two years may not understand the gravity of the offense in tearing the leaves out of books, but if its hands are sharply spatted whenever they tear a book, the association between the sight of books and tearing them will soon cease. In fact, all punishment should have for its156 object the use of pain in the breaking of associative bonds between certain situations and wrong responses to them.
On the other hand, the dog that is being trained to perform his tricks is rewarded with a tidbit or a pat when the right response has been made. In this way the bond for this particular act is strengthened through the use of pleasure. All matter studied and learned under the stimulus of good feeling, enthusiasm, or a pleasurable sense of victory and achievement not only tends to set up more permanent and valuable associations than if learned under opposite conditions, but it also exerts a stronger appeal to our interest and appreciation.
The influence of mental attitude on the matter we study raises a question as to the wisdom of assigning the committing of poetry, or Bible verses, or the reading of so many pages of a literary masterpiece as a punishment for some offense. How many of us have carried away associations of dislike and bitterness toward some gem of verse or prose or Scripture because of having our learning of it linked up with the thought of an imposed task set as penance for wrong-doing! One person tells me that to this day she hates the sight of Tennyson because this was the volume from which she was assigned many pages to commit in atonement for her youthful delinquencies.
Interest as a Basis for Association.—Associations established under the stimulus of strong interest are relatively broad and permanent, while those formed with interest flagging are more narrow and of doubtful permanence. This statement is, of course, but a particular application of the law of attention. Interest brings the whole self into action. Under its urging the mind is active and alert. The new facts learned are completely157 registered, and are assimilated to other facts to which they are related. Many associative connections are formed, hence the new matter is more certain of recall, and possesses more significance and meaning.
Association and Methods of Learning.—The number and quality of our associations depends in no small degree on our methods of learning. We may be satisfied merely to impress what we learn on our memory, committing it uncritically as so many facts to be stored away as a part of our education. We may go a step beyond this and grasp the simplest and most obvious meanings, but not seek for the deeper and more fundamental relations. We may learn separate sections or divisions of a subject, accepting each as a more or less complete unit, without connecting these sections and divisions into a logical whole.
But all such methods are a mistake. They do not provide for the associative bonds between the various facts or groups of facts in our knowledge, without which our facts are in danger of becoming but so much lumber in the mind. Meanings, relations, definitely recognized associations, should attach to all that we learn. Better far a smaller amount of usable knowledge than any quantity of unorganized and undigested information, even if the latter sometimes allows us to pass examinations and receive honor grades. In short, real mastery demands that we think, that is relate and associate, instead of merely absorbing as we learn.
4. PROBLEMS IN OBSERVATION AND INTROSPECTION
1. Test the uncontrolled associations of a group of pupils by pronouncing to the class some word, as blue, and having the members write down 20 words in succession as rapidly as they can, taking in each instance the first word that occurs158 to them. The difference in the scope, or range, of associations, can easily be studied by applying this test to, say, a fourth grade and an eighth grade and then comparing results.
2. Have you ever been puzzled by the appearance in your mind of some fact or incident not thought of before for years? Were you able to trace out the associative connection that caused the fact to appear? Why are we sometimes unable to recall, when we need them, facts that we perfectly well know?
3. You have observed that it is possible to be able to spell certain words when they occur in a spelling lesson, but to miss them when employing them in composition. It is possible to learn a conjugation or a declension in tabular form, and then not be able to use the correct forms of words in speech or writing. Relate these facts to the laws of association, and recommend a method of instruction that will remove the discrepancy.
4. To test the quickness of association in a class of children, copy the following words clearly in a vertical column on a chart; have your class all ready at a given signal; then display the chart before them for sixty seconds, asking them to write down on paper the exact opposite of as many words as possible in one minute. Be sure that all know just what they are expected to do.
Bad, inside, slow, short, little, soft, black, dark, sad, true, dislike, poor, well, sorry, thick, full, peace, few, below, enemy.
Count the number of correct opposites got by each pupil.
5. Can you think of garrulous persons among your acquaintance the explanation of whose tiresomeness is that their association is of the complete instead of the selective type? Watch for such illustrations in conversation and in literature (e.g., Juliet's nurse).
6. Observe children in the schoolroom for good and poor training in association. Have you ever had anything that you otherwise presumably would enjoy rendered distasteful159 because of unpleasant associations? Pass your own methods of learning in review, and also inquire into the methods used by children in study, to determine whether they are resulting in the best possible use of association.160
CHAPTER XI
MEMORY
Every hour of our lives we call upon memory to supply us with some fact or detail from out our past. Let memory wholly fail us, and we find ourselves helpless and out of joint in a world we fail to understand. A poor memory handicaps one in the pursuit of education, hampers him in business or professional success, and puts him at a disadvantage in every relation of life. On the other hand, a good memory is an asset on which the owner realizes anew each succeeding day.
1. THE NATURE OF MEMORY
Now that you come to think of it, you can recall perfectly well that Columbus discovered America in 1492; that your house is painted white; that it rained a week ago today. But where were these once-known facts, now remembered so easily, while they were out of your mind? Where did they stay while you were not thinking of them? The common answer is, "Stored away in my memory." Yet no one believes that the memory is a warehouse of facts which we pack away there when we for a time have no use for them, as we store away our old furniture.
What is Retained.—The truth is that the simple question I asked you is by no means an easy one, and I will161 answer it myself by asking you an easier one: As we sit with the sunlight streaming into our room, where is the darkness which filled it last night? And where will all this light be at midnight tonight? Answer these questions, and the ones I asked about your remembered facts will be answered. While it is true that, regardless of the conditions in our little room, darkness still exists wherever there is no light, and light still exists wherever there is no darkness, yet for this particular room there is no darkness when the sun shines in, and there is no light when the room is filled with darkness. So in the case of a remembered fact. Although the fact that Columbus discovered America some four hundred years ago, that your house is of a white color, that it rained a week ago today, exists as a fact regardless of whether your minds think of these things at all, yet the truth remains as before: for the particular mind which remembers these things, the facts did not exist while they were out of the mind.
It is not the remembered fact which is retained, but the power to reproduce the fact when we require it.
The Physical Basis of Memory.—The power to reproduce a once-known fact depends ultimately on the brain. This is not hard to understand if we go back a little and consider that brain activity was concerned in every perception we have ever had, and in every fact we have ever known. Indeed, it was through a certain neural activity of the cortex that you were able originally to know that Columbus discovered America, that your house is white, and that it rained on a day in the past. Without this cortical activity, these facts would have existed just as truly, but you would never have known them. Without this neural activity in the brain there is no consciousness, and to it we must look for the recurrence162 in consciousness of remembered facts, as well as for those which appear for the first time.
How We Remember.—Now, if we are to have a once-known fact repeated in consciousness, or in other words remembered, what we must do on the physiological side is to provide for a repetition of the neural activity which was at first responsible for the fact's appearing in consciousness. The mental accompaniment of the repeated activity is the memory. Thus, as memory is the approximate repetition of once-experienced mental states or facts, together with the recognition of their belonging to our past, so it is accomplished by an approximate repetition of the once-performed neural process in the cortex which originally accompanied these states or facts.
The part played by the brain in memory makes it easy to understand why we find it so impossible to memorize or to recall when the brain is fatigued from long hours of work or lack of sleep. It also explains the derangement in memory that often comes from an injury to the brain, or from the toxins of alcohol, drugs or disease.
Dependence of Memory on Brain Quality.—Differences in memory ability, while depending in part on the training memory receives, rest ultimately on the memory-quality of the brain. James tells us that four distinct types of brains may be distinguished, and he describes them as follows:
Brains that are:
(1) Like marble to receive and like marble to retain.
(2) Like wax to receive and like wax to retain.
(3) Like marble to receive and like wax to retain.
(4) Like wax to receive and like marble to retain.
The first type gives us those who memorize slowly and with much heroic effort, but who keep well what they163 have committed. The second type represents the ones who learn in a flash, who can cram up a lesson in a few minutes, but who forget as easily and as quickly as they learn. The third type characterizes the unfortunates who must labor hard and long for what they memorize, only to see it quickly slipping from their grasp. The fourth type is a rare boon to its possessor, enabling him easily to stock his memory with valuable material, which is readily available to him upon demand.
The particular type of brain we possess is given us through heredity, and we can do little or nothing to change the type. Whatever our type of brain, however, we can do much to improve our memory by obeying the laws upon which all good memory depends.
2. THE FOUR FACTORS INVOLVED IN MEMORY
Nothing is more obvious than that memory cannot return to us what has never been given into its keeping, what has not been retained, or what for any reason cannot be recalled. Further, if the facts given back by memory are not recognized as belonging to our past, memory would be incomplete. Memory, therefore, involves the following four factors: (1) registration, (2) retention, (3) recall, (4) recognition.
Registration.—By registration we mean the learning or committing of the matter to be remembered. On the brain side this involves producing in the appropriate neurones the activities which, when repeated again later, cause the fact to be recalled. It is this process that constitutes what we call "impressing the facts upon the brain."
Nothing is more fatal to good memory than partial or faulty registration. A thing but half learned is sure164 to be forgotten. We often stop in the mastery of a lesson just short of the full impression needed for permanent retention and sure recall. We sometimes say to our teachers, "I cannot remember," when, as a matter of fact, we have never learned the thing we seek to recall.
Retention.—Retention, as we have already seen, resides primarily in the brain. It is accomplished through the law of habit working in the neurones of the cortex. Here, as elsewhere, habit makes an activity once performed more easy of performance each succeeding time. Through this law a neural activity once performed tends to be repeated; or, in other words, a fact once known in consciousness tends to be remembered. That so large a part of our past is lost in oblivion, and out of the reach of our memory, is probably much more largely due to a failure to recall than to retain. We say that we have forgotten a fact or a name which we cannot recall, try as hard as we may; yet surely all have had the experience of a long-striven-for fact suddenly appearing in our memory when we had given it up and no longer had use for it. It was retained all the time, else it never could have come back at all.
An aged man of my acquaintance lay on his deathbed. In his childhood he had first learned to speak German; but, moving with his family when he was eight or nine years of age to an English-speaking community, he had lost his ability to speak German, and had been unable for a third of a century to carry on a conversation in his mother tongue. Yet during the last days of his sickness he lost almost wholly the power to use the English language, and spoke fluently in German. During all these years his brain paths had retained the power to reproduce the forgotten words, even165 though for so long a time the words could not be recalled. James quotes a still more striking case of an aged woman who was seized with a fever and, during her delirious ravings, was heard talking in Latin, Hebrew and Greek. She herself could neither read nor write, and the priests said she was possessed of a devil. But a physician unraveled the mystery. When the girl was nine years of age, a pastor, who was a noted scholar, had taken her into his home as a servant, and she had remained there until his death. During this time she had daily heard him read aloud from his books in these languages. Her brain had indelibly retained the record made upon it, although for years she could not have recalled a sentence, if, indeed, she had ever been able to do so.
Recall.—Recall depends entirely on association. There is no way to arrive at a certain fact or name that is eluding us except by means of some other facts, names, or what-not so related to the missing term as to be able to bring it into the fold. Memory arrives at any desired fact only over a bridge of associations. It therefore follows that the more associations set up between the fact to be remembered and related facts already in the mind, the more certain the recall. Historical dates and events should when learned be associated with important central dates and events to which they naturally attach. Geographical names, places or other information should be connected with related material already in the mind. Scientific knowledge should form a coherent and related whole. In short, everything that is given over to the memory for its keeping should be linked as closely as possible to material of the same sort. This is all to say that we should not expect our memory to retain and reproduce isolated, unrelated facts, but should give166 it the advantage of as many logical and well grounded associations as possible.
Recognition.—A fact reproduced by memory but not recognized as belonging to our past experience would impress us as a new fact. This would mean that memory would fail to link the present to the past. Often we are puzzled to know whether we have before met a certain person, or on a former occasion told a certain story, or previously experienced a certain present state of mind which seems half familiar. Such baffling mental states are usually but instances of partial and incomplete recognition. Recognition no longer applies to much of our knowledge; for example, we say we remember that four times six is twenty-four, but probably none of us can recall when and where we learned this fact—we cannot recognize it as belonging to our past experience. So with ten thousand other things, which we know rather than remember in the strict sense.
3. THE STUFF OF MEMORY
What are the forms in which memory presents the past to us? What are the elements with which it deals? What is the stuff of which it consists?
Images as the Material of Memory.—In the light of our discussion upon mental imagery, and with the aid of a little introspection, the answer is easy. I ask you to remember your home, and at once a visual image of the familiar house, with its well-known rooms and their characteristic furnishings, comes to your mind. I ask you to remember the last concert you attended, or the chorus of birds you heard recently in the woods; and there comes a flood of images, partly visual, but largely auditory, from the melodies you heard. Or I ask you167 to remember the feast of which you partook yesterday, and gustatory and olfactory images are prominent among the others which appear. And so I might keep on until I had covered the whole range of your memory; and, whether I ask you for the simple trivial experiences of your past, for the tragic or crucial experiences, or for the most abstruse and abstract facts which you know and can recall, the case is the same: much of what memory presents to you comes in the form of images or of ideas of your past.
Images Vary as to Type.—We do not all remember what we call the same fact in like images or ideas. When you remembered that Columbus discovered America in 1492, some of you had an image of Columbus the mariner standing on the deck of his ship, as the old picture shows him; and accompanying this image was an idea of "long agoness." Others, in recalling the same fact, had an image of the coast on which he landed, and perchance felt the rocking of the boat and heard it scraping on the sand as it neared the shore. And still others saw on the printed page the words stating that Columbus discovered America in 1492. And so in an infinite variety of images or ideas we may remember what we call the same fact, though of course the fact is not really the same fact to any two of us, nor to any one of us when it comes to us on different occasions in different images.
Other Memory Material.—But sensory images are not the only material with which memory has to deal. We may also recall the bare fact that it rained a week ago today without having images of the rain. We may recall that Columbus discovered America in 1492 without visual or other images of the event. As a matter of fact we do constantly recall many facts of abstract nature, such as mathematical or scientific formulæ with no168 imagery other than that of the words or symbols, if indeed these be present. Memory may therefore use as its stuff not only images, but also a wide range of facts, ideas and meanings of all sorts.
4. LAWS UNDERLYING MEMORY
The development of a good memory depends in no small degree on the closeness with which we follow certain well-demonstrated laws.
The Law of Association.—The law of association, as we have already seen, is fundamental. Upon it the whole structure of memory depends. Stating this law in neural terms we may say: Brain areas which are active together at the same time tend to establish associative paths, so that when one of them is again active the other is also brought into activity. Expressing the same truth in mental terms: If two facts or experiences occur together in consciousness, and one of them is later recalled, it tends to cause the other to appear also.
The Law of Repetition.—The law of repetition is but a restatement of the law of habit, and may be formulated as follows: The more frequently a certain cortical activity occurs, the more easily is its repetition brought about. Stating this law in mental terms we may say: The more often a fact is recalled in consciousness the easier and more certain the recall becomes. It is upon the law of repetition that reviews and drills to fix things in the memory are based.
The Law of Recency.—We may state the law of recency in physiological terms as follows: The more recently brain centers have been employed in a certain activity, the more easily are they thrown into the same activity. This, on the mental side, means: The more recently169 any facts have been present in consciousness the more easily are they recalled. It is in obedience to this law that we want to rehearse a difficult lesson just before the recitation hour, or cram immediately before an examination. The working of this law also explains the tendency of all memories to fade out as the years pass by.
The Law of Vividness.—The law of vividness is of primary importance in memorizing. On the physical side it may be expressed as follows: The higher the tension or the more intense the activity of neural centers the more easily the activity is repeated. The counterpart of this law in mental terms is: The higher the degree of attention or concentration when the fact is registered the more certain it is of recall. Better far one impression of a high degree of vividness than several repetitions with the attention wandering or the brain too fatigued to respond. Not drill alone, but drill with concentration, is necessary to sure memory,—in proof of which witness the futile results on the part of the small boy who "studies his spelling lesson over fifteen times," the while he is at the same time counting his marbles.
5. RULES FOR USING THE MEMORY
Much careful and fruitful experimentation in the field of memory has taken place in recent years. The scientists are now able to give us certain simple rules which we can employ in using our memories, even if we lack the time or opportunity to follow all their technical discussions.
Wholes Versus Parts.—Probably most people in setting to work to commit to memory a poem, oration, or other such material, have a tendency to learn it first by stanzas or sections and then put the parts together to form the170 whole. Many tests, however, have shown this to be a less effective method than to go over the whole poem or oration time after time, finally giving special attention to any particularly difficult places. The only exception to this rule would seem to be in the case of very long productions, which may be broken up into sections of reasonable length. The method of committing by wholes instead of parts not only economizes time and effort in the learning, but also gives a better sense of unity and meaning to the matter memorized.
Rate of Forgetting.—The rate of forgetting is found to be very much more rapid immediately following the learning than after a longer time has elapsed. This is to say that of what one is going to forget of matter committed to memory approximately one-half will fall away within the first twenty-four hours and three-fourths within the first three days. Since it is always economy to fix afresh matter that is fading out before it has been wholly forgotten, it will manifestly pay to review important memory material within the first day or two after it has once been memorized.
Divided Practice.—If to commit a certain piece of material we must go over it, say, ten different times, the results are found to be much better when the entire number of repetitions are not had in immediate succession, but with reasonable intervals between. This is due, no doubt, to the well-known fact that associations tend to take form and grow more secure even after we have ceased to think specifically of the matter in hand. The intervals allow time for the associations to form their connections. It is in this sense that James says we "learn to swim during the winter and to skate during the summer."
Forcing the Memory to Act.—In committing matter by171 reading it, the memory should be forced into activity just as fast as it is able to carry part of the material. If, after reading a poem over once, parts of it can be repeated without reference to the text, the memory should be compelled to reproduce these parts. So with all other material. Re-reading should be applied only at such points as the memory has not yet grasped.
Not a Memory, But Memories.—Professor James has emphasized the fact, which has often been demonstrated by experimental tests, that we do not possess a memory, but a collection of memories. Our memory may be very good in one line and poor in another. Nor can we "train our memory" in the sense of practicing it in one line and having the improvement extend equally to other lines. Committing poetry may have little or no effect in strengthening the memory for historical or scientific data. In general, the memory must be trained in the specific lines in which it is to excel. General training will not serve except as it may lead to better modes of learning what is to be memorized.
6. WHAT CONSTITUTES A GOOD MEMORY
Let us next inquire what are the qualities which enter into what we call a good memory. The merchant or politician will say, "Ability to remember well people's faces and names"; the teacher of history, "The ability to recall readily dates and events"; the teacher of mathematics, "The power to recall mathematical formulæ"; the hotel waiter, "The ability to keep in mind half-a-dozen orders at a time"; the manager of a corporation, "The ability to recall all the necessary details connected with the running of the concern." While these answers are very divergent, yet they may all be true for the particular172 person testifying; for out of them all there emerges this common truth, that the best memory is the one which best serves its possessor. That is, one's memory not only must be ready and exact, but must produce the right kind of material; it must bring to us what we need in our thinking. A very easy corollary at once grows out of this fact; namely, that in order to have the memory return to us the right kind of matter, we must store it with the right kind of images and ideas, for the memory cannot give back to us anything which we have not first given into its keeping.
A Good Memory Selects Its Material.—The best memory is not necessarily the one which impartially repeats the largest number of facts of past experience. Everyone has many experiences which he never needs to have reproduced in memory; useful enough they may have been at the time, but wholly useless and irrelevant later. They have served their purpose, and should henceforth slumber in oblivion. They would be but so much rubbish and lumber if they could be recalled. Everyone has surely met that particular type of bore whose memory is so faithful to details that no incident in the story he tells, no matter however trivial, is ever omitted in the recounting. His associations work in such a tireless round of minute succession, without ever being able to take a jump or a short cut, that he is powerless to separate the wheat from the chaff; so he dumps the whole indiscriminate mass into our long-suffering ears.
Dr. Carpenter tells of a member of Parliament who could repeat long legal documents and acts of Parliament after one reading. When he was congratulated on his remarkable gift, he replied that, instead of being an advantage to him, it was often a source of great inconvenience, because when he wished to recollect anything173 in a document he had read, he could do it only by repeating the whole from the beginning up to the point which he wished to recall. Maudsley says that the kind of memory which enables a person "to read a photographic copy of former impressions with his mind's eye is not, indeed, commonly associated with high intellectual power," and gives as a reason that such a mind is hindered by the very wealth of material furnished by the memory from discerning the relations between separate facts upon which judgment and reasoning depend. It is likewise a common source of surprise among teachers that many of the pupils who could outstrip their classmates in learning and memory do not turn out to be able men. But this, says Whately, "is as reasonable as to wonder that a cistern if filled should not be a perpetual fountain." It is possible for one to be so lost in a tangle of trees that he cannot see the woods.
A Good Memory Requires Good Thinking.—It is not, then, mere re-presentation of facts that constitutes a good memory. The pupil who can reproduce a history lesson by the page has not necessarily as good a memory as the one who remembers fewer facts, but sees the relations between those remembered, and hence is able to choose what he will remember. Memory must be discriminative. It must fasten on that which is important and keep that for us. Therefore we can agree that "the art of remembering is the art of thinking." Discrimination must select the important out of our mental stream, and these images must be associated with as many others as possible which are already well fixed in memory, and hence are sure of recall when needed. In this way the old will always serve as a cue to call up the new.
Memory Must Be Specialized.—And not only must memory,174 if it is to be a good memory, omit the generally worthless, or trivial, or irrelevant, and supply the generally useful, significant, and relevant, but it must in some degree be a specialized memory. It must minister to the particular needs and requirements of its owner. Small consolation to you if you are a Latin teacher, and are able to call up the binomial theorem or the date of the fall of Constantinople when you are in dire need of a conjugation or a declension which eludes you. It is much better for the merchant and politician to have a good memory for names and faces than to be able to repeat the succession of English monarchs from Alfred the Great to Edward VII and not be able to tell John Smith from Tom Brown. It is much more desirable for the lawyer to be able to remember the necessary details of his case than to be able to recall all the various athletic records of the year; and so on.
In order to be a good memory for us, our memory must be faithful in dealing with the material which constitutes the needs of our vocations. Our memory may, and should, bring to us many things outside of our immediate vocations, else our lives will be narrow; but its chief concern and most accurate work must be along the path of our everyday requirements at its hands. And this works out well in connection with the physiological laws which were stated a little while since, providing that our vocations are along the line of our interests. For the things with which we work daily, and in which we are interested, will be often thought of together, and hence will become well associated. They will be frequently recalled, and hence more easily remembered; they will be vividly experienced as the inevitable result of interest, and this goes far to insure recall.175
7. MEMORY DEVICES
Many devices have been invented for training or using the memory, and not a few worthless "systems" have been imposed by conscienceless fakers upon uninformed people. All memorizing finally must go back to the fundamental laws of brain activity and the rules growing out of these laws. There is no "royal road" to a good memory.
The Effects of Cramming.—Not a few students depend on cramming for much of their learning. If this method of study would yield as valuable permanent results, it would be by far the most sensible and economical method to use; for under the stress of necessity we often are able to accomplish results much faster than when no pressure is resting upon us. The difficulty is, however, that the results are not permanent; the facts learned do not have time to seek out and link themselves to well-established associates; learned in an hour, their retention is as ephemeral as the application which gave them to us.
Facts which are needed but temporarily and which cannot become a part of our body of permanent knowledge may profitably be learned by cramming. The lawyer needs many details for the case he is trying, which not only are valueless to him as soon as the case is decided, but would positively be in his way. He may profitably cram such facts. But those facts which are to become a permanent part of his mental equipment, such as the fundamental principles of law, he cannot cram. These he must have in a logical chain which will not leave their recall dependent upon a chance cue. Crammed facts may serve us during a recitation or an examination, but they never really become a part of us. Nothing can take the place of the logical placing of facts176 if they are to be remembered with facility, and be usable in thinking when recalled.
Remembering Isolated Facts.—But after all this is taken into consideration there still remain a large number of facts which refuse to fit into any connected or logical system. Or, if they do belong with some system, their connection is not very close, and we have more need for the few individual facts than for the system as a whole. Hence we must have some means of remembering such facts other than by connecting them with their logical associations. Such facts as may be typified by the multiplication table, certain dates, events, names, numbers, errands, and engagements of various kinds—all these need to be remembered accurately and quickly when the occasion for them arises. We must be able to recall them with facility, so that the occasion will not have passed by before we can secure them and we have failed to do our part because of the lapse.
With facts of this type the means of securing a good memory are the same as in the case of logical memory, except that we must of necessity forego the linking to naturally related associates. We can, however, take advantage of the three laws which have been given. If these methods are used faithfully, then we have done what we can in the way of insuring the recall of facts of this type, unless we associate them with some artificial cue, such as tying a thread around our finger to remember an errand, or learning the multiplication table by singing it. We are not to be too ready to excuse ourselves, however, if we have forgotten to mail the letter or deliver the message; for our attention may have been very lax when we recorded the direction in the first place, and we may never have taken the trouble to think of the matter between the time it was given177 into our keeping and the time we were to perform the errand.
Mnemonic Devices.—Many ingenious devices have been invented to assist the memory. No doubt each one of you has some way of your own of remembering certain things committed to you, or some much-needed fact which has a tendency to elude you. You may not tie the traditional string around your finger or place your watch in the wrong pocket; but if not, you have invented some method which suits your convenience better. While many books have been written, and many lectures given exploiting mnemonic systems, they are, however, all founded upon the same general principle: namely, that of association of ideas in the mind. They all make use of the same basis for memory that any of us use every time we remember anything, from the commonest event which occurred last hour to the most abstruse bit of philosophy which we may have in our minds. They all tie the fact to be remembered to some other fact which is sure of recall, and then trust the old fact to bring the new along with it when it again comes into the mind.
Artificial devices may be permissible in remembering the class of facts which have no logical associates in which we can relate them; but even then I cannot help feeling that if we should use the same care and ingenuity in carefully recording the seemingly unrelated facts that we do in working out the device and making the association in it, we should discover hidden relations for most of the facts we wish to remember, and we should be able to insure their recall as certainly and in a better way than through the device. Then, also, we should not be in danger of handing over to the device various facts for which we should discover relations, thus178 placing them in the logical body of our usable knowledge where they belong.
8. PROBLEMS IN OBSERVATION AND INTROSPECTION
1. Carefully consider your own powers of memory and see whether you can decide which of the four types of brain you have. Apply similar tests to your classmates or a group of school children whom you have a chance to observe. Be sure to take into account the effects of past training or habits of memory.
2. Watch in your own memorizing and also that of school children for failures in recall caused by lack of proper associations. Why is it particularly hard to commit what one does not understand?
3. Observe a class in a recitation or an examination and seek to discover whether any defects of memory revealed are to be explained by lack of (1) repetition, (2) recency, (3) vividness in learning.
4. Make a study of your own class and also of a group of children in school to discover their methods of memorizing. Have in mind the rules for memorizing given in section 5 of this chapter.
5. Observe by introspection your method of recall of historical events you have studied, and note whether images form an important part of your memory material; or does your recall consist chiefly of bare facts? In how far does this depend on your method of learning the facts in the first place?
6. Carefully consider your experience from cramming your lessons. Does the material learned in this way stay with you? Do you understand it and find yourself able to use it as well as stuff learned during a longer interval and with more time for associations to form?
How will history judge my tenure?
That’s a question Dhananjay Yashwant Chandrachud, who retired as India’s 50th chief justice on Sunday, asked just weeks before he finished his term.
Justice Chandrachud said his mind was “heavily preoccupied with fears and anxieties about the future and the past”.
“I find myself pondering: Did I achieve everything I set out to do? How will history judge my tenure? Could I have done things differently? What legacy will I leave for future generations of judges and legal professionals?” he said.
The soul searching came at a time when many in India are also debating what legacy he leaves behind.
Justice Chandrachud served more than eight years as a top court judge and as chief justice for the past two years. He presided over one of the most powerful Supreme Courts in the world with jurisdiction over India’s 1.4 billion citizens.
The top court is the final court of appeal, the final interpreter of the constitution and its judgements, which are binding on all other courts in India, routinely make news - although judges seldom do.
But Justice Chandrachud, sometimes described as India’s “first celebrity judge” and a "rockstar judge", has routinely hit the headlines.According to Arghya Sengupta of the Vidhi Centre For Legal Policy, the jurist was India's most prolific chief justice who wrote 93 judgements - more than his last four predecessors put together – including some on matters of seminal importance. He also made huge strides in terms of digitisation and livestreaming of court hearings – making them more accessible to citizens.
But some of the recent coverage has also been unflattering, with critics saying he wasn't assertive enough and his tenure has been disappointing.
The Harvard-educated judge has many firsts to his name – he was the youngest to head a high court and his two-year-term was the longest for a chief justice in more than a decade. He’s also the only chief justice whose father also served in the role.
During his years in the Supreme Court, he developed a reputation for being a progressive, liberal judge known for his nuanced and thoughtful judgements related to matters of liberty, freedom of speech and gender and LGBT rights.
He was part of landmark rulings that decriminalised homosexuality and allowed menstruating women into Kerala’s Sabarimala shrine. His utterances on the right to privacy and right to dissent were extensively praised.
So, his elevation to be India’s top judge in November 2022 was welcomed by senior lawyers, activists and citizens with many expressing a “strong hope that under his leadership the court will rise to greater heights”.
It was a time when India’s Hindu nationalist Bharatiya Janata Party (BJP) government was getting ready to secure a third term in the 2024 general election.
Opposition parties, activists and sections of the press were accusing the government of targeting them, with global rights organisations saying Indian democracy was under threat.
Although the government denied any wrongdoing, many of India’s top academics, rights activists and popular opposition leaders found themselves in jail and the country kept sliding on the global press freedom index. (The government has always rejected such ratings, saying they are biased against India.)Senior lawyer Kamini Jaiswal says Justice Chandrachud’s appointment had come at “a crucial juncture as some of the last chief justices had left under a cloud of dark spots and the position had been denigrated with serious allegations”.
“So, we thought Justice Chandrachud would use his erudition and brilliant mind to do a lot of good for the citizens. But he has been disappointing,” she said.
Senior Supreme Court lawyer Chander Uday Singh says his record is “a mixed bag”.
“In his judgments, he would lay down the law brilliantly which could be used as a precedent for future cases. But whenever the state was heavily invested in any issue, he failed to hold power to account, so the state got away with what they had set out of achieve.”
For instance, he points out that the court struck down a government scheme that allowed people to make anonymous donations to political parties, calling it unconstitutional and illegal. “But then he did not hold anyone accountable for the illegality.”
Similarly, when it came to a political crisis in the western state of Maharashtra or Delhi’s power struggle with the federal government, his judgments tended to favour the government, he adds.
“There was hope that through his judgments, he would set things right in a country that is under a strong majoritarian government. But he fell short.Several top lawyers have also criticised Justice Chandrachud for what he did as the “master of the roster” by failing to effectively prevent the prolonged incarceration of political prisoners - leading to the death of some of them without ever getting bail. This happened despite Justice Chandrachud saying that bail should be the norm and not the exception.
And as he neared his retirement, Justice Chandrachud also made headlines for what he did not in the court, but outside.
In September, there was uproar over a viral video that showed him praying at home with PM Modi during a Hindu religious festival.
Ms Jaiswal said by publicising the photo, “a message was being sent that the chief justice is close to the PM”. Lawyers, former judges, opposition politicians and many citizens also criticised him saying “the presence of a politician at a private event erodes the perception of impartiality of the judiciary”.
Another burst of criticism greeted Justice Chandrachud’s comment last month when he said he had asked God for a solution to the vexed Babri Mosque-Ram temple dispute. “I sat before the deity and told him he needed to find a solution and he gave it to me,” he said.
The comment led to a firestorm of criticism, not entirely unexpected as the mosque-temple dispute has been one of the most contentious and religiously polarising issues in modern India.
The mosque was demolished by Hindu mobs in 1992. A five-judge bench, which included Justice Chandrachud, ruled in 2019 that the demolition was illegal, but still gave the disputed land to Hindus and a separate site for the mosque to be built. Earlier this year, PM Modi inaugurated a grand new temple at the site, fulfilling a longstanding promise by his party.
So, no surprise then that Justice Chandrachud’s comment, seen by many as religious, was extensively criticised.Retired high court judge Anjana Prakash told HW news that his comment was “dramatic, filmy and laughable and it had brought down the level of judiciary”.
“A judge has to decide cases on principles of law. Where does God come into a judgement? Besides, people have different gods. And if a justice from another faith had said this, would the reaction be the same?” she asked.
Justice Prakash and other critics wondered if he was cosying up to the government for a post-retirement assignment.
In the days preceding his retirement, Justice Chandrachud addressed some of the criticism in interactions with the media.
“The separation of powers doesn’t mean antagonistic relations between the executive and the judiciary, it doesn’t mean that they cannot meet,” he said at an event by the Indian Express newspaper, adding that such meetings were not used “to cut deals”.
“The ultimate proof of our good behaviour lies in the written word – in our judgements. Is it consistent with the constitution or not?”
Justice Chandrachud said his comment on seeking divine guidance was because “I am a person of faith” and “to impute motives to judges is not right”.
He added that courts were facing pressure “from lobbies and pressure groups” and they would praise a decision critical of the government, but if he ruled in favour of the government, they questioned his independence.
At his farewell on Friday, the outgoing chief justice said he was perhaps India’s most trolled judge, but his “shoulders are broad enough to accept all criticism”.
And at the weekend, he told Times of India that he believed he had “left the system better than I found it”.
“I’m retiring with a sense of satisfaction,” he said.
THE HISTORY OF MARY PRINCE, A WEST INDIAN SLAVE.
(Related by herself.)
I was born at Brackish-Pond, in Bermuda, on a farm belonging to Mr. Charles Myners. My mother was a household slave; and my father, whose name was Prince, was a sawyer belonging to Mr. Trimmingham, a ship-builder at Crow-Lane. When I was an infant, old Mr. Myners died, and there was a division of the slaves and other property among the family. I was bought along with my mother by old Captain Darrel, and given to his grandchild, little Miss Betsey Williams. Captain Williams, Mr. Darrel's son-in-law, was master of a vessel which traded to several places in America and the West Indies, and he was seldom at home long together.
Mrs. Williams was a kind-hearted good woman, and she treated all her slaves well. She had only one daughter, Miss Betsey, for whom I was purchased, and who was about my own age. I was made quite a pet of by Miss Betsey, and loved her very much. She used to lead me about by the hand, and call me her little nigger. This was the happiest period of my life; for I was too young to understand rightly my condition as a slave, and too thoughtless and full of spirits to look forward to the days of toil and sorrow.
My mother was a household slave in the same family. I was under her own care, and my little brothers and sisters were my play-fellows and companions. My mother had several fine children after she came to Mrs. Williams,—three girls and two boys. The tasks given out to us children were light, and we used to play together with Miss Betsey, with as much freedom almost as if she had been our sister.
My master, however, was a very harsh, selfish man; and we always dreaded his return from sea. His wife was herself much afraid of him; and, during his stay at home, seldom dared to shew her usual kindness to the slaves. He often left her, in the most distressed circumstances, to reside in other female society, at some place in the West Indies of which I have forgot the name. My poor mistress bore his ill-treatment with great patience, and all her slaves loved and pitied her. I was truly attached to her, and, next to my own mother, loved her better than any creature in the world. My obedience to her commands was cheerfully[2] given: it sprung solely from the affection I felt for her, and not from fear of the power which the white people's law had given her over me.
I had scarcely reached my twelfth year when my mistress became too poor to keep so many of us at home; and she hired me out to Mrs. Pruden, a lady who lived about five miles off, in the adjoining parish, in a large house near the sea. I cried bitterly at parting with my dear mistress and Miss Betsey, and when I kissed my mother and brothers and sisters, I thought my young heart would break, it pained me so. But there was no help; I was forced to go. Good Mrs. Williams comforted me by saying that I should still be near the home I was about to quit, and might come over and see her and my kindred whenever I could obtain leave of absence from Mrs. Pruden. A few hours after this I was taken to a strange house, and found myself among strange people. This separation seemed a sore trial to me then; but oh! 'twas light, light to the trials I have since endured!—'twas nothing—nothing to be mentioned with them; but I was a child then, and it was according to my strength.
I knew that Mrs. Williams could no longer maintain me; that she was fain to part with me for my food and clothing; and I tried to submit myself to the change. My new mistress was a passionate woman; but yet she did not treat me very unkindly. I do not remember her striking me but once, and that was for going to see Mrs. Williams when I heard she was sick, and staying longer than she had given me leave to do. All my employment at this time was nursing a sweet baby, little Master Daniel; and I grew so fond of my nursling that it was my greatest delight to walk out with him by the sea-shore, accompanied by his brother and sister, Miss Fanny and Master James.—Dear Miss Fanny! She was a sweet, kind young lady, and so fond of me that she wished me to learn all that she knew herself; and her method of teaching me was as follows:—Directly she had said her lessons to her grandmamma, she used to come running to me, and make me repeat them one by one after her; and in a few months I was able not only to say my letters but to spell many small words. But this happy state was not to last long. Those days were too pleasant to last. My heart always softens when I think of them.
At this time Mrs. Williams died. I was told suddenly of her death, and my grief was so great that, forgetting I had the baby in my arms, I ran away directly to my poor mistress's house; but reached it only in time to see the corpse carried out. Oh, that was a day of sorrow,—a heavy day! All the slaves cried. My mother cried and lamented her sore; and I (foolish creature!) vainly entreated them to bring my dear mistress back to life. I knew nothing rightly about death then, and it seemed a hard thing to bear. When I thought about my mistress I felt as if the world was all gone wrong; and for many days and weeks I could think of nothing else. I returned to Mrs. Pruden's; but my sorrow was too great to be comforted, for my own dear mistress was always in my mind. Whether in the house or abroad, my thoughts were always talking to me about her.
I staid at Mrs. Pruden's about three months after this; I was[3] then sent back to Mr. Williams to be sold. Oh, that was a sad sad time! I recollect the day well. Mrs. Pruden came to me and said, "Mary, you will have to go home directly; your master is going to be married, and he means to sell you and two of your sisters to raise money for the wedding." Hearing this I burst out a crying,—though I was then far from being sensible of the full weight of my misfortune, or of the misery that waited for me. Besides, I did not like to leave Mrs. Pruden, and the dear baby, who had grown very fond of me. For some time I could scarcely believe that Mrs. Pruden was in earnest, till I received orders for my immediate return.—Dear Miss Fanny! how she cried at parting with me, whilst I kissed and hugged the baby, thinking I should never see him again. I left Mrs. Pruden's, and walked home with a heart full of sorrow. The idea of being sold away from my mother and Miss Betsey was so frightful, that I dared not trust myself to think about it. We had been bought of Mr. Myners, as I have mentioned, by Miss Betsey's grandfather, and given to her, so that we were by right her property, and I never thought we should be separated or sold away from her.
When I reached the house, I went in directly to Miss Betsey. I found her in great distress; and she cried out as soon as she saw me, "Oh, Mary! my father is going to sell you all to raise money to marry that wicked woman. You are my slaves, and he has no right to sell you; but it is all to please her." She then told me that my mother was living with her father's sister at a house close by, and I went there to see her. It was a sorrowful meeting; and we lamented with a great and sore crying our unfortunate situation. "Here comes one of my poor picaninnies!" she said, the moment I came in, "one of the poor slave-brood who are to be sold to-morrow."
Oh dear! I cannot bear to think of that day,—it is too much.—It recalls the great grief that filled my heart, and the woeful thoughts that passed to and fro through my mind, whilst listening to the pitiful words of my poor mother, weeping for the loss of her children. I wish I could find words to tell you all I then felt and suffered. The great God above alone knows the thoughts of the poor slave's heart, and the bitter pains which follow such separations as these. All that we love taken away from us—Oh, it is sad, sad! and sore to be borne!—I got no sleep that night for thinking of the morrow; and dear Miss Betsey was scarcely less distressed. She could not bear to part with her old playmates, and she cried sore and would not be pacified.
The black morning at length came; it came too soon for my poor mother and us. Whilst she was putting on us the new osnaburgs in which we were to be sold, she said, in a sorrowful voice, (I shall never forget it!) "See, I am shrouding my poor children; what a task for a mother!"—She then called Miss Betsey to take leave of us. "I am going to carry my little chickens to market," (these were her very words,) "take your last look of them; may be you will see them no more." "Oh, my poor slaves! my own slaves!" said dear Miss Betsey, "you belong to me; and it grieves my heart to part with you."—Miss Betsey kissed us all, and, when she left us, my mother called the rest of the slaves to bid us good bye. One of them, a woman named Moll,[4] came with her infant in her arms. "Ay!" said my mother, seeing her turn away and look at her child with the tears in her eyes, "your turn will come next." The slaves could say nothing to comfort us; they could only weep and lament with us. When I left my dear little brothers and the house in which I had been brought up, I thought my heart would burst.
Our mother, weeping as she went, called me away with the children Hannah and Dinah, and we took the road that led to Hamble Town, which we reached about four o'clock in the afternoon. We followed my mother to the market-place, where she placed us in a row against a large house, with our backs to the wall and our arms folded across our breasts. I, as the eldest, stood first, Hannah next to me, then Dinah; and our mother stood beside, crying over us. My heart throbbed with grief and terror so violently, that I pressed my hands quite tightly across my breast, but I could not keep it still, and it continued to leap as though it would burst out of my body. But who cared for that? Did one of the many by-standers, who were looking at us so carelessly, think of the pain that wrung the hearts of the negro woman and her young ones? No, no! They were not all bad, I dare say; but slavery hardens white people's hearts towards the blacks; and many of them were not slow to make their remarks upon us aloud, without regard to our grief—though their light words fell like cayenne on the fresh wounds of our hearts. Oh those white people have small hearts who can only feel for themselves.
At length the vendue master, who was to offer us for sale like sheep or cattle, arrived, and asked my mother which was the eldest. She said nothing, but pointed to me. He took me by the hand, and led me out into the middle of the street, and, turning me slowly round, exposed me to the view of those who attended the vendue. I was soon surrounded by strange men, who examined and handled me in the same manner that a butcher would a calf or a lamb he was about to purchase, and who talked about my shape and size in like words—as if I could no more understand their meaning than the dumb beasts. I was then put up to sale. The bidding commenced at a few pounds, and gradually rose to fifty-seven,[1] when I was knocked down to the highest bidder; and the people who stood by said that I had fetched a great sum for so young a slave.
I then saw my sisters led forth, and sold to different owners; so that we had not the sad satisfaction of being partners in bondage. When the sale was over, my mother hugged and kissed us, and mourned over us, begging of us to keep up a good heart, and do our duty to our new masters. It was a sad parting; one went one way, one another, and our poor mammy went home with nothing.[2]
[5]
My new master was a Captain I——, who lived at Spanish Point. After parting with my mother and sisters, I followed him to his store, and he gave me into the charge of his son, a lad about my own age, Master Benjy, who took me to my new home. I did not know where I was going, or what my new master would do with me. My heart was quite broken with grief, and my thoughts went back continually to those from whom I had been so suddenly parted. "Oh, my mother! my mother!" I kept saying to myself, "Oh, my mammy and my sisters and my brothers, shall I never see you again!"
Oh, the trials! the trials! they make the salt water come into my eyes when I think of the days in which I was afflicted—the times that are gone; when I mourned and grieved with a young heart for those whom I loved.
It was night when I reached my new home. The house was large, and built at the bottom of a very high hill; but I could not see much of it that night. I saw too much of it afterwards. The stones and the timber were the best things in it; they were not so hard as the hearts of the owners.[3]
Before I entered the house, two slave women, hired from another owner, who were at work in the yard, spoke to me, and asked who I belonged to? I replied, "I am come to live here." "Poor child, poor child!" they both said; "you must keep a good heart, if you are to live here."—When I went in, I stood up crying in a corner. Mrs. I—— came and took off my hat, a little black silk hat Miss Pruden made for me, and said in a rough voice, "You are not come here to stand up in corners and cry, you are come here to work." She then put a child into my arms, and, tired as I was, I was forced instantly to take up my old occupation of a nurse.—I could not bear to look at my mistress, her countenance was so stern. She was a stout tall woman with a very dark complexion, and her brows were always drawn together into a frown. I thought of the words of the two slave women when I saw Mrs. I——, and heard the harsh sound of her voice.
[6]
The person I took the most notice of that night was a French Black called Hetty, whom my master took in privateering from another vessel, and made his slave. She was the most active woman I ever saw, and she was tasked to her utmost. A few minutes after my arrival she came in from milking the cows, and put the sweet-potatoes on for supper. She then fetched home the sheep, and penned them in the fold; drove home the cattle, and staked them about the pond side;[4] fed and rubbed down my master's horse, and gave the hog and the fed cow[5] their suppers; prepared the beds, and undressed the children, and laid them to sleep. I liked to look at her and watch all her doings, for hers was the only friendly face I had as yet seen, and I felt glad that she was there. She gave me my supper of potatoes and milk, and a blanket to sleep upon, which she spread for me in the passage before the door of Mrs. I——'s chamber.
I got a sad fright, that night. I was just going to sleep, when I heard a noise in my mistress's room; and she presently called out to inquire if some work was finished that she had ordered Hetty to do. "No, Ma'am, not yet," was Hetty's answer from below. On hearing this, my master started up from his bed, and just as he was, in his shirt, ran down stairs with a long cow-skin[6] in his hand. I heard immediately after, the cracking of the thong, and the house rang to the shrieks of poor Hetty, who kept crying out, "Oh, Massa! Massa! me dead. Massa! have mercy upon me—don't kill me outright."—This was a sad beginning for me. I sat up upon my blanket, trembling with terror, like a frightened hound, and thinking that my turn would come next. At length the house became still, and I forgot for a little while all my sorrows by falling fast asleep.
The next morning my mistress set about instructing me in my tasks. She taught me to do all sorts of household work; to wash and bake, pick cotton and wool, and wash floors, and cook. And she taught me (how can I ever forget it!) more things than these; she caused me to know the exact difference between the smart of the rope, the cart-whip, and the cow-skin, when applied to my naked body by her own cruel hand. And there was scarcely any punishment more dreadful than the blows I received on my face and head from her hard heavy fist. She was a fearful woman, and a savage mistress to her slaves.
[7]
There were two little slave boys in the house, on whom she vented her bad temper in a special manner. One of these children was a mulatto, called Cyrus, who had been bought while an infant in his mother's arms; the other, Jack, was an African from the coast of Guinea, whom a sailor had given or sold to my master. Seldom a day passed without these boys receiving the most severe treatment, and often for no fault at all. Both my master and mistress seemed to think that they had a right to ill-use them at their pleasure; and very often accompanied their commands with blows, whether the children were behaving well or ill. I have seen their flesh ragged and raw with licks.—Lick—lick—they were never secure one moment from a blow, and their lives were passed in continual fear. My mistress was not contented with using the whip, but often pinched their cheeks and arms in the most cruel manner. My pity for these poor boys was soon transferred to myself; for I was licked, and flogged, and pinched by her pitiless fingers in the neck and arms, exactly as they were. To strip me naked—to hang me up by the wrists and lay my flesh open with the cow-skin, was an ordinary punishment for even a slight offence. My mistress often robbed me too of the hours that belong to sleep. She used to sit up very late, frequently even until morning; and I had then to stand at a bench and wash during the greater part of the night, or pick wool and cotton; and often I have dropped down overcome by sleep and fatigue, till roused from a state of stupor by the whip, and forced to start up to my tasks.
Poor Hetty, my fellow slave, was very kind to me, and I used to call her my Aunt; but she led a most miserable life, and her death was hastened (at least the slaves all believed and said so,) by the dreadful chastisement she received from my master during her pregnancy. It happened as follows. One of the cows had dragged the rope away from the stake to which Hetty had fastened it, and got loose. My master flew into a terrible passion, and ordered the poor creature to be stripped quite naked, notwithstanding her pregnancy, and to be tied up to a tree in the yard. He then flogged her as hard as he could lick, both with the whip and cow-skin, till she was all over streaming with blood. He rested, and then beat her again and again. Her shrieks were terrible. The consequence was that poor Hetty was brought to bed before her time, and was delivered after severe labour of a dead child. She appeared to recover after her confinement, so far that she was repeatedly flogged by both master and mistress afterwards; but her former strength never returned to her. Ere long her body and limbs swelled to a great size; and she lay on a mat in the kitchen, till the water burst out of her body and she died. All the slaves said that death was a good thing for poor Hetty; but I cried very much for her death. The manner of it filled me with horror. I could not bear to think about it; yet it was always present to my mind for many a day.
After Hetty died all her labours fell upon me, in addition to my own. I had now to milk eleven cows every morning before sunrise, sitting among the damp weeds; to take care of the cattle as well as the children; and to do the work of the house. There was no end to my toils—no end to my blows. I lay down at night and rose up in the morning in fear and sorrow; and often wished that like poor Hetty I could escape from this cruel bondage and be at rest in the grave. But the hand of that God whom then I knew not, was stretched over me; and I was mercifully preserved for better things. It was then, however, my heavy lot to weep, weep, weep, and that for years; to pass from one[8] misery to another, and from one cruel master to a worse. But I must go on with the thread of my story.
One day a heavy squall of wind and rain came on suddenly, and my mistress sent me round the corner of the house to empty a large earthen jar. The jar was already cracked with an old deep crack that divided it in the middle, and in turning it upside down to empty it, it parted in my hand. I could not help the accident, but I was dreadfully frightened, looking forward to a severe punishment. I ran crying to my mistress, "O mistress, the jar has come in two." "You have broken it, have you?" she replied; "come directly here to me." I came trembling; she stripped and flogged me long and severely with the cow-skin; as long as she had strength to use the lash, for she did not give over till she was quite tired.—When my master came home at night, she told him of my fault; and oh, frightful! how he fell a swearing. After abusing me with every ill name he could think of, (too, too bad to speak in England,) and giving me several heavy blows with his hand, he said, "I shall come home to-morrow morning at twelve, on purpose to give you a round hundred." He kept his word—Oh sad for me! I cannot easily forget it. He tied me up upon a ladder, and gave me a hundred lashes with his own hand, and master Benjy stood by to count them for him. When he had licked me for some time he sat down to take breath; then after resting, he beat me again and again, until he was quite wearied, and so hot (for the weather was very sultry), that he sank back in his chair, almost like to faint. While my mistress went to bring him drink, there was a dreadful earthquake. Part of the roof fell down, and every thing in the house went—clatter, clatter, clatter. Oh I thought the end of all things near at hand; and I was so sore with the flogging, that I scarcely cared whether I lived or died. The earth was groaning and shaking; every thing tumbling about; and my mistress and the slaves were shrieking and crying out, "The earthquake! the earthquake!" It was an awful day for us all.
During the confusion I crawled away on my hands and knees, and laid myself down under the steps of the piazza, in front of the house. I was in a dreadful state—my body all blood and bruises, and I could not help moaning piteously. The other slaves, when they saw me, shook their heads and said, "Poor child! poor child!"—I lay there till the morning, careless of what might happen, for life was very weak in me, and I wished more than ever to die. But when we are very young, death always seems a great way off, and it would not come that night to me. The next morning I was forced by my master to rise and go about my usual work, though my body and limbs were so stiff and sore, that I could not move without the greatest pain.—Nevertheless, even after all this severe punishment, I never heard the last of that jar; my mistress was always throwing it in my face.
Some little time after this, one of the cows got loose from the stake, and eat one of the sweet-potatoe slips. I was milking when my master found it out. He came to me, and without any more ado, stooped down, and taking off his heavy boot, he struck me such a severe blow in the small of my back, that I shrieked with agony, and thought I was killed; and I feel a weakness in that part to this day. The cow was[9] frightened at his violence, and kicked down the pail and spilt the milk all about. My master knew that this accident was his own fault, but he was so enraged that he seemed glad of an excuse to go on with his ill usage. I cannot remember how many licks he gave me then, but he beat me till I was unable to stand, and till he himself was weary.
After this I ran away and went to my mother, who was living with Mr. Richard Darrel. My poor mother was both grieved and glad to see me; grieved because I had been so ill used, and glad because she had not seen me for a long, long while. She dared not receive me into the house, but she hid me up in a hole in the rocks near, and brought me food at night, after every body was asleep. My father, who lived at Crow-Lane, over the salt-water channel, at last heard of my being hid up in the cavern, and he came and took me back to my master. Oh I was loth, loth to go back; but as there was no remedy, I was obliged to submit.
When we got home, my poor father said to Capt. I——, "Sir, I am sorry that my child should be forced to run away from her owner; but the treatment she has received is enough to break her heart. The sight of her wounds has nearly broke mine.—I entreat you, for the love of God, to forgive her for running away, and that you will be a kind master to her in future." Capt. I—— said I was used as well as I deserved, and that I ought to be punished for running away. I then took courage and said that I could stand the floggings no longer; that I was weary of my life, and therefore I had run away to my mother; but mothers could only weep and mourn over their children, they could not save them from cruel masters—from the whip, the rope, and the cow-skin. He told me to hold my tongue and go about my work, or he would find a way to settle me. He did not, however, flog me that day.
For five years after this I remained in his house, and almost daily received the same harsh treatment. At length he put me on board a sloop, and to my great joy sent me away to Turk's Island. I was not permitted to see my mother or father, or poor sisters and brothers, to say good bye, though going away to a strange land, and might never see them again. Oh the Buckra people who keep slaves think that black people are like cattle, without natural affection. But my heart tells me it is far otherwise.
We were nearly four weeks on the voyage, which was unusually long. Sometimes we had a light breeze, sometimes a great calm, and the ship made no way; so that our provisions and water ran very low, and we were put upon short allowance. I should almost have been starved had it not been for the kindness of a black man called Anthony, and his wife, who had brought their own victuals, and shared them with me.
When we went ashore at the Grand Quay, the captain sent me to the house of my new master, Mr. D——, to whom Captain I——had sold me. Grand Quay is a small town upon a sandbank; the houses low and built of wood. Such was my new master's. The first person I saw, on my arrival, was Mr. D——, a stout sulky looking man, who carried me through the hall to show me to his wife and children. Next day I was put up by the vendue master to know how much I was worth, and I was valued at one hundred pounds currency.[10]
My new master was one of the owners or holders of the salt ponds, and he received a certain sum for every slave that worked upon his premises, whether they were young or old. This sum was allowed him out of the profits arising from the salt works. I was immediately sent to work in the salt water with the rest of the slaves. This work was perfectly new to me. I was given a half barrel and a shovel, and had to stand up to my knees in the water, from four o'clock in the morning till nine, when we were given some Indian corn boiled in water, which we were obliged to swallow as fast as we could for fear the rain should come on and melt the salt. We were then called again to our tasks, and worked through the heat of the day; the sun flaming upon our heads like fire, and raising salt blisters in those parts which were not completely covered. Our feet and legs, from standing in the salt water for so many hours, soon became full of dreadful boils, which eat down in some cases to the very bone, afflicting the sufferers with great torment. We came home at twelve; ate our corn soup, called blawly, as fast as we could, and went back to our employment till dark at night. We then shovelled up the salt in large heaps, and went down to the sea, where we washed the pickle from our limbs, and cleaned the barrows and shovels from the salt. When we returned to the house, our master gave us each our allowance of raw Indian corn, which we pounded in a mortar and boiled in water for our suppers.
We slept in a long shed, divided into narrow slips, like the stalls used for cattle. Boards fixed upon stakes driven into the ground, without mat or covering, were our only beds. On Sundays, after we had washed the salt bags, and done other work required of us, we went into the bush and cut the long soft grass, of which we made trusses for our legs and feet to rest upon, for they were so full of the salt boils that we could get no rest lying upon the bare boards.
Though we worked from morning till night, there was no satisfying Mr. D——. I hoped, when I left Capt. I——, that I should have been better off, but I found it was but going from one butcher to another. There was this difference between them: my former master used to beat me while raging and foaming with passion; Mr. D—— was usually quite calm. He would stand by and give orders for a slave to be cruelly whipped, and assist in the punishment, without moving a muscle of his face; walking about and taking snuff with the greatest composure. Nothing could touch his hard heart—neither sighs, nor tears, nor prayers, nor streaming blood; he was deaf to our cries, and careless of our sufferings. Mr. D—— has often stripped me naked, hung me up by the wrists, and beat me with the cow-skin, with his own hand, till my body was raw with gashes. Yet there was nothing very remarkable in this; for it might serve as a sample of the common usage of the slaves on that horrible island.
Owing to the boils in my feet, I was unable to wheel the barrow fast through the sand, which got into the sores, and made me stumble at every step; and my master, having no pity for my sufferings from this cause, rendered them far more intolerable, by chastising me for not being able to move so fast as he wished me. Another of our employments was to row a little way off from the shore in a boat, and dive[11] for large stones to build a wall round our master's house. This was very hard work; and the great waves breaking over us continually, made us often so giddy that we lost our footing, and were in danger of being drowned.
Ah, poor me!—my tasks were never ended. Sick or well, it was work—work—work!—After the diving season was over, we were sent to the South Creek, with large bills, to cut up mangoes to burn lime with. Whilst one party of slaves were thus employed, another were sent to the other side of the island to break up coral out of the sea.
When we were ill, let our complaint be what it might, the only medicine given to us was a great bowl of hot salt water, with salt mixed with it, which made us very sick. If we could not keep up with the rest of the gang of slaves, we were put in the stocks, and severely flogged the next morning. Yet, not the less, our master expected, after we had thus been kept from our rest, and our limbs rendered stiff and sore with ill usage, that we should still go through the ordinary tasks of the day all the same.—Sometimes we had to work all night, measuring salt to load a vessel; or turning a machine to draw water out of the sea for the salt-making. Then we had no sleep—no rest—but were forced to work as fast as we could, and go on again all next day the same as usual. Work—work—work—Oh that Turk's Island was a horrible place! The people in England, I am sure, have never found out what is carried on there. Cruel, horrible place!
Mr. D—— had a slave called old Daniel, whom he used to treat in the most cruel manner. Poor Daniel was lame in the hip, and could not keep up with the rest of the slaves; and our master would order him to be stripped and laid down on the ground, and have him beaten with a rod of rough briar till his skin was quite red and raw. He would then call for a bucket of salt, and fling upon the raw flesh till the man writhed on the ground like a worm, and screamed aloud with agony. This poor man's wounds were never healed, and I have often seen them full of maggots, which increased his torments to an intolerable degree. He was an object of pity and terror to the whole gang of slaves, and in his wretched case we saw, each of us, our own lot, if we should live to be as old.
Oh the horrors of slavery!—How the thought of it pains my heart! But the truth ought to be told of it; and what my eyes have seen I think it is my duty to relate; for few people in England know what slavery is. I have been a slave—I have felt what a slave feels, and I know what a slave knows; and I would have all the good people in England to know it too, that they may break our chains, and set us free.
Mr. D—— had another slave called Ben. He being very hungry, stole a little rice one night after he came in from work, and cooked it for his supper. But his master soon discovered the theft; locked him up all night; and kept him without food till one o'clock the next day. He then hung Ben up by his hands, and beat him from time to time till the slaves came in at night. We found the poor creature hung up when we came home; with a pool of blood beneath him, and our master still licking him. But this was not the worst. My master's son was in the habit of stealing the rice and rum. Ben had seen him do this, and thought he might do the same, and when master found out that Ben[12] had stolen the rice and swore to punish him, he tried to excuse himself by saying that Master Dickey did the same thing every night. The lad denied it to his father, and was so angry with Ben for informing against him, that out of revenge he ran and got a bayonet, and whilst the poor wretch was suspended by his hands and writhing under his wounds, he run it quite through his foot. I was not by when he did it, but I saw the wound when I came home, and heard Ben tell the manner in which it was done.
I must say something more about this cruel son of a cruel father.—He had no heart—no fear of God; he had been brought up by a bad father in a bad path, and he delighted to follow in the same steps. There was a little old woman among the slaves called Sarah, who was nearly past work; and, Master Dickey being the overseer of the slaves just then, this poor creature, who was subject to several bodily infirmities, and was not quite right in her head, did not wheel the barrow fast enough to please him. He threw her down on the ground, and after beating her severely, he took her up in his arms and flung her among the prickly-pear bushes, which are all covered over with sharp venomous prickles. By this her naked flesh was so grievously wounded, that her body swelled and festered all over, and she died a few days after. In telling my own sorrows, I cannot pass by those of my fellow-slaves—for when I think of my own griefs, I remember theirs.
I think it was about ten years I had worked in the salt ponds at Turk's Island, when my master left off business, and retired to a house he had in Bermuda, leaving his son to succeed him in the island. He took me with him to wait upon his daughters; and I was joyful, for I was sick, sick of Turk's Island, and my heart yearned to see my native place again, my mother, and my kindred.
I had seen my poor mother during the time I was a slave in Turk's Island. One Sunday morning I was on the beach with some of the slaves, and we saw a sloop come in loaded with slaves to work in the salt water. We got a boat and went aboard. When I came upon the deck I asked the black people, "Is there any one here for me?" "Yes," they said, "your mother." I thought they said this in jest—I could scarcely believe them for joy; but when I saw my poor mammy my joy was turned to sorrow, for she had gone from her senses. "Mammy," I said, "is this you?" She did not know me. "Mammy," I said, "what's the matter?" She began to talk foolishly, and said that she had been under the vessel's bottom. They had been overtaken by a violent storm at sea. My poor mother had never been on the sea before, and she was so ill, that she lost her senses, and it was long before she came quite to herself again. She had a sweet child with her—a little sister I had never seen, about four years of age, called Rebecca. I took her on shore with me, for I felt I should love her directly; and I kept her with me a week. Poor little thing! her's has been a sad life, and continues so to this day. My mother worked for some years on the island, but was taken back to Bermuda some time before my master carried me again thither.[7]
[13]
After I left Turk's Island, I was told by some negroes that came over from it, that the poor slaves had built up a place with boughs and leaves, where they might meet for prayers, but the white people pulled it down twice, and would not allow them even a shed for prayers. A flood came down soon after and washed away many houses, filled the place with sand, and overflowed the ponds: and I do think that this was for their wickedness; for the Buckra men[8] there were very wicked. I saw and heard much that was very very bad at that place.
I was several years the slave of Mr. D—— after I returned to my native place. Here I worked in the grounds. My work was planting and hoeing sweet-potatoes, Indian corn, plantains, bananas, cabbages, pumpkins, onions, &c. I did all the household work, and attended upon a horse and cow besides,—going also upon all errands. I had to curry the horse—to clean and feed him—and sometimes to ride him a little. I had more than enough to do—but still it was not so very bad as Turk's Island.
My old master often got drunk, and then he would get in a fury with his daughter, and beat her till she was not fit to be seen. I remember on one occasion, I had gone to fetch water, and when I Was coming up the hill I heard a great screaming; I ran as fast as I could to the house, put down the water, and went into the chamber, where I found my master beating Miss D—— dreadfully. I strove with all my strength to get her away from him; for she was all black and blue with bruises. He had beat her with his fist, and almost killed her. The people gave me credit for getting her away. He turned round and began to lick me. Then I said, "Sir, this is not Turk's Island." I can't repeat his answer, the words were too wicked—too bad to say. He wanted to treat me the same in Bermuda as he had done in Turk's Island.
He had an ugly fashion of stripping himself quite naked, and ordering me then to wash him in a tub of water. This was worse to me than all the licks. Sometimes when he called me to wash him I would not come, my eyes were so full of shame. He would then come to beat me. One time I had plates and knives in my hand, and I dropped both plates and knives, and some of the plates were broken. He struck me so severely for this, that at last I defended myself, for I thought it was high time to do so. I then told him I would not live longer with him, for he was a very indecent man—very spiteful, and too indecent; with no shame for his servants, no shame for his own flesh. So I went away to a neighbouring house and sat down and cried till the next morning, when I went home again, not knowing what else to do.
[14]
After that I was hired to work at Cedar Hills, and every Saturday night I paid the money to my master. I had plenty of work to do there—plenty of washing; but yet I made myself pretty comfortable. I earned two dollars and a quarter a week, which is twenty pence a day.
During the time I worked there, I heard that Mr. John Wood was going to Antigua. I felt a great wish to go there, and I went to Mr. D——, and asked him to let me go in Mr. Wood's service. Mr. Wood did not then want to purchase me; it was my own fault that I came under him, I was so anxious to go. It was ordained to be, I suppose; God led me there. The truth is, I did not wish to be any longer the slave of my indecent master.
Mr. Wood took me with him to Antigua, to the town of St. John's, where he lived. This was about fifteen years ago. He did not then know whether I was to be sold; but Mrs. Wood found that I could work, and she wanted to buy me. Her husband then wrote to my master to inquire whether I was to be sold? Mr. D—— wrote in reply, "that I should not be sold to any one that would treat me ill." It was strange he should say this, when he had treated me so ill himself. So I was purchased by Mr. Wood for 300 dollars, (or £100 Bermuda currency.)[9]
My work there was to attend the chambers and nurse the child, and to go down to the pond and wash clothes. But I soon fell ill of the rheumatism, and grew so very lame that I was forced to walk with a stick. I got the Saint Anthony's fire, also, in my left leg, and became quite a cripple. No one cared much to come near me, and I was ill a long long time; for several months I could not lift the limb. I had to lie in a little old out-house, that was swarming with bugs and other vermin, which tormented me greatly; but I had no other place to lie in. I got the rheumatism by catching cold at the pond side, from washing in the fresh water; in the salt water I never got cold. The person who lived in next yard, (a Mrs. Greene,) could not bear to hear my cries and groans. She was kind, and used to send an old slave woman to help me, who sometimes brought me a little soup. When the doctor found I was so ill, he said I must be put into a bath of hot water. The old slave got the bark of some bush that was good for the pains, which she boiled in the hot water, and every night she came and put me into the bath, and did what she could for me: I don't know what I should have done, or what would have become of me, had it not been for her.—My mistress, it is true, did send me a little food; but no one from our family came near me but the cook, who used to shove my food in at the door, and say, "Molly, Molly, there's your dinner." My mistress did not care to take any trouble about me; and if the Lord had not put it into the hearts of the neighbours to be kind to me, I must, I really think, have lain and died.
It was a long time before I got well enough to work in the house. Mrs. Wood, in the meanwhile, hired a mulatto woman to nurse the child; but she was such a fine lady she wanted to be mistress over me. I thought it very hard for a coloured woman to have rule over me because I was a slave and she was free. Her name was Martha Wilcox; she was a saucy woman, very saucy; and she went and complained of [15]me, without cause, to my mistress, and made her angry with me. Mrs. Wood told me that if I did not mind what I was about, she would get my master to strip me and give me fifty lashes: "You have been used to the whip," she said, "and you shall have it here." This was the first time she threatened to have me flogged; and she gave me the threatening so strong of what she would have done to me, that I thought I should have fallen down at her feet, I was so vexed and hurt by her words. The mulatto woman was rejoiced to have power to keep me down. She was constantly making mischief; there was no living for the slaves—no peace after she came.
I was also sent by Mrs. Wood to be put in the Cage one night, and was next morning flogged, by the magistrate's order, at her desire; and this all for a quarrel I had about a pig with another slave woman. I was flogged on my naked back on this occasion: although I was in no fault after all; for old Justice Dyett, when we came before him, said that I was in the right, and ordered the pig to be given to me. This was about two or three years after I came to Antigua.
When we moved from the middle of the town to the Point, I used to be in the house and do all the work and mind the children, though still very ill with the rheumatism. Every week I had to wash two large bundles of clothes, as much as a boy could help me to lift; but I could give no satisfaction. My mistress was always abusing and fretting after me. It is not possible to tell all her ill language.—One day she followed me foot after foot scolding and rating me. I bore in silence a great deal of ill words: at last my heart was quite full, and I told her that she ought not to use me so;—that when I was ill I might have lain and died for what she cared; and no one would then come near me to nurse me, because they were afraid of my mistress. This was a great affront. She called her husband and told him what I had said. He flew into a passion: but did not beat me then; he only abused and swore at me; and then gave me a note and bade me go and look for an owner. Not that he meant to sell me; but he did this to please his wife and to frighten me. I went to Adam White, a cooper, a free black, who had money, and asked him to buy me. He went directly to Mr. Wood, but was informed that I was not to be sold. The next day my master whipped me.
Another time (about five years ago) my mistress got vexed with me, because I fell sick and I could not keep on with my work. She complained to her husband, and he sent me off again to look for an owner. I went to a Mr. Burchell, showed him the note, and asked him to buy me for my own benefit; for I had saved about 100 dollars, and hoped, with a little help, to purchase my freedom. He accordingly went to my master:—"Mr. Wood," he said, "Molly has brought me a note that she wants an owner. If you intend to sell her, I may as well buy her as another." My master put him off and said that he did not mean to sell me. I was very sorry at this, for I had no comfort with Mrs. Wood, and I wished greatly to get my freedom.
The way in which I made my money was this.—When my master and mistress went from home, as they sometimes did, and left me to take care of the house and premises, I had a good deal of time to myself, and made the most of it. I took in washing, and sold coffee and yams[16] and other provisions to the captains of ships. I did not sit still idling during the absence of my owners; for I wanted, by all honest means, to earn money to buy my freedom. Sometimes I bought a hog cheap on board ship, and sold it for double the money on shore; and I also earned a good deal by selling coffee. By this means I by degrees acquired a little cash. A gentleman also lent me some to help to buy my freedom—but when I could not get free he got it back again. His name was Captain Abbot.
My master and mistress went on one occasion into the country, to Date Hill, for change of air, and carried me with them to take charge of the children, and to do the work of the house. While I was in the country, I saw how the field negroes are worked in Antigua. They are worked very hard and fed but scantily. They are called out to work before daybreak, and come home after dark; and then each has to heave his bundle of grass for the cattle in the pen. Then, on Sunday morning, each slave has to go out and gather a large bundle of grass; and, when they bring it home, they have all to sit at the manager's door and wait till he come out: often have they to wait there till past eleven o'clock, without any breakfast. After that, those that have yams or potatoes, or fire-wood to sell, hasten to market to buy a dog's worth[10] of salt fish, or pork, which is a great treat for them. Some of them buy a little pickle out of the shad barrels, which they call sauce, to season their yams and Indian corn. It is very wrong, I know, to work on Sunday or go to market; but will not God call the Buckra men to answer for this on the great day of judgment—since they will give the slaves no other day?
While we were at Date Hill Christmas came; and the slave woman who had the care of the place (which then belonged to Mr. Roberts the marshal), asked me to go with her to her husband's house, to a Methodist meeting for prayer, at a plantation called Winthorps. I went; and they were the first prayers I ever understood. One woman prayed; and then they all sung a hymn; then there was another prayer and another hymn; and then they all spoke by turns of their own griefs as sinners. The husband of the woman I went with was a black driver. His name was Henry. He confessed that he had treated the slaves very cruelly; but said that he was compelled to obey the orders of his master. He prayed them all to forgive him, and he prayed that God would forgive him. He said it was a horrid thing for a ranger[11] to have sometimes to beat his own wife or sister; but he must do so if ordered by his master.
I felt sorry for my sins also. I cried the whole night, but I was too much ashamed to speak. I prayed God to forgive me. This meeting had a great impression on my mind, and led my spirit to the Moravian church; so that when I got back to town, I went and prayed to have my name put down in the Missionaries' book; and I followed the church earnestly every opportunity. I did not then tell my mistress about it; for I knew that she would not give me leave to go. But I felt I must go. Whenever I carried the children their lunch at school, I ran round and went to hear the teachers.
[17]
The Moravian ladies (Mrs. Richter, Mrs. Olufsen, and Mrs. Sauter) taught me to read in the class; and I got on very fast. In this class there were all sorts of people, old and young, grey headed folks and children; but most of them were free people. After we had done spelling, we tried to read in the Bible. After the reading was over, the missionary gave out a hymn for us to sing. I dearly loved to go to the church, it was so solemn. I never knew rightly that I had much sin till I went there. When I found out that I was a great sinner, I was very sorely grieved, and very much frightened. I used to pray God to pardon my sins for Christ's sake, and forgive me for every thing I had done amiss; and when I went home to my work, I always thought about what I had heard from the missionaries, and wished to be good that I might go to heaven. After a while I was admitted a candidate for the holy Communion.—I had been baptized long before this, in August 1817, by the Rev. Mr. Curtin, of the English Church, after I had been taught to repeat the Creed and the Lord's Prayer. I wished at that time to attend a Sunday School taught by Mr. Curtin, but he would not receive me without a written note from my master, granting his permission. I did not ask my owner's permission, from the belief that it would be refused; so that I got no farther instruction at that time from the English Church.[12]
Some time after I began to attend the Moravian Church, I met with Daniel James, afterwards my dear husband. He was a carpenter and cooper to his trade; an honest, hard-working, decent black man, and a widower. He had purchased his freedom of his mistress, old Mrs. Baker, with money he had earned whilst a slave. When he asked me to marry him, I took time to consider the matter over with myself, and would not say yes till he went to church with me and joined the Moravians. He was very industrious after he bought his freedom; and he had hired a comfortable house, and had convenient things about him. We were joined in marriage, about Christmas 1826, in the Moravian Chapel at Spring Gardens, by the Rev. Mr. Olufsen. We could not be married in the English Church. English marriage is not allowed to slaves; and no free man can marry a slave woman.
[18]
When Mr. Wood heard of my marriage, he flew into a great rage, and sent for Daniel, who was helping to build a house for his old mistress. Mr. Wood asked him who gave him a right to marry a slave of his? My husband said, "Sir, I am a free man, and thought I had a right to choose a wife; but if I had known Molly was not allowed to have a husband, I should not have asked her to marry me." Mrs. Wood was more vexed about my marriage than her husband. She could not forgive me for getting married, but stirred up Mr. Wood to flog me dreadfully with the horsewhip. I thought it very hard to be whipped at my time of life for getting a husband—I told her so. She said that she would not have nigger men about the yards and premises, or allow a nigger man's clothes to be washed in the same tub where hers were washed. She was fearful, I think, that I should lose her time, in order to wash and do things for my husband: but I had then no time to wash for myself; I was obliged to put out my own clothes, though I was always at the wash-tub.
I had not much happiness in my marriage, owing to my being a slave. It made my husband sad to see me so ill-treated. Mrs. Wood was always abusing me about him. She did not lick me herself, but she got her husband to do it for her, whilst she fretted the flesh off my bones. Yet for all this she would not sell me. She sold five slaves whilst I was with her; but though she was always finding fault with me, she would not part with me. However, Mr. Wood afterwards allowed Daniel to have a place to live in our yard, which we were very thankful for.
After this, I fell ill again with the rheumatism, and was sick a long time; but whether sick or well, I had my work to do. About this time I asked my master and mistress to let me buy my own freedom. With the help of Mr. Burchell, I could have found the means to pay Mr. Wood; for it was agreed that I should afterwards, serve Mr. Burchell a while, for the cash he was to advance for me. I was earnest in the request to my owners; but their hearts were hard—too hard to consent. Mrs. Wood was very angry—she grew quite outrageous—she called me a black devil, and asked me who had put freedom into my head. "To be free is very sweet," I said: but she took good care to keep me a slave. I saw her change colour, and I left the room.
About this time my master and mistress were going to England to put their son to school, and bring their daughters home; and they took me with them to take care of the child. I was willing to come to England: I thought that by going there I should probably get cured of my rheumatism, and should return with my master and mistress, quite well, to my husband. My husband was willing for me to come away, for he had heard that my master would free me,—and I also hoped this might prove true; but it was all a false report.
The steward of the ship was very kind to me. He and my husband were in the same class in the Moravian Church. I was thankful that he was so friendly, for my mistress was not kind to me on the passage; and she told me, when she was angry, that she did not intend to treat me any better in England than in the West Indies—that I need not expect it. And she was as good as her word.
When we drew near to England, the rheumatism seized all my limbs worse than ever, and my body was dreadfully swelled. When we landed at the Tower, I shewed my flesh to my mistress, but she took no great notice of it. We were obliged to stop at the tavern till my master got a house; and a day or two after, my mistress sent me down into the wash-house to learn to wash in the English way. In the West Indies we wash with cold water—in England with hot. I told my mistress I was afraid that putting my hands first into the hot water and then[19] into the cold, would increase the pain in my limbs. The doctor had told my mistress long before I came from the West Indies, that I was a sickly body and the washing did not agree with me. But Mrs. Wood would not release me from the tub, so I was forced to do as I could. I grew worse, and could not stand to wash. I was then forced to sit down with the tub before me, and often through pain and weakness was reduced to kneel or to sit down on the floor, to finish my task. When I complained to my mistress of this, she only got into a passion as usual, and said washing in hot water could not hurt any one;—that I was lazy and insolent, and wanted to be free of my work; but that she would make me do it. I thought her very hard on me, and my heart rose up within me. However I kept still at that time, and went down again to wash the child's things; but the English washerwomen who were at work there, when they saw that I was so ill, had pity upon me and washed them for me.
After that, when we came up to live in Leigh Street, Mrs. Wood sorted out five bags of clothes which we had used at sea, and also such as had been worn since we came on shore, for me and the cook to wash. Elizabeth the cook told her, that she did not think that I was able to stand to the tub, and that she had better hire a woman. I also said myself, that I had come over to nurse the child, and that I was sorry I had come from Antigua, since mistress would work me so hard, without compassion for my rheumatism. Mr. and Mrs. Wood, when they heard this, rose up in a passion against me. They opened the door and bade me get out. But I was a stranger, and did not know one door in the street from another, and was unwilling to go away. They made a dreadful uproar, and from that day they constantly kept cursing and abusing me. I was obliged to wash, though I was very ill. Mrs. Wood, indeed once hired a washerwoman, but she was not well treated, and would come no more.
My master quarrelled with me another time, about one of our great washings, his wife having stirred him up to do so. He said he would compel me to do the whole of the washing given out to me, or if I again refused, he would take a short course with me: he would either send me down to the brig in the river, to carry me back to Antigua, or he would turn me at once out of doors, and let me provide for myself. I said I would willingly go back, if he would let me purchase my own freedom. But this enraged him more than all the rest: he cursed and swore at me dreadfully, and said he would never sell my freedom—if I wished to be free, I was free in England, and I might go and try what freedom would do for me, and be d——d. My heart was very sore with this treatment, but I had to go on. I continued to do my work, and did all I could to give satisfaction, but all would not do.
Shortly after, the cook left them, and then matters went on ten times worse. I always washed the child's clothes without being commanded to do it, and any thing else that was wanted in the family; though still I was very sick—very sick indeed. When the great washing came round, which was every two months, my mistress got together again a great many heavy things, such as bed-ticks, bed-coverlets, &c. for me to wash. I told her I was too ill to wash such heavy things that day.[20] She said, she supposed I thought myself a free woman, but I was not; and if I did not do it directly I should be instantly turned out of doors. I stood a long time before I could answer, for I did not know well what to do. I knew that I was free in England, but I did not know where to go, or how to get my living; and therefore, I did not like to leave the house. But Mr. Wood said he would send for a constable to thrust me out; and at last I took courage and resolved that I would not be longer thus treated, but would go and trust to Providence. This was the fourth time they had threatened turn me out, and, go where I might, I was determined now to take them at their word; though I thought it very hard, after I had lived with them for thirteen years, and worked for them like a horse, to be driven out in this way, like a beggar. My only fault was being sick, and therefore unable to please my mistress, who thought she never could get work enough out of her slaves; and I told them so: but they only abused me and drove me out. This took place from two to three months, I think, after we came to England.
When I came away, I went to the man (one Mash) who used to black the shoes of the family, and asked his wife to get somebody to go with me to Hatton Garden to the Moravian Missionaries: these were the only persons I knew in England. The woman sent a young girl with me to the mission house, and I saw there a gentleman called Mr. Moore. I told him my whole story, and how my owners had treated me, and asked him to take in my trunk with what few clothes I had. The missionaries were very kind to me—they were sorry for my destitute situation, and gave me leave to bring my things to be placed under their care. They were very good people, and they told me to come to the church.
When I went back to Mr. Wood's to get my trunk, I saw a lady, Mrs. Pell, who was on a visit to my mistress. When Mr. and Mrs. Wood heard me come in, they set this lady to stop me, finding that they had gone too far with me. Mrs. Pell came out to me, and said, "Are you really going to leave, Molly? Don't leave, but come into the country with me." I believe she said this because she thought Mrs. Wood would easily get me back again. I replied to her, "Ma'am, this is the fourth time my master and mistress have driven me out, or threatened to drive me—and I will give them no more occasion to bid me go. I was not willing to leave them, for I am a stranger in this country, but now I must go—I can stay no longer to be so used." Mrs. Pell then went up stairs to my mistress, and told that I would go, and that she could not stop me. Mrs. Wood was very much hurt and frightened when she found I was determined to go out that day. She said, "If she goes the people will rob her, and then turn her adrift." She did not say this to me, but she spoke it loud enough for me to hear; that it might induce me not to go, I suppose. Mr. Wood also asked me where I was going to. I told him where I had been, and that I should never have gone away had I not been driven out by my owners. He had given me a written paper some time before, which said that I had come with them to England by my own desire; and that was true. It said also that I left them of my own free will, because I was a free woman in England; and that[21] I was idle and would not do my work—which was not true. I gave this paper afterwards to a gentleman who inquired into my case.[13]
I went into the kitchen and got my clothes out. The nurse and the servant girl were there, and I said to the man who was going to take out my trunk, "Stop, before you take up this trunk, and hear what I have to say before these people. I am going out of this house, as I was ordered; but I have done no wrong at all to my owners, neither here nor in the West Indies. I always worked very hard to please them, both by night and day; but there was no giving satisfaction, for my mistress could never be satisfied with reasonable service. I told my mistress I was sick, and yet she has ordered me out of doors. This is the fourth time; and now I am going out."
And so I came out, and went and carried my trunk to the Moravians. I then returned back to Mash the shoe-black's house, and begged his wife to take me in. I had a little West Indian money in my trunk; and they got it changed for me. This helped to support me for a little while. The man's wife was very kind to me. I was very sick, and she boiled nourishing things up for me. She also sent for a doctor to see me, and he sent me medicine, which did me good, though I was ill for a long time with the rheumatic pains. I lived a good many months with these poor people, and they nursed me, and did all that lay in their power to serve me. The man was well acquainted with my situation, as he used to go to and fro to Mr. Wood's house to clean shoes and knives; and he and his wife were sorry for me.
About this time, a woman of the name of Hill told me of the Anti-Slavery Society, and went with me to their office, to inquire if they could do any thing to get me my freedom, and send me back to the West Indies. The gentlemen of the Society took me to a lawyer, who examined very strictly into my case; but told me that the laws of England could do nothing to make me free in Antigua[14]. However they did all they could for me: they gave me a little money from time to time to keep me from want; and some of them went to Mr. Wood to try to persuade him to let me return a free woman to my husband; but though they offered him, as I have heard, a large sum for my freedom, he was sulky and obstinate, and would not consent to let me go free.
This was the first winter I spent in England, and I suffered much from the severe cold, and from the rheumatic pains, which still at times torment me. However, Providence was very good to me, and I got many friends—especially some Quaker ladies, who hearing of my case, came and sought me out, and gave me good warm clothing and money. Thus I had great cause to bless God in my affliction.
[22]
When I got better I was anxious to get some work to do, as I was unwilling to eat the bread of idleness. Mrs. Mash, who was a laundress, recommended me to a lady for a charwoman. She paid me very handsomely for what work I did, and I divided the money with Mrs. Mash; for though very poor, they gave me food when my own money was done, and never suffered me to want.
In the spring, I got into service with a lady, who saw me at the house where I sometimes worked as a charwoman. This lady's name was Mrs. Forsyth. She had been in the West Indies, and was accustomed to Blacks, and liked them. I was with her six months, and went with her to Margate. She treated me well, and gave me a good character when she left London.[15]
After Mrs. Forsyth went away, I was again out of place, and went to lodgings, for which I paid two shillings a week, and found coals and candle. After eleven weeks, the money I had saved in service was all gone, and I was forced to go back to the Anti-Slavery office to ask a supply, till I could get another situation. I did not like to go back—I did not like to be idle. I would rather work for my living than get it for nothing. They were very good to give me a supply, but I felt shame at being obliged to apply for relief whilst I had strength to work.
At last I went into the service of Mr. and Mrs. Pringle, where I have been ever since, and am as comfortable as I can be while separated from my dear husband, and away from my own country and all old friends and connections. My dear mistress teaches me daily to read the word of God, and takes great pains to make me understand it. I enjoy the great privilege of being enabled to attend church three times on the Sunday; and I have met with many kind friends since I have been here, both clergymen and others. The Rev. Mr. Young, who lives in the next house, has shown me much kindness, and taken much pains to instruct me, particularly while my master and mistress were absent in Scotland. Nor must I forget, among my friends, the Rev. Mr. Mortimer, the good clergyman of the parish, under whose ministry I have now sat for upwards of twelve months. I trust in God I have profited by what I have heard from him. He never keeps back the truth, and I think he has been the means of opening my eyes and ears much better to understand the word of God. Mr. Mortimer tells me that he cannot open the eyes of my heart, but that I must pray to God to change my heart, and make me to know the truth, and the truth will make me free.
I still live in the hope that God will find a way to give me my liberty, and give me back to my husband. I endeavour to keep down my fretting, and to leave all to Him, for he knows what is good for me better than I know myself. Yet, I must confess, I find it a hard and heavy task to do so.
I am often much vexed, and I feel great sorrow when I hear some people in this country say, that the slaves do not need better usage, and do not want to be free.[16] They believe the foreign people,[17] who deceive them, and say slaves are happy. I say, Not so. How can slaves be happy when they have the halter round their neck and the [23]whip upon their back? and are disgraced and thought no more of than beasts?—and are separated from their mothers, and husbands, and children, and sisters, just as cattle are sold and separated? Is it happiness for a driver in the field to take down his wife or sister or child, and strip them, and whip them in such a disgraceful manner?—women that have had children exposed in the open field to shame! There is no modesty or decency shown by the owner to his slaves; men, women, and children are exposed alike. Since I have been here I have often wondered how English people can go out into the West Indies and act in such a beastly manner. But when they go to the West Indies, they forget God and all feeling of shame, I think, since they can see and do such things. They tie up slaves like hogs—moor[18] them up like cattle, and they lick them, so as hogs, or cattle, or horses never were flogged;—and yet they come home and say, and make some good people believe, that slaves don't want to get out of slavery. But they put a cloak about the truth. It is not so. All slaves want to be free—to be free is very sweet. I will say the truth to English people who may read this history that my good friend, Miss S——, is now writing down for me. I have been a slave myself—I know what slaves feel—I can tell by myself what other slaves feel, and by what they have told me. The man that says slaves be quite happy in slavery—that they don't want to be free—that man is either ignorant or a lying person. I never heard a slave say so. I never heard a Buckra man say so, till I heard tell of it in England. Such people ought to be ashamed of themselves. They can't do without slaves, they say. What's the reason they can't do without slaves as well as in England? No slaves here—no whips—no stocks—no punishment, except for wicked people. They hire servants in England; and if they don't like them, they send them away: they can't lick them. Let them work ever so hard in England, they are far better off than slaves. If they get a bad master, they give warning and go hire to another. They have their liberty. That's just what we want. We don't mind hard work, if we had proper treatment, and proper wages like English servants, and proper time given in the week to keep us from breaking the Sabbath. But they won't give it: they will have work—work—work, night and day, sick or well, till we are quite done up; and we must not speak up nor look amiss, however much we be abused. And then when we are quite done up, who cares for us, more than for a lame horse? This is slavery. I tell it, to let English people know the truth; and I hope they will never leave off to pray God, and call loud to the great King of England, till all the poor blacks be given free, and slavery done up for evermore.
WHAT IS THE IDEA?
We have only started on our development of our country—we have not as yet, with all our talk of wonderful progress, done more than scratch the surface. The progress has been wonderful enough—but when we compare what we have done with what there is to do, then our past accomplishments are as nothing. When we consider that more power is used merely in ploughing the soil than is used in all the industrial establishments of the country put together, an inkling comes of how much opportunity there is ahead. And now, with so many countries of the world in ferment and with so much unrest every where, is an excellent time to suggest something of the things that may be done in the light of what has been done.
When one speaks of increasing power, machinery, and industry there comes up a picture of a cold, metallic sort of world in which great factories will drive away the trees, the flowers, the birds, and the green fields. And that then we shall have a world composed of metal machines and human machines. With all of that I do not agree. I think that unless we know more about machines and their use, unless we better understand the mechanical portion of life, we cannot have the time to enjoy the trees, and the birds, and the flowers, and the green fields.
I think that we have already done too much toward banishing the pleasant things from life by thinking that there is some opposition between living and providing the means of living. We waste so much time and energy that we have little left over in which to enjoy ourselves.
Power and machinery, money and goods, are useful only as they set us free to live. They are but means to an end. For instance, I do not consider the machines which bear my name simply as machines. If that was all there was to it I would do something else. I take them as concrete evidence of the working out of a theory of business, which I hope is something more than a theory of business—a theory that looks toward making this world a better place in which to live. The fact that the commercial success of the Ford Motor Company has been most unusual is important only because it serves to demonstrate, in a way which no one can fail to understand, that the theory to date is right. Considered solely in this light I can criticize the prevailing system of industry and the organization of money and society from the standpoint of one who has not been beaten by them. As things are now organized, I could, were I thinking only selfishly, ask for no change. If I merely want money the present system is all right; it gives money in plenty to me. But I am thinking of service. The present system does not permit of the best service because it encourages every kind of waste—it keeps many men from getting the full return from service. And it is going nowhere. It is all a matter of better planning and adjustment.
I have no quarrel with the general attitude of scoffing at new ideas. It is better to be skeptical of all new ideas and to insist upon being shown rather than to rush around in a continuous brainstorm after every new idea. Skepticism, if by that we mean cautiousness, is the balance wheel of civilization. Most of the present acute troubles of the world arise out of taking on new ideas without first carefully investigating to discover if they are good ideas. An idea is not necessarily good because it is old, or necessarily bad because it is new, but if an old idea works, then the weight of the evidence is all in its favor. Ideas are of themselves extraordinarily valuable, but an idea is just an idea. Almost any one can think up an idea. The thing that counts is developing it into a practical product.
I am now most interested in fully demonstrating that the ideas we have put into practice are capable of the largest application—that they have nothing peculiarly to do with motor cars or tractors but form something in the nature of a universal code. I am quite certain that it is the natural code and I want to demonstrate it so thoroughly that it will be accepted, not as a new idea, but as a natural code.
The natural thing to do is to work—to recognize that prosperity and happiness can be obtained only through honest effort. Human ills flow largely from attempting to escape from this natural course. I have no suggestion which goes beyond accepting in its fullest this principle of nature. I take it for granted that we must work. All that we have done comes as the result of a certain insistence that since we must work it is better to work intelligently and forehandedly; that the better we do our work the better off we shall be. All of which I conceive to be merely elemental common sense.
I am not a reformer. I think there is entirely too much attempt at reforming in the world and that we pay too much attention to reformers. We have two kinds of reformers. Both are nuisances. The man who calls himself a reformer wants to smash things. He is the sort of man who would tear up a whole shirt because the collar button did not fit the buttonhole. It would never occur to him to enlarge the buttonhole. This sort of reformer never under any circumstances knows what he is doing. Experience and reform do not go together. A reformer cannot keep his zeal at white heat in the presence of a fact. He must discard all facts.
Since 1914 a great many persons have received brand-new intellectual outfits. Many are beginning to think for the first time. They opened their eyes and realized that they were in the world. Then, with a thrill of independence, they realized that they could look at the world critically. They did so and found it faulty. The intoxication of assuming the masterful position of a critic of the social system—which it is every man's right to assume—is unbalancing at first. The very young critic is very much unbalanced. He is strongly in favor of wiping out the old order and starting a new one. They actually managed to start a new world in Russia. It is there that the work of the world makers can best be studied. We learn from Russia that it is the minority and not the majority who determine destructive action. We learn also that while men may decree social laws in conflict with natural laws, Nature vetoes those laws more ruthlessly than did the Czars. Nature has vetoed the whole Soviet Republic. For it sought to deny nature. It denied above all else the right to the fruits of labour. Some people say, "Russia will have to go to work," but that does not describe the case. The fact is that poor Russia is at work, but her work counts for nothing. It is not free work. In the United States a workman works eight hours a day; in Russia, he works twelve to fourteen. In the United States, if a workman wishes to lay off a day or a week, and is able to afford it, there is nothing to prevent him. In Russia, under Sovietism, the workman goes to work whether he wants to or not. The freedom of the citizen has disappeared in the discipline of a prison-like monotony in which all are treated alike. That is slavery. Freedom is the right to work a decent length of time and to get a decent living for doing so; to be able to arrange the little personal details of one's own life. It is the aggregate of these and many other items of freedom which makes up the great idealistic Freedom. The minor forms of Freedom lubricate the everyday life of all of us.
Russia could not get along without intelligence and experience. As soon as she began to run her factories by committees, they went to rack and ruin; there was more debate than production. As soon as they threw out the skilled man, thousands of tons of precious materials were spoiled. The fanatics talked the people into starvation. The Soviets are now offering the engineers, the administrators, the foremen and superintendents, whom at first they drove out, large sums of money if only they will come back. Bolshevism is now crying for the brains and experience which it yesterday treated so ruthlessly. All that "reform" did to Russia was to block production.
There is in this country a sinister element that desires to creep in between the men who work with their hands and the men who think and plan for the men who work with their hands. The same influence that drove the brains, experience, and ability out of Russia is busily engaged in raising prejudice here. We must not suffer the stranger, the destroyer, the hater of happy humanity, to divide our people. In unity is American strength—and freedom. On the other hand, we have a different kind of reformer who never calls himself one. He is singularly like the radical reformer. The radical has had no experience and does not want it. The other class of reformer has had plenty of experience but it does him no good. I refer to the reactionary—who will be surprised to find himself put in exactly the same class as the Bolshevist. He wants to go back to some previous condition, not because it was the best condition, but because he thinks he knows about that condition.
The one crowd wants to smash up the whole world in order to make a better one. The other holds the world as so good that it might well be let stand as it is—and decay. The second notion arises as does the first—out of not using the eyes to see with. It is perfectly possible to smash this world, but it is not possible to build a new one. It is possible to prevent the world from going forward, but it is not possible then to prevent it from going back—from decaying. It is foolish to expect that, if everything be overturned, everyone will thereby get three meals a day. Or, should everything be petrified, that thereby six per cent, interest may be paid. The trouble is that reformers and reactionaries alike get away from the realities—from the primary functions.
One of the counsels of caution is to be very certain that we do not mistake a reactionary turn for a return of common sense. We have passed through a period of fireworks of every description, and the making of a great many idealistic maps of progress. We did not get anywhere. It was a convention, not a march. Lovely things were said, but when we got home we found the furnace out. Reactionaries have frequently taken advantage of the recoil from such a period, and they have promised "the good old times"—which usually means the bad old abuses—and because they are perfectly void of vision they are sometimes regarded as "practical men." Their return to power is often hailed as the return of common sense.
The primary functions are agriculture, manufacture, and transportation. Community life is impossible without them. They hold the world together. Raising things, making things, and earning things are as primitive as human need and yet as modern as anything can be. They are of the essence of physical life. When they cease, community life ceases. Things do get out of shape in this present world under the present system, but we may hope for a betterment if the foundations stand sure. The great delusion is that one may change the foundation—usurp the part of destiny in the social process. The foundations of society are the men and means to grow things, to make things, and to carry things. As long as agriculture, manufacture, and transportation survive, the world can survive any economic or social change. As we serve our jobs we serve the world.
There is plenty of work to do. Business is merely work. Speculation in things already produced—that is not business. It is just more or less respectable graft. But it cannot be legislated out of existence. Laws can do very little. Law never does anything constructive. It can never be more than a policeman, and so it is a waste of time to look to our state capitals or to Washington to do that which law was not designed to do. As long as we look to legislation to cure poverty or to abolish special privilege we are going to see poverty spread and special privilege grow. We have had enough of looking to Washington and we have had enough of legislators—not so much, however, in this as in other countries—promising laws to do that which laws cannot do.
When you get a whole country—as did ours—thinking that Washington is a sort of heaven and behind its clouds dwell omniscience and omnipotence, you are educating that country into a dependent state of mind which augurs ill for the future. Our help does not come from Washington, but from ourselves; our help may, however, go to Washington as a sort of central distribution point where all our efforts are coordinated for the general good. We may help the Government; the Government cannot help us. The slogan of "less government in business and more business in government" is a very good one, not mainly on account of business or government, but on account of the people. Business is not the reason why the United States was founded. The Declaration of Independence is not a business charter, nor is the Constitution of the United States a commercial schedule. The United States—its land, people, government, and business—are but methods by which the life of the people is made worth while. The Government is a servant and never should be anything but a servant. The moment the people become adjuncts to government, then the law of retribution begins to work, for such a relation is unnatural, immoral, and inhuman. We cannot live without business and we cannot live without government. Business and government are necessary as servants, like water and grain; as masters they overturn the natural order.
The welfare of the country is squarely up to us as individuals. That is where it should be and that is where it is safest. Governments can promise something for nothing but they cannot deliver. They can juggle the currencies as they did in Europe (and as bankers the world over do, as long as they can get the benefit of the juggling) with a patter of solemn nonsense. But it is work and work alone that can continue to deliver the goods—and that, down in his heart, is what every man knows.
There is little chance of an intelligent people, such as ours, ruining the fundamental processes of economic life. Most men know they cannot get something for nothing. Most men feel—even if they do not know—that money is not wealth. The ordinary theories which promise everything to everybody, and demand nothing from anybody, are promptly denied by the instincts of the ordinary man, even when he does not find reasons against them. He knows they are wrong. That is enough. The present order, always clumsy, often stupid, and in many ways imperfect, has this advantage over any other—it works.
Doubtless our order will merge by degrees into another, and the new one will also work—but not so much by reason of what it is as by reason of what men will bring into it. The reason why Bolshevism did not work, and cannot work, is not economic. It does not matter whether industry is privately managed or socially controlled; it does not matter whether you call the workers' share "wages" or "dividends"; it does not matter whether you regimentalize the people as to food, clothing, and shelter, or whether you allow them to eat, dress, and live as they like. Those are mere matters of detail. The incapacity of the Bolshevist leaders is indicated by the fuss they made over such details. Bolshevism failed because it was both unnatural and immoral. Our system stands. Is it wrong? Of course it is wrong, at a thousand points! Is it clumsy? Of course it is clumsy. By all right and reason it ought to break down. But it does not—because it is instinct with certain economic and moral fundamentals.
The economic fundamental is labour. Labour is the human element which makes the fruitful seasons of the earth useful to men. It is men's labour that makes the harvest what it is. That is the economic fundamental: every one of us is working with material which we did not and could not create, but which was presented to us by Nature.
The moral fundamental is man's right in his labour. This is variously stated. It is sometimes called "the right of property." It is sometimes masked in the command, "Thou shalt not steal." It is the other man's right in his property that makes stealing a crime. When a man has earned his bread, he has a right to that bread. If another steals it, he does more than steal bread; he invades a sacred human right. If we cannot produce we cannot have—but some say if we produce it is only for the capitalists. Capitalists who become such because they provide better means of production are of the foundation of society. They have really nothing of their own. They merely manage property for the benefit of others. Capitalists who become such through trading in money are a temporarily necessary evil. They may not be evil at all if their money goes to production. If their money goes to complicating distribution—to raising barriers between the producer and the consumer—then they are evil capitalists and they will pass away when money is better adjusted to work; and money will become better adjusted to work when it is fully realized that through work and work alone may health, wealth, and happiness inevitably be secured.
There is no reason why a man who is willing to work should not be able to work and to receive the full value of his work. There is equally no reason why a man who can but will not work should not receive the full value of his services to the community. He should most certainly be permitted to take away from the community an equivalent of what he contributes to it. If he contributes nothing he should take away nothing. He should have the freedom of starvation. We are not getting anywhere when we insist that every man ought to have more than he deserves to have—just because some do get more than they deserve to have.
There can be no greater absurdity and no greater disservice to humanity in general than to insist that all men are equal. Most certainly all men are not equal, and any democratic conception which strives to make men equal is only an effort to block progress. Men cannot be of equal service. The men of larger ability are less numerous than the men of smaller ability; it is possible for a mass of the smaller men to pull the larger ones down—but in so doing they pull themselves down. It is the larger men who give the leadership to the community and enable the smaller men to live with less effort.
The conception of democracy which names a leveling-down of ability makes for waste. No two things in nature are alike. We build our cars absolutely interchangeable. All parts are as nearly alike as chemical analysis, the finest machinery, and the finest workmanship can make them. No fitting of any kind is required, and it would certainly seem that two Fords standing side by side, looking exactly alike and made so exactly alike that any part could be taken out of one and put into the other, would be alike. But they are not. They will have different road habits. We have men who have driven hundreds, and in some cases thousands of Fords and they say that no two ever act precisely the same—that, if they should drive a new car for an hour or even less and then the car were mixed with a bunch of other new ones, also each driven for a single hour and under the same conditions, that although they could not recognize the car they had been driving merely by looking at it, they could do so by driving it.
I have been speaking in general terms. Let us be more concrete. A man ought to be able to live on a scale commensurate with the service that he renders. This is rather a good time to talk about this point, for we have recently been through a period when the rendering of service was the last thing that most people thought of. We were getting to a place where no one cared about costs or service. Orders came without effort. Whereas once it was the customer who favored the merchant by dealing with him, conditions changed until it was the merchant who favored the customer by selling to him. That is bad for business. Monopoly is bad for business. Profiteering is bad for business. The lack of necessity to hustle is bad for business. Business is never as healthy as when, like a chicken, it must do a certain amount of scratching for what it gets. Things were coming too easily. There was a let-down of the principle that an honest relation ought to obtain between values and prices. The public no longer had to be "catered to." There was even a "public be damned" attitude in many places. It was intensely bad for business. Some men called that abnormal condition "prosperity." It was not prosperity— it was just a needless money chase. Money chasing is not business.
It is very easy, unless one keeps a plan thoroughly in mind, to get burdened with money and then, in an effort to make more money, to forget all about selling to the people what they want. Business on a money-making basis is most insecure. It is a touch-and-go affair, moving irregularly and rarely over a term of years amounting to much. It is the function of business to produce for consumption and not for money or speculation. Producing for consumption implies that the quality of the article produced will be high and that the price will be low—that the article be one which serves the people and not merely the producer. If the money feature is twisted out of its proper perspective, then the production will be twisted to serve the producer.
The producer depends for his prosperity upon serving the people. He may get by for a while serving himself, but if he does, it will be purely accidental, and when the people wake up to the fact that they are not being served, the end of that producer is in sight. During the boom period the larger effort of production was to serve itself and hence, the moment the people woke up, many producers went to smash. They said that they had entered into a "period of depression." Really they had not. They were simply trying to pit nonsense against sense which is something that cannot successfully be done. Being greedy for money is the surest way not to get it, but when one serves for the sake of service—for the satisfaction of doing that which one believes to be right—then money abundantly takes care of itself.
Money comes naturally as the result of service. And it is absolutely necessary to have money. But we do not want to forget that the end of money is not ease but the opportunity to perform more service. In my mind nothing is more abhorrent than a life of ease. None of us has any right to ease. There is no place in civilization for the idler. Any scheme looking to abolishing money is only making affairs more complex, for we must have a measure. That our present system of money is a satisfactory basis for exchange is a matter of grave doubt. That is a question which I shall talk of in a subsequent chapter. The gist of my objection to the present monetary system is that it tends to become a thing of itself and to block instead of facilitate production.
My effort is in the direction of simplicity. People in general have so little and it costs so much to buy even the barest necessities (let alone that share of the luxuries to which I think everyone is entitled) because nearly everything that we make is much more complex than it needs to be. Our clothing, our food, our household furnishings—all could be much simpler than they now are and at the same time be better looking. Things in past ages were made in certain ways and makers since then have just followed.
I do not mean that we should adopt freak styles. There is no necessity for that Clothing need not be a bag with a hole cut in it. That might be easy to make but it would be inconvenient to wear. A blanket does not require much tailoring, but none of us could get much work done if we went around Indian-fashion in blankets. Real simplicity means that which gives the very best service and is the most convenient in use. The trouble with drastic reforms is they always insist that a man be made over in order to use certain designed articles. I think that dress reform for women—which seems to mean ugly clothes—must always originate with plain women who want to make everyone else look plain. That is not the right process. Start with an article that suits and then study to find some way of eliminating the entirely useless parts. This applies to everything—a shoe, a dress, a house, a piece of machinery, a railroad, a steamship, an airplane. As we cut out useless parts and simplify necessary ones we also cut down the cost of making. This is simple logic, but oddly enough the ordinary process starts with a cheapening of the manufacturing instead of with a simplifying of the article. The start ought to be with the article. First we ought to find whether it is as well made as it should be—does it give the best possible service? Then—are the materials the best or merely the most expensive? Then—can its complexity and weight be cut down? And so on.
There is no more sense in having extra weight in an article than there is in the cockade on a coachman's hat. In fact, there is not as much. For the cockade may help the coachman to identify his hat while the extra weight means only a waste of strength. I cannot imagine where the delusion that weight means strength came from. It is all well enough in a pile-driver, but why move a heavy weight if we are not going to hit anything with it? In transportation why put extra weight in a machine? Why not add it to the load that the machine is designed to carry? Fat men cannot run as fast as thin men but we build most of our vehicles as though dead-weight fat increased speed! A deal of poverty grows out of the carriage of excess weight. Some day we shall discover how further to eliminate weight. Take wood, for example. For certain purposes wood is now the best substance we know, but wood is extremely wasteful. The wood in a Ford car contains thirty pounds of water. There must be some way of doing better than that. There must be some method by which we can gain the same strength and elasticity without having to lug useless weight. And so through a thousand processes.
The farmer makes too complex an affair out of his daily work. I believe that the average farmer puts to a really useful purpose only about 5 per cent of the energy that he spends. If any one ever equipped a factory in the style, say, the average farm is fitted out, the place would be cluttered with men. The worst factory in Europe is hardly as bad as the average farm barn. Power is utilized to the least possible degree. Not only is everything done by hand, but seldom is a thought given to logical arrangement. A farmer doing his chores will walk up and down a rickety ladder a dozen times. He will carry water for years instead of putting in a few lengths of pipe. His whole idea, when there is extra work to do, is to hire extra men. He thinks of putting money into improvements as an expense. Farm products at their lowest prices are dearer than they ought to be. Farm profits at their highest are lower than they ought to be. It is waste motion—waste effort—that makes farm prices high and profits low.
On my own farm at Dearborn we do everything by machinery. We have eliminated a great number of wastes, but we have not as yet touched on real economy. We have not yet been able to put in five or ten years of intense night-and-day study to discover what really ought to be done. We have left more undone than we have done. Yet at no time—no matter what the value of crops—have we failed to turn a first-class profit. We are not farmers—we are industrialists on the farm. The moment the farmer considers himself as an industrialist, with a horror of waste either in material or in men, then we are going to have farm products so low-priced that all will have enough to eat, and the profits will be so satisfactory that farming will be considered as among the least hazardous and most profitable of occupations.
Lack of knowledge of what is going on and lack of knowledge of what the job really is and the best way of doing it are the reasons why farming is thought not to pay. Nothing could pay the way farming is conducted. The farmer follows luck and his forefathers. He does not know how economically to produce, and he does not know how to market. A manufacturer who knew how neither to produce nor to market would not long stay in business. That the farmer can stay on shows how wonderfully profitable farming can be.
The way to attain low-priced, high-volume production in the factory or on the farm—and low-priced, high-volume production means plenty for everyone—is quite simple. The trouble is that the general tendency is to complicate very simple affairs. Take, for an instance, an "improvement."
When we talk about improvements usually we have in mind some change in a product. An "improved" product is one that has been changed. That is not my idea. I do not believe in starting to make until I have discovered the best possible thing. This, of course, does not mean that a product should never be changed, but I think that it will be found more economical in the end not even to try to produce an article until you have fully satisfied yourself that utility, design, and material are the best. If your researches do not give you that confidence, then keep right on searching until you find confidence. The place to start manufacturing is with the article. The factory, the organization, the selling, and the financial plans will shape themselves to the article. You will have a cutting, edge on your business chisel and in the end you will save time. Rushing into manufacturing without being certain of the product is the unrecognized cause of many business failures. People seem to think that the big thing is the factory or the store or the financial backing or the management. The big thing is the product, and any hurry in getting into fabrication before designs are completed is just so much waste time. I spent twelve years before I had a Model T—which is what is known to-day as the Ford car—that suited me. We did not attempt to go into real production until we had a real product. That product has not been essentially changed.
We are constantly experimenting with new ideas. If you travel the roads in the neighbourhood of Dearborn you can find all sorts of models of Ford cars. They are experimental cars—they are not new models. I do not believe in letting any good idea get by me, but I will not quickly decide whether an idea is good or bad. If an idea seems good or seems even to have possibilities, I believe in doing whatever is necessary to test out the idea from every angle. But testing out the idea is something very different from making a change in the car. Where most manufacturers find themselves quicker to make a change in the product than in the method of manufacturing—we follow exactly the opposite course.
Our big changes have been in methods of manufacturing. They never stand still. I believe that there is hardly a single operation in the making of our car that is the same as when we made our first car of the present model. That is why we make them so cheaply. The few changes that have been made in the car have been in the direction of convenience in use or where we found that a change in design might give added strength. The materials in the car change as we learn more and more about materials. Also we do not want to be held up in production or have the expense of production increased by any possible shortage in a particular material, so we have for most parts worked out substitute materials. Vanadium steel, for instance, is our principal steel. With it we can get the greatest strength with the least weight, but it would not be good business to let our whole future depend upon being able to get vanadium steel. We have worked out a substitute. All our steels are special, but for every one of them we have at least one, and sometimes several, fully proved and tested substitutes. And so on through all of our materials and likewise with our parts. In the beginning we made very few of our parts and none of our motors. Now we make all our motors and most of our parts because we find it cheaper to do so. But also we aim to make some of every part so that we cannot be caught in any market emergency or be crippled by some outside manufacturer being unable to fill his orders. The prices on glass were run up outrageously high during the war; we are among the largest users of glass in the country. Now we are putting up our own glass factory. If we had devoted all of this energy to making changes in the product we should be nowhere; but by not changing the product we are able to give our energy to the improvement of the making.
The principal part of a chisel is the cutting edge. If there is a single principle on which our business rests it is that. It makes no difference how finely made a chisel is or what splendid steel it has in it or how well it is forged—if it has no cutting edge it is not a chisel. It is just a piece of metal. All of which being translated means that it is what a thing does—not what it is supposed to do—that matters. What is the use of putting a tremendous force behind a blunt chisel if a light blow on a sharp chisel will do the work? The chisel is there to cut, not to be hammered. The hammering is only incidental to the job. So if we want to work why not concentrate on the work and do it in the quickest possible fashion? The cutting edge of merchandising is the point where the product touches the consumer. An unsatisfactory product is one that has a dull cutting edge. A lot of waste effort is needed to put it through. The cutting edge of a factory is the man and the machine on the job. If the man is not right the machine cannot be; if the machine is not right the man cannot be. For any one to be required to use more force than is absolutely necessary for the job in hand is waste.
The essence of my idea then is that waste and greed block the delivery of true service. Both waste and greed are unnecessary. Waste is due largely to not understanding what one does, or being careless in doing of it. Greed is merely a species of nearsightedness. I have striven toward manufacturing with a minimum of waste, both of materials and of human effort, and then toward distribution at a minimum of profit, depending for the total profit upon the volume of distribution. In the process of manufacturing I want to distribute the maximum of wage—that is, the maximum of buying power. Since also this makes for a minimum cost and we sell at a minimum profit, we can distribute a product in consonance with buying power. Thus everyone who is connected with us—either as a manager, worker, or purchaser—is the better for our existence. The institution that we have erected is performing a service. That is the only reason I have for talking about it. The principles of that service are these:
1. An absence of fear of the future and of veneration for the past. One who fears the future, who fears failure, limits his activities. Failure is only the opportunity more intelligently to begin again. There is no disgrace in honest failure; there is disgrace in fearing to fail. What is past is useful only as it suggests ways and means for progress.
2. A disregard of competition. Whoever does a thing best ought to be the one to do it. It is criminal to try to get business away from another man—criminal because one is then trying to lower for personal gain the condition of one's fellow man—to rule by force instead of by intelligence.
3. The putting of service before profit. Without a profit, business cannot extend. There is nothing inherently wrong about making a profit. Well-conducted business enterprise cannot fail to return a profit, but profit must and inevitably will come as a reward for good service. It cannot be the basis—it must be the result of service.
4. Manufacturing is not buying low and selling high. It is the process of buying materials fairly and, with the smallest possible addition of cost, transforming those materials into a consumable product and giving it to the consumer. Gambling, speculating, and sharp dealing, tend only to clog this progression.
How all of this arose, how it has worked out, and how it applies generally are the subjects of these chapters.
CHAPTER I
THE BEGINNING OF BUSINESS
On May 31, 1921, the Ford Motor Company turned out Car No. 5,000,000. It is out in my museum along with the gasoline buggy that I began work on thirty years before and which first ran satisfactorily along in the spring of 1893. I was running it when the bobolinks came to Dearborn and they always come on April 2nd. There is all the difference in the world in the appearance of the two vehicles and almost as much difference in construction and materials, but in fundamentals the two are curiously alike—except that the old buggy has on it a few wrinkles that we have not yet quite adopted in our modern car. For that first car or buggy, even though it had but two cylinders, would make twenty miles an hour and run sixty miles on the three gallons of gas the little tank held and is as good to-day as the day it was built. The development in methods of manufacture and in materials has been greater than the development in basic design. The whole design has been refined; the present Ford car, which is the "Model T," has four cylinders and a self starter—it is in every way a more convenient and an easier riding car. It is simpler than the first car. But almost every point in it may be found also in the first car. The changes have been brought about through experience in the making and not through any change in the basic principle—which I take to be an important fact demonstrating that, given a good idea to start with, it is better to concentrate on perfecting it than to hunt around for a new idea. One idea at a time is about as much as any one can handle.
It was life on the farm that drove me into devising ways and means to better transportation. I was born on July 30, 1863, on a farm at Dearborn, Michigan, and my earliest recollection is that, considering the results, there was too much work on the place. That is the way I still feel about farming. There is a legend that my parents were very poor and that the early days were hard ones. Certainly they were not rich, but neither were they poor. As Michigan farmers went, we were prosperous. The house in which I was born is still standing, and it and the farm are part of my present holding.
There was too much hard hand labour on our own and all other farms of the time. Even when very young I suspected that much might somehow be done in a better way. That is what took me into mechanics—although my mother always said that I was born a mechanic. I had a kind of workshop with odds and ends of metal for tools before I had anything else. In those days we did not have the toys of to-day; what we had were home made. My toys were all tools—they still are! And every fragment of machinery was a treasure.
The biggest event of those early years was meeting with a road engine about eight miles out of Detroit one day when we were driving to town. I was then twelve years old. The second biggest event was getting a watch—which happened in the same year. I remember that engine as though I had seen it only yesterday, for it was the first vehicle other than horse-drawn that I had ever seen. It was intended primarily for driving threshing machines and sawmills and was simply a portable engine and boiler mounted on wheels with a water tank and coal cart trailing behind. I had seen plenty of these engines hauled around by horses, but this one had a chain that made a connection between the engine and the rear wheels of the wagon-like frame on which the boiler was mounted. The engine was placed over the boiler and one man standing on the platform behind the boiler shoveled coal, managed the throttle, and did the steering. It had been made by Nichols, Shepard & Company of Battle Creek. I found that out at once. The engine had stopped to let us pass with our horses and I was off the wagon and talking to the engineer before my father, who was driving, knew what I was up to. The engineer was very glad to explain the whole affair. He was proud of it. He showed me how the chain was disconnected from the propelling wheel and a belt put on to drive other machinery. He told me that the engine made two hundred revolutions a minute and that the chain pinion could be shifted to let the wagon stop while the engine was still running. This last is a feature which, although in different fashion, is incorporated into modern automobiles. It was not important with steam engines, which are easily stopped and started, but it became very important with the gasoline engine. It was that engine which took me into automotive transportation. I tried to make models of it, and some years later I did make one that ran very well, but from the time I saw that road engine as a boy of twelve right forward to to-day, my great interest has been in making a machine that would travel the roads. Driving to town I always had a pocket full of trinkets—nuts, washers, and odds and ends of machinery. Often I took a broken watch and tried to put it together. When I was thirteen I managed for the first time to put a watch together so that it would keep time. By the time I was fifteen I could do almost anything in watch repairing—although my tools were of the crudest. There is an immense amount to be learned simply by tinkering with things. It is not possible to learn from books how everything is made—and a real mechanic ought to know how nearly everything is made. Machines are to a mechanic what books are to a writer. He gets ideas from them, and if he has any brains he will apply those ideas.
From the beginning I never could work up much interest in the labour of farming. I wanted to have something to do with machinery. My father was not entirely in sympathy with my bent toward mechanics. He thought that I ought to be a farmer. When I left school at seventeen and became an apprentice in the machine shop of the Drydock Engine Works I was all but given up for lost. I passed my apprenticeship without trouble—that is, I was qualified to be a machinist long before my three-year term had expired—and having a liking for fine work and a leaning toward watches I worked nights at repairing in a jewelry shop. At one period of those early days I think that I must have had fully three hundred watches. I thought that I could build a serviceable watch for around thirty cents and nearly started in the business. But I did not because I figured out that watches were not universal necessities, and therefore people generally would not buy them. Just how I reached that surprising conclusion I am unable to state. I did not like the ordinary jewelry and watch making work excepting where the job was hard to do. Even then I wanted to make something in quantity. It was just about the time when the standard railroad time was being arranged. We had formerly been on sun time and for quite a while, just as in our present daylight-saving days, the railroad time differed from the local time. That bothered me a good deal and so I succeeded in making a watch that kept both times. It had two dials and it was quite a curiosity in the neighbourhood.
In 1879—that is, about four years after I first saw that Nichols-Shepard machine—I managed to get a chance to run one and when my apprenticeship was over I worked with a local representative of the Westinghouse Company of Schenectady as an expert in the setting up and repair of their road engines. The engine they put out was much the same as the Nichols-Shepard engine excepting that the engine was up in front, the boiler in the rear, and the power was applied to the back wheels by a belt. They could make twelve miles an hour on the road even though the self-propelling feature was only an incident of the construction. They were sometimes used as tractors to pull heavy loads and, if the owner also happened to be in the threshing-machine business, he hitched his threshing machine and other paraphernalia to the engine in moving from farm to farm. What bothered me was the weight and the cost. They weighed a couple of tons and were far too expensive to be owned by other than a farmer with a great deal of land. They were mostly employed by people who went into threshing as a business or who had sawmills or some other line that required portable power.
Even before that time I had the idea of making some kind of a light steam car that would take the place of horses—more especially, however, as a tractor to attend to the excessively hard labour of ploughing. It occurred to me, as I remember somewhat vaguely, that precisely the same idea might be applied to a carriage or a wagon on the road. A horseless carriage was a common idea. People had been talking about carriages without horses for many years back—in fact, ever since the steam engine was invented—but the idea of the carriage at first did not seem so practical to me as the idea of an engine to do the harder farm work, and of all the work on the farm ploughing was the hardest. Our roads were poor and we had not the habit of getting around. One of the most remarkable features of the automobile on the farm is the way that it has broadened the farmer's life. We simply took for granted that unless the errand were urgent we would not go to town, and I think we rarely made more than a trip a week. In bad weather we did not go even that often.
Being a full-fledged machinist and with a very fair workshop on the farm it was not difficult for me to build a steam wagon or tractor. In the building of it came the idea that perhaps it might be made for road use. I felt perfectly certain that horses, considering all the bother of attending them and the expense of feeding, did not earn their keep. The obvious thing to do was to design and build a steam engine that would be light enough to run an ordinary wagon or to pull a plough. I thought it more important first to develop the tractor. To lift farm drudgery off flesh and blood and lay it on steel and motors has been my most constant ambition. It was circumstances that took me first into the actual manufacture of road cars. I found eventually that people were more interested in something that would travel on the road than in something that would do the work on the farms. In fact, I doubt that the light farm tractor could have been introduced on the farm had not the farmer had his eyes opened slowly but surely by the automobile. But that is getting ahead of the story. I thought the farmer would be more interested in the tractor.
I built a steam car that ran. It had a kerosene-heated boiler and it developed plenty of power and a neat control—which is so easy with a steam throttle. But the boiler was dangerous. To get the requisite power without too big and heavy a power plant required that the engine work under high pressure; sitting on a high-pressure steam boiler is not altogether pleasant. To make it even reasonably safe required an excess of weight that nullified the economy of the high pressure. For two years I kept experimenting with various sorts of boilers—the engine and control problems were simple enough—and then I definitely abandoned the whole idea of running a road vehicle by steam. I knew that in England they had what amounted to locomotives running on the roads hauling lines of trailers and also there was no difficulty in designing a big steam tractor for use on a large farm. But ours were not then English roads; they would have stalled or racked to pieces the strongest and heaviest road tractor. And anyway the manufacturing of a big tractor which only a few wealthy farmers could buy did not seem to me worth while.
But I did not give up the idea of a horseless carriage. The work with the Westinghouse representative only served to confirm the opinion I had formed that steam was not suitable for light vehicles. That is why I stayed only a year with that company. There was nothing more that the big steam tractors and engines could teach me and I did not want to waste time on something that would lead nowhere. A few years before—it was while I was an apprentice—I read in the World of Science, an English publication, of the "silent gas engine" which was then coming out in England. I think it was the Otto engine. It ran with illuminating gas, had a single large cylinder, and the power impulses being thus intermittent required an extremely heavy fly-wheel. As far as weight was concerned it gave nothing like the power per pound of metal that a steam engine gave, and the use of illuminating gas seemed to dismiss it as even a possibility for road use. It was interesting to me only as all machinery was interesting. I followed in the English and American magazines which we got in the shop the development of the engine and most particularly the hints of the possible replacement of the illuminating gas fuel by a gas formed by the vaporization of gasoline. The idea of gas engines was by no means new, but this was the first time that a really serious effort had been made to put them on the market. They were received with interest rather than enthusiasm and I do not recall any one who thought that the internal combustion engine could ever have more than a limited use. All the wise people demonstrated conclusively that the engine could not compete with steam. They never thought that it might carve out a career for itself. That is the way with wise people—they are so wise and practical that they always know to a dot just why something cannot be done; they always know the limitations. That is why I never employ an expert in full bloom. If ever I wanted to kill opposition by unfair means I would endow the opposition with experts. They would have so much good advice that I could be sure they would do little work.
The gas engine interested me and I followed its progress, but only from curiosity, until about 1885 or 1886 when, the steam engine being discarded as the motive power for the carriage that I intended some day to build, I had to look around for another sort of motive power. In 1885 I repaired an Otto engine at the Eagle Iron Works in Detroit. No one in town knew anything about them. There was a rumour that I did and, although I had never before been in contact with one, I undertook and carried through the job. That gave me a chance to study the new engine at first hand and in 1887 I built one on the Otto four-cycle model just to see if I understood the principles. "Four cycle" means that the piston traverses the cylinder four times to get one power impulse. The first stroke draws in the gas, the second compresses it, the third is the explosion or power stroke, while the fourth stroke exhausts the waste gas. The little model worked well enough; it had a one-inch bore and a three-inch stroke, operated with gasoline, and while it did not develop much power, it was slightly lighter in proportion than the engines being offered commercially. I gave it away later to a young man who wanted it for something or other and whose name I have forgotten; it was eventually destroyed. That was the beginning of the work with the internal combustion engine.
I was then on the farm to which I had returned, more because I wanted to experiment than because I wanted to farm, and, now being an all-around machinist, I had a first-class workshop to replace the toy shop of earlier days. My father offered me forty acres of timber land, provided I gave up being a machinist. I agreed in a provisional way, for cutting the timber gave me a chance to get married. I fitted out a sawmill and a portable engine and started to cut out and saw up the timber on the tract. Some of the first of that lumber went into a cottage on my new farm and in it we began our married life. It was not a big house—thirty-one feet square and only a story and a half high—but it was a comfortable place. I added to it my workshop, and when I was not cutting timber I was working on the gas engines—learning what they were and how they acted. I read everything I could find, but the greatest knowledge came from the work. A gas engine is a mysterious sort of thing—it will not always go the way it should. You can imagine how those first engines acted!
It was in 1890 that I began on a double-cylinder engine. It was quite impractical to consider the single cylinder for transportation purposes—the fly-wheel had to be entirely too heavy. Between making the first four-cycle engine of the Otto type and the start on a double cylinder I had made a great many experimental engines out of tubing. I fairly knew my way about. The double cylinder I thought could be applied to a road vehicle and my original idea was to put it on a bicycle with a direct connection to the crankshaft and allowing for the rear wheel of the bicycle to act as the balance wheel. The speed was going to be varied only by the throttle. I never carried out this plan because it soon became apparent that the engine, gasoline tank, and the various necessary controls would be entirely too heavy for a bicycle. The plan of the two opposed cylinders was that, while one would be delivering power the other would be exhausting. This naturally would not require so heavy a fly-wheel to even the application of power. The work started in my shop on the farm. Then I was offered a job with the Detroit Electric Company as an engineer and machinist at forty-five dollars a month. I took it because that was more money than the farm was bringing me and I had decided to get away from farm life anyway. The timber had all been cut. We rented a house on Bagley Avenue, Detroit. The workshop came along and I set it up in a brick shed at the back of the house. During the first several months I was in the night shift at the electric-light plant—which gave me very little time for experimenting—but after that I was in the day shift and every night and all of every Saturday night I worked on the new motor. I cannot say that it was hard work. No work with interest is ever hard. I always am certain of results. They always come if you work hard enough. But it was a very great thing to have my wife even more confident than I was. She has always been that way.
I had to work from the ground up—that is, although I knew that a number of people were working on horseless carriages, I could not know what they were doing. The hardest problems to overcome were in the making and breaking of the spark and in the avoidance of excess weight. For the transmission, the steering gear, and the general construction, I could draw on my experience with the steam tractors. In 1892 I completed my first motor car, but it was not until the spring of the following year that it ran to my satisfaction. This first car had something of the appearance of a buggy. There were two cylinders with a two-and-a-half-inch bore and a six-inch stroke set side by side and over the rear axle. I made them out of the exhaust pipe of a steam engine that I had bought. They developed about four horsepower. The power was transmitted from the motor to the countershaft by a belt and from the countershaft to the rear wheel by a chain. The car would hold two people, the seat being suspended on posts and the body on elliptical springs. There were two speeds—one of ten and the other of twenty miles per hour—obtained by shifting the belt, which was done by a clutch lever in front of the driving seat. Thrown forward, the lever put in the high speed; thrown back, the low speed; with the lever upright the engine could run free. To start the car it was necessary to turn the motor over by hand with the clutch free. To stop the car one simply released the clutch and applied the foot brake. There was no reverse, and speeds other than those of the belt were obtained by the throttle. I bought the iron work for the frame of the carriage and also the seat and the springs. The wheels were twenty-eight-inch wire bicycle wheels with rubber tires. The balance wheel I had cast from a pattern that I made and all of the more delicate mechanism I made myself. One of the features that I discovered necessary was a compensating gear that permitted the same power to be applied to each of the rear wheels when turning corners. The machine altogether weighed about five hundred pounds. A tank under the seat held three gallons of gasoline which was fed to the motor through a small pipe and a mixing valve. The ignition was by electric spark. The original machine was air-cooled—or to be more accurate, the motor simply was not cooled at all. I found that on a run of an hour or more the motor heated up, and so I very shortly put a water jacket around the cylinders and piped it to a tank in the rear of the car over the cylinders. Nearly all of these various features had been planned in advance. That is the way I have always worked. I draw a plan and work out every detail on the plan before starting to build. For otherwise one will waste a great deal of time in makeshifts as the work goes on and the finished article will not have coherence. It will not be rightly proportioned. Many inventors fail because they do not distinguish between planning and experimenting. The largest building difficulties that I had were in obtaining the proper materials. The next were with tools. There had to be some adjustments and changes in details of the design, but what held me up most was that I had neither the time nor the money to search for the best material for each part. But in the spring of 1893 the machine was running to my partial satisfaction and giving an opportunity further to test out the design and material on the road.
CHAPTER II
WHAT I LEARNED ABOUT BUSINESS
My "gasoline buggy" was the first and for a long time the only automobile in Detroit. It was considered to be something of a nuisance, for it made a racket and it scared horses. Also it blocked traffic. For if I stopped my machine anywhere in town a crowd was around it before I could start up again. If I left it alone even for a minute some inquisitive person always tried to run it. Finally, I had to carry a chain and chain it to a lamp post whenever I left it anywhere. And then there was trouble with the police. I do not know quite why, for my impression is that there were no speed-limit laws in those days. Anyway, I had to get a special permit from the mayor and thus for a time enjoyed the distinction of being the only licensed chauffeur in America. I ran that machine about one thousand miles through 1895 and 1896 and then sold it to Charles Ainsley of Detroit for two hundred dollars. That was my first sale. I had built the car not to sell but only to experiment with. I wanted to start another car. Ainsley wanted to buy. I could use the money and we had no trouble in agreeing upon a price.
It was not at all my idea to make cars in any such petty fashion. I was looking ahead to production, but before that could come I had to have something to produce. It does not pay to hurry. I started a second car in 1896; it was much like the first but a little lighter. It also had the belt drive which I did not give up until some time later; the belts were all right excepting in hot weather. That is why I later adopted gears. I learned a great deal from that car. Others in this country and abroad were building cars by that time, and in 1895 I heard that a Benz car from Germany was on exhibition in Macy's store in New York. I traveled down to look at it but it had no features that seemed worth while. It also had the belt drive, but it was much heavier than my car. I was working for lightness; the foreign makers have never seemed to appreciate what light weight means. I built three cars in all in my home shop and all of them ran for years in Detroit. I still have the first car; I bought it back a few years later from a man to whom Mr. Ainsley had sold it. I paid one hundred dollars for it.
During all this time I kept my position with the electric company and gradually advanced to chief engineer at a salary of one hundred and twenty-five dollars a month. But my gas-engine experiments were no more popular with the president of the company than my first mechanical leanings were with my father. It was not that my employer objected to experiments—only to experiments with a gas engine. I can still hear him say: "Electricity, yes, that's the coming thing. But gas—no."
He had ample grounds for his skepticism—to use the mildest terms. Practically no one had the remotest notion of the future of the internal combustion engine, while we were just on the edge of the great electrical development. As with every comparatively new idea, electricity was expected to do much more than we even now have any indication that it can do. I did not see the use of experimenting with electricity for my purposes. A road car could not run on a trolley even if trolley wires had been less expensive; no storage battery was in sight of a weight that was practical. An electrical car had of necessity to be limited in radius and to contain a large amount of motive machinery in proportion to the power exerted. That is not to say that I held or now hold electricity cheaply; we have not yet begun to use electricity. But it has its place, and the internal combustion engine has its place. Neither can substitute for the other—which is exceedingly fortunate.
I have the dynamo that I first had charge of at the Detroit Edison Company. When I started our Canadian plant I bought it from an office building to which it had been sold by the electric company, had it revamped a little, and for several years it gave excellent service in the Canadian plant. When we had to build a new power plant, owing to the increase in business, I had the old motor taken out to my museum—a room out at Dearborn that holds a great number of my mechanical treasures.
The Edison Company offered me the general superintendency of the company but only on condition that I would give up my gas engine and devote myself to something really useful. I had to choose between my job and my automobile. I chose the automobile, or rather I gave up the job—there was really nothing in the way of a choice. For already I knew that the car was bound to be a success. I quit my job on August 15, 1899, and went into the automobile business.
It might be thought something of a step, for I had no personal funds. What money was left over from living was all used in experimenting. But my wife agreed that the automobile could not be given up—that we had to make or break. There was no "demand" for automobiles—there never is for a new article. They were accepted in much the fashion as was more recently the airplane. At first the "horseless carriage" was considered merely a freak notion and many wise people explained with particularity why it could never be more than a toy. No man of money even thought of it as a commercial possibility. I cannot imagine why each new means of transportation meets with such opposition. There are even those to-day who shake their heads and talk about the luxury of the automobile and only grudgingly admit that perhaps the motor truck is of some use. But in the beginning there was hardly any one who sensed that the automobile could be a large factor in industry. The most optimistic hoped only for a development akin to that of the bicycle. When it was found that an automobile really could go and several makers started to put out cars, the immediate query was as to which would go fastest. It was a curious but natural development—that racing idea. I never thought anything of racing, but the public refused to consider the automobile in any light other than as a fast toy. Therefore later we had to race. The industry was held back by this initial racing slant, for the attention of the makers was diverted to making fast rather than good cars. It was a business for speculators.
A group of men of speculative turn of mind organized, as soon as I left the electric company, the Detroit Automobile Company to exploit my car. I was the chief engineer and held a small amount of the stock. For three years we continued making cars more or less on the model of my first car. We sold very few of them; I could get no support at all toward making better cars to be sold to the public at large. The whole thought was to make to order and to get the largest price possible for each car. The main idea seemed to be to get the money. And being without authority other than my engineering position gave me, I found that the new company was not a vehicle for realizing my ideas but merely a money-making concern—that did not make much money. In March, 1902, I resigned, determined never again to put myself under orders. The Detroit Automobile Company later became the Cadillac Company under the ownership of the Lelands, who came in subsequently.
I rented a shop—a one-story brick shed—at 81 Park Place to continue my experiments and to find out what business really was. I thought that it must be something different from what it had proved to be in my first adventure.
The year from 1902 until the formation of the Ford Motor Company was practically one of investigation. In my little one-room brick shop I worked on the development of a four-cylinder motor and on the outside I tried to find out what business really was and whether it needed to be quite so selfish a scramble for money as it seemed to be from my first short experience. From the period of the first car, which I have described, until the formation of my present company I built in all about twenty-five cars, of which nineteen or twenty were built with the Detroit Automobile Company. The automobile had passed from the initial stage where the fact that it could run at all was enough, to the stage where it had to show speed. Alexander Winton of Cleveland, the founder of the Winton car, was then the track champion of the country and willing to meet all comers. I designed a two-cylinder enclosed engine of a more compact type than I had before used, fitted it into a skeleton chassis, found that I could make speed, and arranged a race with Winton. We met on the Grosse Point track at Detroit. I beat him. That was my first race, and it brought advertising of the only kind that people cared to read. The public thought nothing of a car unless it made speed—unless it beat other racing cars. My ambition to build the fastest car in the world led me to plan a four-cylinder motor. But of that more later.
The most surprising feature of business as it was conducted was the large attention given to finance and the small attention to service. That seemed to me to be reversing the natural process which is that the money should come as the result of work and not before the work. The second feature was the general indifference to better methods of manufacture as long as whatever was done got by and took the money. In other words, an article apparently was not built with reference to how greatly it could serve the public but with reference solely to how much money could be had for it—and that without any particular care whether the customer was satisfied. To sell him was enough. A dissatisfied customer was regarded not as a man whose trust had been violated, but either as a nuisance or as a possible source of more money in fixing up the work which ought to have been done correctly in the first place. For instance, in automobiles there was not much concern as to what happened to the car once it had been sold. How much gasoline it used per mile was of no great moment; how much service it actually gave did not matter; and if it broke down and had to have parts replaced, then that was just hard luck for the owner. It was considered good business to sell parts at the highest possible price on the theory that, since the man had already bought the car, he simply had to have the part and would be willing to pay for it.
The automobile business was not on what I would call an honest basis, to say nothing of being, from a manufacturing standpoint, on a scientific basis, but it was no worse than business in general. That was the period, it may be remembered, in which many corporations were being floated and financed. The bankers, who before then had confined themselves to the railroads, got into industry. My idea was then and still is that if a man did his work well, the price he would get for that work, the profits and all financial matters, would care for themselves and that a business ought to start small and build itself up and out of its earnings. If there are no earnings then that is a signal to the owner that he is wasting his time and does not belong in that business. I have never found it necessary to change those ideas, but I discovered that this simple formula of doing good work and getting paid for it was supposed to be slow for modern business. The plan at that time most in favor was to start off with the largest possible capitalization and then sell all the stock and all the bonds that could be sold. Whatever money happened to be left over after all the stock and bond-selling expenses and promoters, charges and all that, went grudgingly into the foundation of the business. A good business was not one that did good work and earned a fair profit. A good business was one that would give the opportunity for the floating of a large amount of stocks and bonds at high prices. It was the stocks and bonds, not the work, that mattered. I could not see how a new business or an old business could be expected to be able to charge into its product a great big bond interest and then sell the product at a fair price. I have never been able to see that.
I have never been able to understand on what theory the original investment of money can be charged against a business. Those men in business who call themselves financiers say that money is "worth" 6 per cent, or 5 per cent, or some other per cent, and that if a business has one hundred thousand dollars invested in it, the man who made the investment is entitled to charge an interest payment on the money, because, if instead of putting that money into the business he had put it into a savings bank or into certain securities, he could have a certain fixed return. Therefore they say that a proper charge against the operating expenses of a business is the interest on this money. This idea is at the root of many business failures and most service failures. Money is not worth a particular amount. As money it is not worth anything, for it will do nothing of itself. The only use of money is to buy tools to work with or the product of tools. Therefore money is worth what it will help you to produce or buy and no more. If a man thinks that his money will earn 5 per cent, or 6 per cent, he ought to place it where he can get that return, but money placed in a business is not a charge on the business—or, rather, should not be. It ceases to be money and becomes, or should become, an engine of production, and it is therefore worth what it produces—and not a fixed sum according to some scale that has no bearing upon the particular business in which the money has been placed. Any return should come after it has produced, not before.
Business men believed that you could do anything by "financing" it. If it did not go through on the first financing then the idea was to "refinance." The process of "refinancing" was simply the game of sending good money after bad. In the majority of cases the need of refinancing arises from bad management, and the effect of refinancing is simply to pay the poor managers to keep up their bad management a little longer. It is merely a postponement of the day of judgment. This makeshift of refinancing is a device of speculative financiers. Their money is no good to them unless they can connect it up with a place where real work is being done, and that they cannot do unless, somehow, that place is poorly managed. Thus, the speculative financiers delude themselves that they are putting their money out to use. They are not; they are putting it out to waste.
I determined absolutely that never would I join a company in which finance came before the work or in which bankers or financiers had a part. And further that, if there were no way to get started in the kind of business that I thought could be managed in the interest of the public, then I simply would not get started at all. For my own short experience, together with what I saw going on around me, was quite enough proof that business as a mere money-making game was not worth giving much thought to and was distinctly no place for a man who wanted to accomplish anything. Also it did not seem to me to be the way to make money. I have yet to have it demonstrated that it is the way. For the only foundation of real business is service.
A manufacturer is not through with his customer when a sale is completed. He has then only started with his customer. In the case of an automobile the sale of the machine is only something in the nature of an introduction. If the machine does not give service, then it is better for the manufacturer if he never had the introduction, for he will have the worst of all advertisements—a dissatisfied customer. There was something more than a tendency in the early days of the automobile to regard the selling of a machine as the real accomplishment and that thereafter it did not matter what happened to the buyer. That is the shortsighted salesman-on-commission attitude. If a salesman is paid only for what he sells, it is not to be expected that he is going to exert any great effort on a customer out of whom no more commission is to be made. And it is right on this point that we later made the largest selling argument for the Ford. The price and the quality of the car would undoubtedly have made a market, and a large market. We went beyond that. A man who bought one of our cars was in my opinion entitled to continuous use of that car, and therefore if he had a breakdown of any kind it was our duty to see that his machine was put into shape again at the earliest possible moment. In the success of the Ford car the early provision of service was an outstanding element. Most of the expensive cars of that period were ill provided with service stations. If your car broke down you had to depend on the local repair man—when you were entitled to depend upon the manufacturer. If the local repair man were a forehanded sort of a person, keeping on hand a good stock of parts (although on many of the cars the parts were not interchangeable), the owner was lucky. But if the repair man were a shiftless person, with an adequate knowledge of automobiles and an inordinate desire to make a good thing out of every car that came into his place for repairs, then even a slight breakdown meant weeks of laying up and a whopping big repair bill that had to be paid before the car could be taken away. The repair men were for a time the largest menace to the automobile industry. Even as late as 1910 and 1911 the owner of an automobile was regarded as essentially a rich man whose money ought to be taken away from him. We met that situation squarely and at the very beginning. We would not have our distribution blocked by stupid, greedy men.
That is getting some years ahead of the story, but it is control by finance that breaks up service because it looks to the immediate dollar. If the first consideration is to earn a certain amount of money, then, unless by some stroke of luck matters are going especially well and there is a surplus over for service so that the operating men may have a chance, future business has to be sacrificed for the dollar of to-day.
And also I noticed a tendency among many men in business to feel that their lot was hard—they worked against a day when they might retire and live on an income—get out of the strife. Life to them was a battle to be ended as soon as possible. That was another point I could not understand, for as I reasoned, life is not a battle except with our own tendency to sag with the downpull of "getting settled." If to petrify is success all one has to do is to humour the lazy side of the mind but if to grow is success, then one must wake up anew every morning and keep awake all day. I saw great businesses become but the ghost of a name because someone thought they could be managed just as they were always managed, and though the management may have been most excellent in its day, its excellence consisted in its alertness to its day, and not in slavish following of its yesterdays. Life, as I see it, is not a location, but a journey. Even the man who most feels himself "settled" is not settled—he is probably sagging back. Everything is in flux, and was meant to be. Life flows. We may live at the same number of the street, but it is never the same man who lives there.
And out of the delusion that life is a battle that may be lost by a false move grows, I have noticed, a great love for regularity. Men fall into the half-alive habit. Seldom does the cobbler take up with the new-fangled way of soling shoes, and seldom does the artisan willingly take up with new methods in his trade. Habit conduces to a certain inertia, and any disturbance of it affects the mind like trouble. It will be recalled that when a study was made of shop methods, so that the workmen might be taught to produce with less useless motion and fatigue, it was most opposed by the workmen themselves. Though they suspected that it was simply a game to get more out of them, what most irked them was that it interfered with the well-worn grooves in which they had become accustomed to move. Business men go down with their businesses because they like the old way so well they cannot bring themselves to change. One sees them all about—men who do not know that yesterday is past, and who woke up this morning with their last year's ideas. It could almost be written down as a formula that when a man begins to think that he has at last found his method he had better begin a most searching examination of himself to see whether some part of his brain has not gone to sleep. There is a subtle danger in a man thinking that he is "fixed" for life. It indicates that the next jolt of the wheel of progress is going to fling him off.
There is also the great fear of being thought a fool. So many men are afraid of being considered fools. I grant that public opinion is a powerful police influence for those who need it. Perhaps it is true that the majority of men need the restraint of public opinion. Public opinion may keep a man better than he would otherwise be—if not better morally, at least better as far as his social desirability is concerned. But it is not a bad thing to be a fool for righteousness' sake. The best of it is that such fools usually live long enough to prove that they were not fools—or the work they have begun lives long enough to prove they were not foolish.
The money influence—the pressing to make a profit on an "investment"—and its consequent neglect of or skimping of work and hence of service showed itself to me in many ways. It seemed to be at the bottom of most troubles. It was the cause of low wages—for without well-directed work high wages cannot be paid. And if the whole attention is not given to the work it cannot be well directed. Most men want to be free to work; under the system in use they could not be free to work. During my first experience I was not free—I could not give full play to my ideas. Everything had to be planned to make money; the last consideration was the work. And the most curious part of it all was the insistence that it was the money and not the work that counted. It did not seem to strike any one as illogical that money should be put ahead of work—even though everyone had to admit that the profit had to come from the work. The desire seemed to be to find a short cut to money and to pass over the obvious short cut—which is through the work.
Take competition; I found that competition was supposed to be a menace and that a good manager circumvented his competitors by getting a monopoly through artificial means. The idea was that there were only a certain number of people who could buy and that it was necessary to get their trade ahead of someone else. Some will remember that later many of the automobile manufacturers entered into an association under the Selden Patent just so that it might be legally possible to control the price and the output of automobiles. They had the same idea that so many trades unions have—the ridiculous notion that more profit can be had doing less work than more. The plan, I believe, is a very antiquated one. I could not see then and am still unable to see that there is not always enough for the man who does his work; time spent in fighting competition is wasted; it had better be spent in doing the work. There are always enough people ready and anxious to buy, provided you supply what they want and at the proper price—and this applies to personal services as well as to goods.
During this time of reflection I was far from idle. We were going ahead with a four-cylinder motor and the building of a pair of big racing cars. I had plenty of time, for I never left my business. I do not believe a man can ever leave his business. He ought to think of it by day and dream of it by night. It is nice to plan to do one's work in office hours, to take up the work in the morning, to drop it in the evening—and not have a care until the next morning. It is perfectly possible to do that if one is so constituted as to be willing through all of his life to accept direction, to be an employee, possibly a responsible employee, but not a director or manager of anything. A manual labourer must have a limit on his hours, otherwise he will wear himself out. If he intends to remain always a manual labourer, then he should forget about his work when the whistle blows, but if he intends to go forward and do anything, the whistle is only a signal to start thinking over the day's work in order to discover how it might be done better.
The man who has the largest capacity for work and thought is the man who is bound to succeed. I cannot pretend to say, because I do not know, whether the man who works always, who never leaves his business, who is absolutely intent upon getting ahead, and who therefore does get ahead—is happier than the man who keeps office hours, both for his brain and his hands. It is not necessary for any one to decide the question. A ten-horsepower engine will not pull as much as a twenty. The man who keeps brain office hours limits his horsepower. If he is satisfied to pull only the load that he has, well and good, that is his affair—but he must not complain if another who has increased his horsepower pulls more than he does. Leisure and work bring different results. If a man wants leisure and gets it—then he has no cause to complain. But he cannot have both leisure and the results of work.
Concretely, what I most realized about business in that year—and I have been learning more each year without finding it necessary to change my first conclusions—is this:
(1) That finance is given a place ahead of work and therefore tends to kill the work and destroy the fundamental of service.
(2) That thinking first of money instead of work brings on fear of failure and this fear blocks every avenue of business—it makes a man afraid of competition, of changing his methods, or of doing anything which might change his condition.
(3) That the way is clear for any one who thinks first of service—of doing the work in the best possible way.
CHAPTER III
STARTING THE REAL BUSINESS
In the little brick shop at 81 Park Place I had ample opportunity to work out the design and some of the methods of manufacture of a new car. Even if it were possible to organize the exact kind of corporation that I wanted—one in which doing the work well and suiting the public would be controlling factors—it became apparent that I never could produce a thoroughly good motor car that might be sold at a low price under the existing cut-and-try manufacturing methods.
Everybody knows that it is always possible to do a thing better the second time. I do not know why manufacturing should not at that time have generally recognized this as a basic fact—unless it might be that the manufacturers were in such a hurry to obtain something to sell that they did not take time for adequate preparation. Making "to order" instead of making in volume is, I suppose, a habit, a tradition, that has descended from the old handicraft days. Ask a hundred people how they want a particular article made. About eighty will not know; they will leave it to you. Fifteen will think that they must say something, while five will really have preferences and reasons. The ninety-five, made up of those who do not know and admit it and the fifteen who do not know but do not admit it, constitute the real market for any product. The five who want something special may or may not be able to pay the price for special work. If they have the price, they can get the work, but they constitute a special and limited market. Of the ninety-five perhaps ten or fifteen will pay a price for quality. Of those remaining, a number will buy solely on price and without regard to quality. Their numbers are thinning with each day. Buyers are learning how to buy. The majority will consider quality and buy the biggest dollar's worth of quality. If, therefore, you discover what will give this 95 per cent. of people the best all-round service and then arrange to manufacture at the very highest quality and sell at the very lowest price, you will be meeting a demand which is so large that it may be called universal.
This is not standardizing. The use of the word "standardizing" is very apt to lead one into trouble, for it implies a certain freezing of design and method and usually works out so that the manufacturer selects whatever article he can the most easily make and sell at the highest profit. The public is not considered either in the design or in the price. The thought behind most standardization is to be able to make a larger profit. The result is that with the economies which are inevitable if you make only one thing, a larger and larger profit is continually being had by the manufacturer. His output also becomes larger—his facilities produce more—and before he knows it his markets are overflowing with goods which will not sell. These goods would sell if the manufacturer would take a lower price for them. There is always buying power present—but that buying power will not always respond to reductions in price. If an article has been sold at too high a price and then, because of stagnant business, the price is suddenly cut, the response is sometimes most disappointing. And for a very good reason. The public is wary. It thinks that the price-cut is a fake and it sits around waiting for a real cut. We saw much of that last year. If, on the contrary, the economies of making are transferred at once to the price and if it is well known that such is the policy of the manufacturer, the public will have confidence in him and will respond. They will trust him to give honest value. So standardization may seem bad business unless it carries with it the plan of constantly reducing the price at which the article is sold. And the price has to be reduced (this is very important) because of the manufacturing economies that have come about and not because the falling demand by the public indicates that it is not satisfied with the price. The public should always be wondering how it is possible to give so much for the money.
Standardization (to use the word as I understand it) is not just taking one's best selling article and concentrating on it. It is planning day and night and probably for years, first on something which will best suit the public and then on how it should be made. The exact processes of manufacturing will develop of themselves. Then, if we shift the manufacturing from the profit to the service basis, we shall have a real business in which the profits will be all that any one could desire.
All of this seems self-evident to me. It is the logical basis of any business that wants to serve 95 per cent. of the community. It is the logical way in which the community can serve itself. I cannot comprehend why all business does not go on this basis. All that has to be done in order to adopt it is to overcome the habit of grabbing at the nearest dollar as though it were the only dollar in the world. The habit has already to an extent been overcome. All the large and successful retail stores in this country are on the one-price basis. The only further step required is to throw overboard the idea of pricing on what the traffic will bear and instead go to the common-sense basis of pricing on what it costs to manufacture and then reducing the cost of manufacture. If the design of the product has been sufficiently studied, then changes in it will come very slowly. But changes in manufacturing processes will come very rapidly and wholly naturally. That has been our experience in everything we have undertaken. How naturally it has all come about, I shall later outline. The point that I wish to impress here is that it is impossible to get a product on which one may concentrate unless an unlimited amount of study is given beforehand. It is not just an afternoon's work.
These ideas were forming with me during this year of experimenting. Most of the experimenting went into the building of racing cars. The idea in those days was that a first-class car ought to be a racer. I never really thought much of racing, but following the bicycle idea, the manufacturers had the notion that winning a race on a track told the public something about the merits of an automobile—although I can hardly imagine any test that would tell less.
But, as the others were doing it, I, too, had to do it. In 1903, with Tom Cooper, I built two cars solely for speed. They were quite alike. One we named the "999" and the other the "Arrow." If an automobile were going to be known for speed, then I was going to make an automobile that would be known wherever speed was known. These were. I put in four great big cylinders giving 80 H.P.—which up to that time had been unheard of. The roar of those cylinders alone was enough to half kill a man. There was only one seat. One life to a car was enough. I tried out the cars. Cooper tried out the cars. We let them out at full speed. I cannot quite describe the sensation. Going over Niagara Falls would have been but a pastime after a ride in one of them. I did not want to take the responsibility of racing the "999" which we put up first, neither did Cooper. Cooper said he knew a man who lived on speed, that nothing could go too fast for him. He wired to Salt Lake City and on came a professional bicycle rider named Barney Oldfield. He had never driven a motor car, but he liked the idea of trying it. He said he would try anything once.
It took us only a week to teach him how to drive. The man did not know what fear was. All that he had to learn was how to control the monster. Controlling the fastest car of to-day was nothing as compared to controlling that car. The steering wheel had not yet been thought of. All the previous cars that I had built simply had tillers. On this one I put a two-handed tiller, for holding the car in line required all the strength of a strong man. The race for which we were working was at three miles on the Grosse Point track. We kept our cars as a dark horse. We left the predictions to the others. The tracks then were not scientifically banked. It was not known how much speed a motor car could develop. No one knew better than Oldfield what the turns meant and as he took his seat, while I was cranking the car for the start, he remarked cheerily: "Well, this chariot may kill me, but they will say afterward that I was going like hell when she took me over the bank."
And he did go…. He never dared to look around. He did not shut off on the curves. He simply let that car go—and go it did. He was about half a mile ahead of the next man at the end of the race!
The "999" did what it was intended to do: It advertised the fact that I could build a fast motorcar. A week after the race I formed the Ford Motor Company. I was vice-president, designer, master mechanic, superintendent, and general manager. The capitalization of the company was one hundred thousand dollars, and of this I owned 25 1/2 per cent. The total amount subscribed in cash was about twenty-eight thousand dollars—which is the only money that the company has ever received for the capital fund from other than operations. In the beginning I thought that it was possible, notwithstanding my former experience, to go forward with a company in which I owned less than the controlling share. I very shortly found I had to have control and therefore in 1906, with funds that I had earned in the company, I bought enough stock to bring my holdings up to 51 per cent, and a little later bought enough more to give me 58-1/2 per cent. The new equipment and the whole progress of the company have always been financed out of earnings. In 1919 my son Edsel purchased the remaining 41-1/2 per cent of the stock because certain of the minority stockholders disagreed with my policies. For these shares he paid at the rate of $12,500 for each $100 par and in all paid about seventy-five millions.
The original company and its equipment, as may be gathered, were not elaborate. We rented Strelow's carpenter shop on Mack Avenue. In making my designs I had also worked out the methods of making, but, since at that time we could not afford to buy machinery, the entire car was made according to my designs, but by various manufacturers, and about all we did, even in the way of assembling, was to put on the wheels, the tires, and the body. That would really be the most economical method of manufacturing if only one could be certain that all of the various parts would be made on the manufacturing plan that I have above outlined. The most economical manufacturing of the future will be that in which the whole of an article is not made under one roof—unless, of course, it be a very simple article. The modern—or better, the future—method is to have each part made where it may best be made and then assemble the parts into a complete unit at the points of consumption. That is the method we are now following and expect to extend. It would make no difference whether one company or one individual owned all the factories fabricating the component parts of a single product, or whether such part were made in our independently owned factory, if only all adopted the same service methods. If we can buy as good a part as we can make ourselves and the supply is ample and the price right, we do not attempt to make it ourselves—or, at any rate, to make more than an emergency supply. In fact, it might be better to have the ownership widely scattered.
I had been experimenting principally upon the cutting down of weight. Excess weight kills any self-propelled vehicle. There are a lot of fool ideas about weight. It is queer, when you come to think of it, how some fool terms get into current use. There is the phrase "heavyweight" as applied to a man's mental apparatus! What does it mean? No one wants to be fat and heavy of body—then why of head? For some clumsy reason we have come to confuse strength with weight. The crude methods of early building undoubtedly had much to do with this. The old ox-cart weighed a ton—and it had so much weight that it was weak! To carry a few tons of humanity from New York to Chicago, the railroad builds a train that weighs many hundred tons, and the result is an absolute loss of real strength and the extravagant waste of untold millions in the form of power. The law of diminishing returns begins to operate at the point where strength becomes weight. Weight may be desirable in a steam roller but nowhere else. Strength has nothing to do with weight. The mentality of the man who does things in the world is agile, light, and strong. The most beautiful things in the world are those from which all excess weight has been eliminated. Strength is never just weight—either in men or things. Whenever any one suggests to me that I might increase weight or add a part, I look into decreasing weight and eliminating a part! The car that I designed was lighter than any car that had yet been made. It would have been lighter if I had known how to make it so—later I got the materials to make the lighter car.
In our first year we built "Model A," selling the runabout for eight hundred and fifty dollars and the tonneau for one hundred dollars more. This model had a two-cylinder opposed motor developing eight horsepower. It had a chain drive, a seventy-two inch wheel base—which was supposed to be long—and a fuel capacity of five gallons. We made and sold 1,708 cars in the first year. That is how well the public responded.
Every one of these "Model A's" has a history. Take No. 420. Colonel D. C. Collier of California bought it in 1904. He used it for a couple of years, sold it, and bought a new Ford. No. 420 changed hands frequently until 1907 when it was bought by one Edmund Jacobs living near Ramona in the heart of the mountains. He drove it for several years in the roughest kind of work. Then he bought a new Ford and sold his old one. By 1915 No. 420 had passed into the hands of a man named Cantello who took out the motor, hitched it to a water pump, rigged up shafts on the chassis and now, while the motor chugs away at the pumping of water, the chassis drawn by a burro acts as a buggy. The moral, of course, is that you can dissect a Ford but you cannot kill it.
In our first advertisement we said:
Our purpose is to construct and market an automobile specially designed for everyday wear and tear—business, professional, and family use; an automobile which will attain to a sufficient speed to satisfy the average person without acquiring any of those breakneck velocities which are so universally condemned; a machine which will be admired by man, woman, and child alike for its compactness, its simplicity, its safety, its all-around convenience, and—last but not least—its exceedingly reasonable price, which places it within the reach of many thousands who could not think of paying the comparatively fabulous prices asked for most machines.
And these are the points we emphasized:
Good material.
Simplicity—most of the cars at that time required considerable skill in their management.
The engine.
The ignition—which was furnished by two sets of six dry cell batteries.
The automatic oiling.
The simplicity and the ease of control of the transmission, which was of the planetary type.
The workmanship.
We did not make the pleasure appeal. We never have. In its first advertising we showed that a motor car was a utility. We said:
We often hear quoted the old proverb, "Time is money"—and yet how few business and professional men act as if they really believed its truth.
Men who are constantly complaining of shortage of time and lamenting the fewness of days in the week—men to whom every five minutes wasted means a dollar thrown away—men to whom five minutes' delay sometimes means the loss of many dollars—will yet depend on the haphazard, uncomfortable, and limited means of transportation afforded by street cars, etc., when the investment of an exceedingly moderate sum in the purchase of a perfected, efficient, high-grade automobile would cut out anxiety and unpunctuality and provide a luxurious means of travel ever at your beck and call.
Always ready, always sure.
Built to save you time and consequent money.
Built to take you anywhere you want to go and bring you back again on time.
Built to add to your reputation for punctuality; to keep your customers good-humoured and in a buying mood.
Built for business or pleasure—just as you say.
Built also for the good of your health—to carry you "jarlessly" over any kind of half decent roads, to refresh your brain with the luxury of much "out-doorness" and your lungs with the "tonic of tonics"—the right kind of atmosphere.
It is your say, too, when it comes to speed. You can—if you choose—loiter lingeringly through shady avenues or you can press down on the foot-lever until all the scenery looks alike to you and you have to keep your eyes skinned to count the milestones as they pass.
I am giving the gist of this advertisement to show that, from the beginning, we were looking to providing service—we never bothered with a "sporting car."
The business went along almost as by magic. The cars gained a reputation for standing up. They were tough, they were simple, and they were well made. I was working on my design for a universal single model but I had not settled the designs nor had we the money to build and equip the proper kind of plant for manufacturing. I had not the money to discover the very best and lightest materials. We still had to accept the materials that the market offered—we got the best to be had but we had no facilities for the scientific investigation of materials or for original research.
My associates were not convinced that it was possible to restrict our cars to a single model. The automobile trade was following the old bicycle trade, in which every manufacturer thought it necessary to bring out a new model each year and to make it so unlike all previous models that those who had bought the former models would want to get rid of the old and buy the new. That was supposed to be good business. It is the same idea that women submit to in their clothing and hats. That is not service—it seeks only to provide something new, not something better. It is extraordinary how firmly rooted is the notion that business—continuous selling—depends not on satisfying the customer once and for all, but on first getting his money for one article and then persuading him he ought to buy a new and different one. The plan which I then had in the back of my head but to which we were not then sufficiently advanced to give expression, was that, when a model was settled upon then every improvement on that model should be interchangeable with the old model, so that a car should never get out of date. It is my ambition to have every piece of machinery, or other non-consumable product that I turn out, so strong and so well made that no one ought ever to have to buy a second one. A good machine of any kind ought to last as long as a good watch.
In the second year we scattered our energies among three models. We made a four-cylinder touring car, "Model B," which sold for two thousand dollars; "Model C," which was a slightly improved "Model A" and sold at fifty dollars more than the former price; and "Model F," a touring car which sold for a thousand dollars. That is, we scattered our energy and increased prices—and therefore we sold fewer cars than in the first year. The sales were 1,695 cars.
That "Model B"—the first four-cylinder car for general road use—had to be advertised. Winning a race or making a record was then the best kind of advertising. So I fixed up the "Arrow," the twin of the old "999"—in fact practically remade it—and a week before the New York Automobile show I drove it myself over a surveyed mile straightaway on the ice. I shall never forget that race. The ice seemed smooth enough, so smooth that if I had called off the trial we should have secured an immense amount of the wrong kind of advertising, but instead of being smooth, that ice was seamed with fissures which I knew were going to mean trouble the moment I got up speed. But there was nothing to do but go through with the trial, and I let the old "Arrow" out. At every fissure the car leaped into the air. I never knew how it was coming down. When I wasn't in the air, I was skidding, but somehow I stayed top side up and on the course, making a record that went all over the world! That put "Model B" on the map—but not enough on to overcome the price advances. No stunt and no advertising will sell an article for any length of time. Business is not a game. The moral is coming.
Our little wooden shop had, with the business we were doing, become totally inadequate, and in 1906 we took out of our working capital sufficient funds to build a three-story plant at the corner of Piquette and Beaubien streets—which for the first time gave us real manufacturing facilities. We began to make and to assemble quite a number of the parts, although still we were principally an assembling shop. In 1905-1906 we made only two models—one the four-cylinder car at $2,000 and another touring car at $1,000, both being the models of the previous year—and our sales dropped to 1,599 cars.
Some said it was because we had not brought out new models. I thought it was because our cars were too expensive—they did not appeal to the 95 per cent. I changed the policy in the next year—having first acquired stock control. For 1906-1907 we entirely left off making touring cars and made three models of runabouts and roadsters, none of which differed materially from the other in manufacturing process or in component parts, but were somewhat different in appearance. The big thing was that the cheapest car sold for $600 and the most expensive for only $750, and right there came the complete demonstration of what price meant. We sold 8,423 cars—nearly five times as many as in our biggest previous year. Our banner week was that of May 15, 1908, when we assembled 311 cars in six working days. It almost swamped our facilities. The foreman had a tallyboard on which he chalked up each car as it was finished and turned over to the testers. The tallyboard was hardly equal to the task. On one day in the following June we assembled an even one hundred cars.
In the next year we departed from the programme that had been so successful and I designed a big car—fifty horsepower, six cylinder—that would burn up the roads. We continued making our small cars, but the 1907 panic and the diversion to the more expensive model cut down the sales to 6,398 cars.
We had been through an experimenting period of five years. The cars were beginning to be sold in Europe. The business, as an automobile business then went, was considered extraordinarily prosperous. We had plenty of money. Since the first year we have practically always had plenty of money. We sold for cash, we did not borrow money, and we sold directly to the purchaser. We had no bad debts and we kept within ourselves on every move. I have always kept well within my resources. I have never found it necessary to strain them, because, inevitably, if you give attention to work and service, the resources will increase more rapidly than you can devise ways and means of disposing of them.
We were careful in the selection of our salesmen. At first there was great difficulty in getting good salesmen because the automobile trade was not supposed to be stable. It was supposed to be dealing in a luxury—in pleasure vehicles. We eventually appointed agents, selecting the very best men we could find, and then paying to them a salary larger than they could possibly earn in business for themselves. In the beginning we had not paid much in the way of salaries. We were feeling our way, but when we knew what our way was, we adopted the policy of paying the very highest reward for service and then insisting upon getting the highest service. Among the requirements for an agent we laid down the following:
(1) A progressive, up-to-date man keenly alive to the possibilities of business.
(2) A suitable place of business clean and dignified in appearance.
(3) A stock of parts sufficient to make prompt replacements and keep in active service every Ford car in his territory.
(4) An adequately equipped repair shop which has in it the right machinery for every necessary repair and adjustment.
(5) Mechanics who are thoroughly familiar with the construction and operation of Ford cars.
(6) A comprehensive bookkeeping system and a follow-up sales system, so that it may be instantly apparent what is the financial status of the various departments of his business, the condition and size of his stock, the present owners of cars, and the future prospects.
(7) Absolute cleanliness throughout every department. There must be no unwashed windows, dusty furniture, dirty floors.
(8) A suitable display sign.
(9) The adoption of policies which will ensure absolutely square dealing and the highest character of business ethics.
And this is the general instruction that was issued:
A dealer or a salesman ought to have the name of every possible automobile buyer in his territory, including all those who have never given the matter a thought. He should then personally solicit by visitation if possible—by correspondence at the least—every man on that list and then making necessary memoranda, know the automobile situation as related to every resident so solicited. If your territory is too large to permit this, you have too much territory.
The way was not easy. We were harried by a big suit brought against the company to try to force us into line with an association of automobile manufacturers, who were operating under the false principle that there was only a limited market for automobiles and that a monopoly of that market was essential. This was the famous Selden Patent suit. At times the support of our defense severely strained our resources. Mr. Selden, who has but recently died, had little to do with the suit. It was the association which sought a monopoly under the patent. The situation was this:
George B. Selden, a patent attorney, filed an application as far back as 1879 for a patent the object of which was stated to be "The production of a safe, simple, and cheap road locomotive, light in weight, easy to control, possessed of sufficient power to overcome an ordinary inclination." This application was kept alive in the Patent Office, by methods which are perfectly legal, until 1895, when the patent was granted. In 1879, when the application was filed, the automobile was practically unknown to the general public, but by the time the patent was issued everybody was familiar with self-propelled vehicles, and most of the men, including myself, who had been for years working on motor propulsion, were surprised to learn that what we had made practicable was covered by an application of years before, although the applicant had kept his idea merely as an idea. He had done nothing to put it into practice.
The specific claims under the patent were divided into six groups and I think that not a single one of them was a really new idea even in 1879 when the application was filed. The Patent Office allowed a combination and issued a so-called "combination patent" deciding that the combination (a) of a carriage with its body machinery and steering wheel, with the (b) propelling mechanism clutch and gear, and finally (c) the engine, made a valid patent.
With all of that we were not concerned. I believed that my engine had nothing whatsoever in common with what Selden had in mind. The powerful combination of manufacturers who called themselves the "licensed manufacturers" because they operated under licenses from the patentee, brought suit against us as soon as we began to be a factor in motor production. The suit dragged on. It was intended to scare us out of business. We took volumes of testimony, and the blow came on September 15, 1909, when Judge Hough rendered an opinion in the United States District Court finding against us. Immediately that Licensed Association began to advertise, warning prospective purchasers against our cars. They had done the same thing in 1903 at the start of the suit, when it was thought that we could be put out of business. I had implicit confidence that eventually we should win our suit. I simply knew that we were right, but it was a considerable blow to get the first decision against us, for we believed that many buyers—even though no injunction was issued against us—would be frightened away from buying because of the threats of court action against individual owners. The idea was spread that if the suit finally went against me, every man who owned a Ford car would be prosecuted. Some of my more enthusiastic opponents, I understand, gave it out privately that there would be criminal as well as civil suits and that a man buying a Ford car might as well be buying a ticket to jail. We answered with an advertisement for which we took four pages in the principal newspapers all over the country. We set out our case—we set out our confidence in victory—and in conclusion said:
In conclusion we beg to state if there are any prospective automobile buyers who are at all intimidated by the claims made by our adversaries that we will give them, in addition to the protection of the Ford Motor Company with its some $6,000,000.00 of assets, an individual bond backed by a Company of more than $6,000,000.00 more of assets, so that each and every individual owner of a Ford car will be protected until at least $12,000,000.00 of assets have been wiped out by those who desire to control and monopolize this wonderful industry.
The bond is yours for the asking, so do not allow yourself to be sold inferior cars at extravagant prices because of any statement made by this "Divine" body.
N. B.—This fight is not being waged by the Ford Motor Company without the advice and counsel of the ablest patent attorneys of the East and West.
We thought that the bond would give assurance to the buyers—that they needed confidence. They did not. We sold more than eighteen thousand cars—nearly double the output of the previous year—and I think about fifty buyers asked for bonds—perhaps it was less than that.
As a matter of fact, probably nothing so well advertised the Ford car and the Ford Motor Company as did this suit. It appeared that we were the under dog and we had the public's sympathy. The association had seventy million dollars—we at the beginning had not half that number of thousands. I never had a doubt as to the outcome, but nevertheless it was a sword hanging over our heads that we could as well do without. Prosecuting that suit was probably one of the most shortsighted acts that any group of American business men has ever combined to commit. Taken in all its sidelights, it forms the best possible example of joining unwittingly to kill a trade. I regard it as most fortunate for the automobile makers of the country that we eventually won, and the association ceased to be a serious factor in the business. By 1908, however, in spite of this suit, we had come to a point where it was possible to announce and put into fabrication the kind of car that I wanted to build.
CHAPTER IV
THE SECRET OF MANUFACTURING AND SERVING
Now I am not outlining the career of the Ford Motor Company for any personal reason. I am not saying: "Go thou and do likewise." What I am trying to emphasize is that the ordinary way of doing business is not the best way. I am coming to the point of my entire departure from the ordinary methods. From this point dates the extraordinary success of the company.
We had been fairly following the custom of the trade. Our automobile was less complex than any other. We had no outside money in the concern. But aside from these two points we did not differ materially from the other automobile companies, excepting that we had been somewhat more successful and had rigidly pursued the policy of taking all cash discounts, putting our profits back into the business, and maintaining a large cash balance. We entered cars in all of the races. We advertised and we pushed our sales. Outside of the simplicity of the construction of the car, our main difference in design was that we made no provision for the purely "pleasure car." We were just as much a pleasure car as any other car on the market, but we gave no attention to purely luxury features. We would do special work for a buyer, and I suppose that we would have made a special car at a price. We were a prosperous company. We might easily have sat down and said: "Now we have arrived. Let us hold what we have got."
Indeed, there was some disposition to take this stand. Some of the stockholders were seriously alarmed when our production reached one hundred cars a day. They wanted to do something to stop me from ruining the company, and when I replied to the effect that one hundred cars a day was only a trifle and that I hoped before long to make a thousand a day, they were inexpressibly shocked and I understand seriously contemplated court action. If I had followed the general opinion of my associates I should have kept the business about as it was, put our funds into a fine administration building, tried to make bargains with such competitors as seemed too active, made new designs from time to time to catch the fancy of the public, and generally have passed on into the position of a quiet, respectable citizen with a quiet, respectable business.
The temptation to stop and hang on to what one has is quite natural. I can entirely sympathize with the desire to quit a life of activity and retire to a life of ease. I have never felt the urge myself but I can comprehend what it is—although I think that a man who retires ought entirely to get out of a business. There is a disposition to retire and retain control. It was, however, no part of my plan to do anything of that sort. I regarded our progress merely as an invitation to do more—as an indication that we had reached a place where we might begin to perform a real service. I had been planning every day through these years toward a universal car. The public had given its reactions to the various models. The cars in service, the racing, and the road tests gave excellent guides as to the changes that ought to be made, and even by 1905 I had fairly in mind the specifications of the kind of car I wanted to build. But I lacked the material to give strength without weight. I came across that material almost by accident.
In 1905 I was at a motor race at Palm Beach. There was a big smash-up and a French car was wrecked. We had entered our "Model K"—the high-powered six. I thought the foreign cars had smaller and better parts than we knew anything about. After the wreck I picked up a little valve strip stem. It was very light and very strong. I asked what it was made of. Nobody knew. I gave the stem to my assistant.
"Find out all about this," I told him. "That is the kind of material we ought to have in our cars."
He found eventually that it was a French steel and that there was vanadium in it. We tried every steel maker in America—not one could make vanadium steel. I sent to England for a man who understood how to make the steel commercially. The next thing was to get a plant to turn it out. That was another problem. Vanadium requires 3,000 degrees Fahrenheit. The ordinary furnace could not go beyond 2,700 degrees. I found a small steel company in Canton, Ohio. I offered to guarantee them against loss if they would run a heat for us. They agreed. The first heat was a failure. Very little vanadium remained in the steel. I had them try again, and the second time the steel came through. Until then we had been forced to be satisfied with steel running between 60,000 and 70,000 pounds tensile strength. With vanadium, the strength went up to 170,000 pounds.
Having vanadium in hand I pulled apart our models and tested in detail to determine what kind of steel was best for every part—whether we wanted a hard steel, a tough steel, or an elastic steel. We, for the first time I think, in the history of any large construction, determined scientifically the exact quality of the steel. As a result we then selected twenty different types of steel for the various steel parts. About ten of these were vanadium. Vanadium was used wherever strength and lightness were required. Of course they are not all the same kind of vanadium steel. The other elements vary according to whether the part is to stand hard wear or whether it needs spring—in short, according to what it needs. Before these experiments I believe that not more than four different grades of steel had ever been used in automobile construction. By further experimenting, especially in the direction of heat treating, we have been able still further to increase the strength of the steel and therefore to reduce the weight of the car. In 1910 the French Department of Commerce and Industry took one of our steering spindle connecting rod yokes—selecting it as a vital unit—and tried it against a similar part from what they considered the best French car, and in every test our steel proved the stronger.
The vanadium steel disposed of much of the weight. The other requisites of a universal car I had already worked out and many of them were in practice. The design had to balance. Men die because a part gives out. Machines wreck themselves because some parts are weaker than others. Therefore, a part of the problem in designing a universal car was to have as nearly as possible all parts of equal strength considering their purpose—to put a motor in a one-horse shay. Also it had to be fool proof. This was difficult because a gasoline motor is essentially a delicate instrument and there is a wonderful opportunity for any one who has a mind that way to mess it up. I adopted this slogan:
"When one of my cars breaks down I know I am to blame."
From the day the first motor car appeared on the streets it had to me appeared to be a necessity. It was this knowledge and assurance that led me to build to the one end—a car that would meet the wants of the multitudes. All my efforts were then and still are turned to the production of one car—one model. And, year following year, the pressure was, and still is, to improve and refine and make better, with an increasing reduction in price. The universal car had to have these attributes:
(1) Quality in material to give service in use. Vanadium steel is the strongest, toughest, and most lasting of steels. It forms the foundation and super-structure of the cars. It is the highest quality steel in this respect in the world, regardless of price.
(2) Simplicity in operation—because the masses are not mechanics.
(3) Power in sufficient quantity.
(4) Absolute reliability—because of the varied uses to which the cars would be put and the variety of roads over which they would travel.
(5) Lightness. With the Ford there are only 7.95 pounds to be carried by each cubic inch of piston displacement. This is one of the reasons why Ford cars are "always going," wherever and whenever you see them—through sand and mud, through slush, snow, and water, up hills, across fields and roadless plains.
(6) Control—to hold its speed always in hand, calmly and safely meeting every emergency and contingency either in the crowded streets of the city or on dangerous roads. The planetary transmission of the Ford gave this control and anybody could work it. That is the "why" of the saying: "Anybody can drive a Ford." It can turn around almost anywhere.
(7) The more a motor car weighs, naturally the more fuel and lubricants are used in the driving; the lighter the weight, the lighter the expense of operation. The light weight of the Ford car in its early years was used as an argument against it. Now that is all changed.
The design which I settled upon was called "Model T." The important feature of the new model—which, if it were accepted, as I thought it would be, I intended to make the only model and then start into real production—was its simplicity. There were but four constructional units in the car—the power plant, the frame, the front axle, and the rear axle. All of these were easily accessible and they were designed so that no special skill would be required for their repair or replacement. I believed then, although I said very little about it because of the novelty of the idea, that it ought to be possible to have parts so simple and so inexpensive that the menace of expensive hand repair work would be entirely eliminated. The parts could be made so cheaply that it would be less expensive to buy new ones than to have old ones repaired. They could be carried in hardware shops just as nails or bolts are carried. I thought that it was up to me as the designer to make the car so completely simple that no one could fail to understand it.
That works both ways and applies to everything. The less complex an article, the easier it is to make, the cheaper it may be sold, and therefore the greater number may be sold.
It is not necessary to go into the technical details of the construction but perhaps this is as good a place as any to review the various models, because "Model T" was the last of the models and the policy which it brought about took this business out of the ordinary line of business. Application of the same idea would take any business out of the ordinary run.
I designed eight models in all before "Model T." They were: "Model A," "Model B," "Model C," "Model F," "Model N," "Model R," "Model S," and "Model K." Of these, Models "A," "C," and "F" had two-cylinder opposed horizontal motors. In "Model A" the motor was at the rear of the driver's seat. In all of the other models it was in a hood in front. Models "B," "N," "R," and "S" had motors of the four-cylinder vertical type. "Model K" had six cylinders. "Model A" developed eight horsepower. "Model B" developed twenty-four horsepower with a 4-1/2-inch cylinder and a 5-inch stroke. The highest horsepower was in "Model K," the six-cylinder car, which developed forty horsepower. The largest cylinders were those of "Model B." The smallest were in Models "N," "R," and "S" which were 3-3/4 inches in diameter with a 3-3/8-inch stroke. "Model T" has a 3-3/4-inch cylinder with a 4-inch stroke. The ignition was by dry batteries in all excepting "Model B," which had storage batteries, and in "Model K" which had both battery and magneto. In the present model, the magneto is a part of the power plant and is built in. The clutch in the first four models was of the cone type; in the last four and in the present model, of the multiple disc type. The transmission in all of the cars has been planetary. "Model A" had a chain drive. "Model B" had a shaft drive. The next two models had chain drives. Since then all of the cars have had shaft drives. "Model A" had a 72-inch wheel base. Model "B," which was an extremely good car, had 92 inches. "Model K" had 120 inches. "Model C" had 78 inches. The others had 84 inches, and the present car has 100 inches. In the first five models all of the equipment was extra. The next three were sold with a partial equipment. The present car is sold with full equipment. Model "A" weighed 1,250 pounds. The lightest cars were Models "N" and "R." They weighed 1,050 pounds, but they were both runabouts. The heaviest car was the six-cylinder, which weighed 2,000 pounds. The present car weighs 1,200 lbs.
The "Model T" had practically no features which were not contained in some one or other of the previous models. Every detail had been fully tested in practice. There was no guessing as to whether or not it would be a successful model. It had to be. There was no way it could escape being so, for it had not been made in a day. It contained all that I was then able to put into a motor car plus the material, which for the first time I was able to obtain. We put out "Model T" for the season 1908-1909.
The company was then five years old. The original factory space had been .28 acre. We had employed an average of 311 people in the first year, built 1,708 cars, and had one branch house. In 1908, the factory space had increased to 2.65 acres and we owned the building. The average number of employees had increased to 1,908. We built 6,181 cars and had fourteen branch houses. It was a prosperous business.
During the season 1908-1909 we continued to make Models "R" and "S," four-cylinder runabouts and roadsters, the models that had previously been so successful, and which sold at $700 and $750. But "Model T" swept them right out. We sold 10,607 cars—a larger number than any manufacturer had ever sold. The price for the touring car was $850. On the same chassis we mounted a town car at $1,000, a roadster at $825, a coupe at $950, and a landaulet at $950.
This season demonstrated conclusively to me that it was time to put the new policy in force. The salesmen, before I had announced the policy, were spurred by the great sales to think that even greater sales might be had if only we had more models. It is strange how, just as soon as an article becomes successful, somebody starts to think that it would be more successful if only it were different. There is a tendency to keep monkeying with styles and to spoil a good thing by changing it. The salesmen were insistent on increasing the line. They listened to the 5 per cent., the special customers who could say what they wanted, and forgot all about the 95 per cent. who just bought without making any fuss. No business can improve unless it pays the closest possible attention to complaints and suggestions. If there is any defect in service then that must be instantly and rigorously investigated, but when the suggestion is only as to style, one has to make sure whether it is not merely a personal whim that is being voiced. Salesmen always want to cater to whims instead of acquiring sufficient knowledge of their product to be able to explain to the customer with the whim that what they have will satisfy his every requirement—that is, of course, provided what they have does satisfy these requirements.
Therefore in 1909 I announced one morning, without any previous warning, that in the future we were going to build only one model, that the model was going to be "Model T," and that the chassis would be exactly the same for all cars, and I remarked:
"Any customer can have a car painted any colour that he wants so long as it is black."
I cannot say that any one agreed with me. The selling people could not of course see the advantages that a single model would bring about in production. More than that, they did not particularly care. They thought that our production was good enough as it was and there was a very decided opinion that lowering the sales price would hurt sales, that the people who wanted quality would be driven away and that there would be none to replace them. There was very little conception of the motor industry. A motor car was still regarded as something in the way of a luxury. The manufacturers did a good deal to spread this idea. Some clever persons invented the name "pleasure car" and the advertising emphasized the pleasure features. The sales people had ground for their objections and particularly when I made the following announcement:
"I will build a motor car for the great multitude. It will be large enough for the family but small enough for the individual to run and care for. It will be constructed of the best materials, by the best men to be hired, after the simplest designs that modern engineering can devise. But it will be so low in price that no man making a good salary will be unable to own one—and enjoy with his family the blessing of hours of pleasure in God's great open spaces."
This announcement was received not without pleasure. The general comment was:
"If Ford does that he will be out of business in six months."
The impression was that a good car could not be built at a low price, and that, anyhow, there was no use in building a low-priced car because only wealthy people were in the market for cars. The 1908-1909 sales of more than ten thousand cars had convinced me that we needed a new factory. We already had a big modern factory—the Piquette Street plant. It was as good as, perhaps a little better than, any automobile factory in the country. But I did not see how it was going to care for the sales and production that were inevitable. So I bought sixty acres at Highland Park, which was then considered away out in the country from Detroit. The amount of ground bought and the plans for a bigger factory than the world has ever seen were opposed. The question was already being asked:
"How soon will Ford blow up?"
Nobody knows how many thousand times it has been asked since. It is asked only because of the failure to grasp that a principle rather than an individual is at work, and the principle is so simple that it seems mysterious.
For 1909-1910, in order to pay for the new land and buildings, I slightly raised the prices. This is perfectly justifiable and results in a benefit, not an injury, to the purchaser. I did exactly the same thing a few years ago—or rather, in that case I did not lower the price as is my annual custom, in order to build the River Rouge plant. The extra money might in each case have been had by borrowing, but then we should have had a continuing charge upon the business and all subsequent cars would have had to bear this charge. The price of all the models was increased $100, with the exception of the roadster, which was increased only $75 and of the landaulet and town car, which were increased $150 and $200 respectively. We sold 18,664 cars, and then for 1910-1911, with the new facilities, I cut the touring car from $950 to $780 and we sold 34,528 cars. That is the beginning of the steady reduction in the price of the cars in the face of ever-increasing cost of materials and ever-higher wages.
Contrast the year 1908 with the year 1911. The factory space increased from 2.65 to 32 acres. The average number of employees from 1,908 to 4,110, and the cars built from a little over six thousand to nearly thirty-five thousand. You will note that men were not employed in proportion to the output.
We were, almost overnight it seems, in great production. How did all this come about?
Simply through the application of an inevitable principle. By the application of intelligently directed power and machinery. In a little dark shop on a side street an old man had laboured for years making axe handles. Out of seasoned hickory he fashioned them, with the help of a draw shave, a chisel, and a supply of sandpaper. Carefully was each handle weighed and balanced. No two of them were alike. The curve must exactly fit the hand and must conform to the grain of the wood. From dawn until dark the old man laboured. His average product was eight handles a week, for which he received a dollar and a half each. And often some of these were unsaleable—because the balance was not true.
To-day you can buy a better axe handle, made by machinery, for a few cents. And you need not worry about the balance. They are all alike—and every one is perfect. Modern methods applied in a big way have not only brought the cost of axe handles down to a fraction of their former cost—but they have immensely improved the product.
It was the application of these same methods to the making of the Ford car that at the very start lowered the price and heightened the quality. We just developed an idea. The nucleus of a business may be an idea. That is, an inventor or a thoughtful workman works out a new and better way to serve some established human need; the idea commends itself, and people want to avail themselves of it. In this way a single individual may prove, through his idea or discovery, the nucleus of a business. But the creation of the body and bulk of that business is shared by everyone who has anything to do with it. No manufacturer can say: "I built this business"—if he has required the help of thousands of men in building it. It is a joint production. Everyone employed in it has contributed something to it. By working and producing they make it possible for the purchasing world to keep coming to that business for the type of service it provides, and thus they help establish a custom, a trade, a habit which supplies them with a livelihood. That is the way our company grew and just how I shall start explaining in the next chapter.
In the meantime, the company had become world-wide. We had branches in London and in Australia. We were shipping to every part of the world, and in England particularly we were beginning to be as well known as in America. The introduction of the car in England was somewhat difficult on account of the failure of the American bicycle. Because the American bicycle had not been suited to English uses it was taken for granted and made a point of by the distributors that no American vehicle could appeal to the British market. Two "Model A's" found their way to England in 1903. The newspapers refused to notice them. The automobile agents refused to take the slightest interest. It was rumoured that the principal components of its manufacture were string and hoop wire and that a buyer would be lucky if it held together for a fortnight! In the first year about a dozen cars in all were used; the second was only a little better. And I may say as to the reliability of that "Model A" that most of them after nearly twenty years are still in some kind of service in England.
In 1905 our agent entered a "Model C" in the Scottish Reliability Trials. In those days reliability runs were more popular in England than motor races. Perhaps there was no inkling that after all an automobile was not merely a toy. The Scottish Trials was over eight hundred miles of hilly, heavy roads. The Ford came through with only one involuntary stop against it. That started the Ford sales in England. In that same year Ford taxicabs were placed in London for the first time. In the next several years the sales began to pick up. The cars went into every endurance and reliability test and won every one of them. The Brighton dealer had ten Fords driven over the South Downs for two days in a kind of steeplechase and every one of them came through. As a result six hundred cars were sold that year. In 1911 Henry Alexander drove a "Model T" to the top of Ben Nevis, 4,600 feet. That year 14,060 cars were sold in England, and it has never since been necessary to stage any kind of a stunt. We eventually opened our own factory at Manchester; at first it was purely an assembling plant. But as the years have gone by we have progressively made more and more of the car.
CHAPTER V
GETTING INTO PRODUCTION
If a device would save in time just 10 per cent. or increase results 10 per cent., then its absence is always a 10 per cent. tax. If the time of a person is worth fifty cents an hour, a 10 per cent. saving is worth five cents an hour. If the owner of a skyscraper could increase his income 10 per cent., he would willingly pay half the increase just to know how. The reason why he owns a skyscraper is that science has proved that certain materials, used in a given way, can save space and increase rental incomes. A building thirty stories high needs no more ground space than one five stories high. Getting along with the old-style architecture costs the five-story man the income of twenty-five floors. Save ten steps a day for each of twelve thousand employees and you will have saved fifty miles of wasted motion and misspent energy.
Those are the principles on which the production of my plant was built up. They all come practically as of course. In the beginning we tried to get machinists. As the necessity for production increased it became apparent not only that enough machinists were not to be had, but also that skilled men were not necessary in production, and out of this grew a principle that I later want to present in full.
It is self-evident that a majority of the people in the world are not mentally—even if they are physically—capable of making a good living. That is, they are not capable of furnishing with their own hands a sufficient quantity of the goods which this world needs to be able to exchange their unaided product for the goods which they need. I have heard it said, in fact I believe it is quite a current thought, that we have taken skill out of work. We have not. We have put in skill. We have put a higher skill into planning, management, and tool building, and the results of that skill are enjoyed by the man who is not skilled. This I shall later enlarge on.
We have to recognize the unevenness in human mental equipments. If every job in our place required skill the place would never have existed. Sufficiently skilled men to the number needed could not have been trained in a hundred years. A million men working by hand could not even approximate our present daily output. No one could manage a million men. But more important than that, the product of the unaided hands of those million men could not be sold at a price in consonance with buying power. And even if it were possible to imagine such an aggregation and imagine its management and correlation, just think of the area that it would have to occupy! How many of the men would be engaged, not in producing, but in merely carrying from place to place what the other men had produced? I cannot see how under such conditions the men could possibly be paid more than ten or twenty cents a day—for of course it is not the employer who pays wages. He only handles the money. It is the product that pays the wages and it is the management that arranges the production so that the product may pay the wages.
The more economical methods of production did not begin all at once. They began gradually—just as we began gradually to make our own parts. "Model T" was the first motor that we made ourselves. The great economies began in assembling and then extended to other sections so that, while to-day we have skilled mechanics in plenty, they do not produce automobiles—they make it easy for others to produce them. Our skilled men are the tool makers, the experimental workmen, the machinists, and the pattern makers. They are as good as any men in the world—so good, indeed, that they should not be wasted in doing that which the machines they contrive can do better. The rank and file of men come to us unskilled; they learn their jobs within a few hours or a few days. If they do not learn within that time they will never be of any use to us. These men are, many of them, foreigners, and all that is required before they are taken on is that they should be potentially able to do enough work to pay the overhead charges on the floor space they occupy. They do not have to be able-bodied men. We have jobs that require great physical strength—although they are rapidly lessening; we have other jobs that require no strength whatsoever—jobs which, as far as strength is concerned, might be attended to by a child of three.
It is not possible, without going deeply into technical processes, to present the whole development of manufacturing, step by step, in the order in which each thing came about. I do not know that this could be done, because something has been happening nearly every day and nobody can keep track. Take at random a number of the changes. From them it is possible not only to gain some idea of what will happen when this world is put on a production basis, but also to see how much more we pay for things than we ought to, and how much lower wages are than they ought to be, and what a vast field remains to be explored. The Ford Company is only a little way along on the journey.
A Ford car contains about five thousand parts—that is counting screws, nuts, and all. Some of the parts are fairly bulky and others are almost the size of watch parts. In our first assembling we simply started to put a car together at a spot on the floor and workmen brought to it the parts as they were needed in exactly the same way that one builds a house. When we started to make parts it was natural to create a single department of the factory to make that part, but usually one workman performed all of the operations necessary on a small part. The rapid press of production made it necessary to devise plans of production that would avoid having the workers falling over one another. The undirected worker spends more of his time walking about for materials and tools than he does in working; he gets small pay because pedestrianism is not a highly paid line.
The first step forward in assembly came when we began taking the work to the men instead of the men to the work. We now have two general principles in all operations—that a man shall never have to take more than one step, if possibly it can be avoided, and that no man need ever stoop over.
The principles of assembly are these:
(1) Place the tools and the men in the sequence of the operation so that each component part shall travel the least possible distance while in the process of finishing.
(2) Use work slides or some other form of carrier so that when a workman completes his operation, he drops the part always in the same place—which place must always be the most convenient place to his hand—and if possible have gravity carry the part to the next workman for his operation.
(3) Use sliding assembling lines by which the parts to be assembled are delivered at convenient distances.
The net result of the application of these principles is the reduction of the necessity for thought on the part of the worker and the reduction of his movements to a minimum. He does as nearly as possible only one thing with only one movement. The assembling of the chassis is, from the point of view of the non-mechanical mind, our most interesting and perhaps best known operation, and at one time it was an exceedingly important operation. We now ship out the parts for assembly at the point of distribution.
Along about April 1, 1913, we first tried the experiment of an assembly line. We tried it on assembling the flywheel magneto. We try everything in a little way first—we will rip out anything once we discover a better way, but we have to know absolutely that the new way is going to be better than the old before we do anything drastic.
I believe that this was the first moving line ever installed. The idea came in a general way from the overhead trolley that the Chicago packers use in dressing beef. We had previously assembled the fly-wheel magneto in the usual method. With one workman doing a complete job he could turn out from thirty-five to forty pieces in a nine-hour day, or about twenty minutes to an assembly. What he did alone was then spread into twenty-nine operations; that cut down the assembly time to thirteen minutes, ten seconds. Then we raised the height of the line eight inches—this was in 1914—and cut the time to seven minutes. Further experimenting with the speed that the work should move at cut the time down to five minutes. In short, the result is this: by the aid of scientific study one man is now able to do somewhat more than four did only a comparatively few years ago. That line established the efficiency of the method and we now use it everywhere. The assembling of the motor, formerly done by one man, is now divided into eighty-four operations—those men do the work that three times their number formerly did. In a short time we tried out the plan on the chassis.
About the best we had done in stationary chassis assembling was an average of twelve hours and twenty-eight minutes per chassis. We tried the experiment of drawing the chassis with a rope and windlass down a line two hundred fifty feet long. Six assemblers traveled with the chassis and picked up the parts from piles placed along the line. This rough experiment reduced the time to five hours fifty minutes per chassis. In the early part of 1914 we elevated the assembly line. We had adopted the policy of "man-high" work; we had one line twenty-six and three quarter inches and another twenty-four and one half inches from the floor—to suit squads of different heights. The waist-high arrangement and a further subdivision of work so that each man had fewer movements cut down the labour time per chassis to one hour thirty-three minutes. Only the chassis was then assembled in the line. The body was placed on in "John R. Street"—the famous street that runs through our Highland Park factories. Now the line assembles the whole car.
It must not be imagined, however, that all this worked out as quickly as it sounds. The speed of the moving work had to be carefully tried out; in the fly-wheel magneto we first had a speed of sixty inches per minute. That was too fast. Then we tried eighteen inches per minute. That was too slow. Finally we settled on forty-four inches per minute. The idea is that a man must not be hurried in his work—he must have every second necessary but not a single unnecessary second. We have worked out speeds for each assembly, for the success of the chassis assembly caused us gradually to overhaul our entire method of manufacturing and to put all assembling in mechanically driven lines. The chassis assembling line, for instance, goes at a pace of six feet per minute; the front axle assembly line goes at one hundred eighty-nine inches per minute. In the chassis assembling are forty-five separate operations or stations. The first men fasten four mud-guard brackets to the chassis frame; the motor arrives on the tenth operation and so on in detail. Some men do only one or two small operations, others do more. The man who places a part does not fasten it—the part may not be fully in place until after several operations later. The man who puts in a bolt does not put on the nut; the man who puts on the nut does not tighten it. On operation number thirty-four the budding motor gets its gasoline; it has previously received lubrication; on operation number forty-four the radiator is filled with water, and on operation number forty-five the car drives out onto John R. Street.
Essentially the same ideas have been applied to the assembling of the motor. In October, 1913, it required nine hours and fifty-four minutes of labour time to assemble one motor; six months later, by the moving assembly method, this time had been reduced to five hours and fifty-six minutes. Every piece of work in the shops moves; it may move on hooks on overhead chains going to assembly in the exact order in which the parts are required; it may travel on a moving platform, or it may go by gravity, but the point is that there is no lifting or trucking of anything other than materials. Materials are brought in on small trucks or trailers operated by cut-down Ford chassis, which are sufficiently mobile and quick to get in and out of any aisle where they may be required to go. No workman has anything to do with moving or lifting anything. That is all in a separate department—the department of transportation.
We started assembling a motor car in a single factory. Then as we began to make parts, we began to departmentalize so that each department would do only one thing. As the factory is now organized each department makes only a single part or assembles a part. A department is a little factory in itself. The part comes into it as raw material or as a casting, goes through the sequence of machines and heat treatments, or whatever may be required, and leaves that department finished. It was only because of transport ease that the departments were grouped together when we started to manufacture. I did not know that such minute divisions would be possible; but as our production grew and departments multiplied, we actually changed from making automobiles to making parts. Then we found that we had made another new discovery, which was that by no means all of the parts had to be made in one factory. It was not really a discovery—it was something in the nature of going around in a circle to my first manufacturing when I bought the motors and probably ninety per cent. of the parts. When we began to make our own parts we practically took for granted that they all had to be made in the one factory—that there was some special virtue in having a single roof over the manufacture of the entire car. We have now developed away from this. If we build any more large factories, it will be only because the making of a single part must be in such tremendous volume as to require a large unit. I hope that in the course of time the big Highland Park plant will be doing only one or two things. The casting has already been taken away from it and has gone to the River Rouge plant. So now we are on our way back to where we started from—excepting that, instead of buying our parts on the outside, we are beginning to make them in our own factories on the outside.
This is a development which holds exceptional consequences, for it means, as I shall enlarge in a later chapter, that highly standardized, highly subdivided industry need no longer become concentrated in large plants with all the inconveniences of transportation and housing that hamper large plants. A thousand or five hundred men ought to be enough in a single factory; then there would be no problem of transporting them to work or away from work and there would be no slums or any of the other unnatural ways of living incident to the overcrowding that must take place if the workmen are to live within reasonable distances of a very large plant.
Highland Park now has five hundred departments. Down at our Piquette plant we had only eighteen departments, and formerly at Highland Park we had only one hundred and fifty departments. This illustrates how far we are going in the manufacture of parts.
Hardly a week passes without some improvement being made somewhere in machine or process, and sometimes this is made in defiance of what is called "the best shop practice." I recall that a machine manufacturer was once called into conference on the building of a special machine. The specifications called for an output of two hundred per hour.
"This is a mistake," said the manufacturer, "you mean two hundred a day—no machine can be forced to two hundred an hour."
The company officer sent for the man who had designed the machine and they called his attention to the specification. He said:
"Yes, what about it?"
"It can't be done," said the manufacturer positively, "no machine built will do that—it is out of the question."
"Out of the question!" exclaimed the engineer, "if you will come down to the main floor you will see one doing it; we built one to see if it could be done and now we want more like it."
The factory keeps no record of experiments. The foremen and superintendents remember what has been done. If a certain method has formerly been tried and failed, somebody will remember it—but I am not particularly anxious for the men to remember what someone else has tried to do in the past, for then we might quickly accumulate far too many things that could not be done. That is one of the troubles with extensive records. If you keep on recording all of your failures you will shortly have a list showing that there is nothing left for you to try—whereas it by no means follows because one man has failed in a certain method that another man will not succeed.
They told us we could not cast gray iron by our endless chain method and I believe there is a record of failures. But we are doing it. The man who carried through our work either did not know or paid no attention to the previous figures. Likewise we were told that it was out of the question to pour the hot iron directly from the blast furnace into mould. The usual method is to run the iron into pigs, let them season for a time, and then remelt them for casting. But at the River Rouge plant we are casting directly from cupolas that are filled from the blast furnaces. Then, too, a record of failures—particularly if it is a dignified and well-authenticated record—deters a young man from trying. We get some of our best results from letting fools rush in where angels fear to tread.
None of our men are "experts." We have most unfortunately found it necessary to get rid of a man as soon as he thinks himself an expert—because no one ever considers himself expert if he really knows his job. A man who knows a job sees so much more to be done than he has done, that he is always pressing forward and never gives up an instant of thought to how good and how efficient he is. Thinking always ahead, thinking always of trying to do more, brings a state of mind in which nothing is impossible. The moment one gets into the "expert" state of mind a great number of things become impossible.
I refuse to recognize that there are impossibilities. I cannot discover that any one knows enough about anything on this earth definitely to say what is and what is not possible. The right kind of experience, the right kind of technical training, ought to enlarge the mind and reduce the number of impossibilities. It unfortunately does nothing of the kind. Most technical training and the average of that which we call experience, provide a record of previous failures and, instead of these failures being taken for what they are worth, they are taken as absolute bars to progress. If some man, calling himself an authority, says that this or that cannot be done, then a horde of unthinking followers start the chorus: "It can't be done."
Take castings. Castings has always been a wasteful process and is so old that it has accumulated many traditions which make improvements extraordinarily difficult to bring about. I believe one authority on moulding declared—before we started our experiments—that any man who said he could reduce costs within half a year wrote himself down as a fraud.
Our foundry used to be much like other foundries. When we cast the first "Model T" cylinders in 1910, everything in the place was done by hand; shovels and wheelbarrows abounded. The work was then either skilled or unskilled; we had moulders and we had labourers. Now we have about five per cent. of thoroughly skilled moulders and core setters, but the remaining 95 per cent. are unskilled, or to put it more accurately, must be skilled in exactly one operation which the most stupid man can learn within two days. The moulding is all done by machinery. Each part which we have to cast has a unit or units of its own—according to the number required in the plan of production. The machinery of the unit is adapted to the single casting; thus the men in the unit each perform a single operation that is always the same. A unit consists of an overhead railway to which at intervals are hung little platforms for the moulds. Without going into technical details, let me say the making of the moulds and the cores, and the packing of the cores, are done with the work in motion on the platforms. The metal is poured at another point as the work moves, and by the time the mould in which the metal has been poured reaches the terminal, it is cool enough to start on its automatic way to cleaning, machining, and assembling. And the platform is moving around for a new load.
Take the development of the piston-rod assembly. Even under the old plan, this operation took only three minutes and did not seem to be one to bother about. There were two benches and twenty-eight men in all; they assembled one hundred seventy-five pistons and rods in a nine-hour day—which means just five seconds over three minutes each. There was no inspection, and many of the piston and rod assemblies came back from the motor assembling line as defective. It is a very simple operation. The workman pushed the pin out of the piston, oiled the pin, slipped the rod in place, put the pin through the rod and piston, tightened one screw, and opened another screw. That was the whole operation. The foreman, examining the operation, could not discover why it should take as much as three minutes. He analyzed the motions with a stop-watch. He found that four hours out of a nine-hour day were spent in walking. The assembler did not go off anywhere, but he had to shift his feet to gather in his materials and to push away his finished piece. In the whole task, each man performed six operations. The foreman devised a new plan; he split the operation into three divisions, put a slide on the bench and three men on each side of it, and an inspector at the end. Instead of one man performing the whole operation, one man then performed only one third of the operation—he performed only as much as he could do without shifting his feet. They cut down the squad from twenty-eight to fourteen men. The former record for twenty-eight men was one hundred seventy-five assemblies a day. Now seven men turn out twenty-six hundred assemblies in eight hours. It is not necessary to calculate the savings there!
Painting the rear axle assembly once gave some trouble. It used to be dipped by hand into a tank of enamel. This required several handlings and the services of two men. Now one man takes care of it all on a special machine, designed and built in the factory. The man now merely hangs the assembly on a moving chain which carries it up over the enamel tank, two levers then thrust thimbles over the ends of the ladle shaft, the paint tank rises six feet, immerses the axle, returns to position, and the axle goes on to the drying oven. The whole cycle of operations now takes just thirteen seconds.
The radiator is a complex affair and soldering it used to be a matter of skill. There are ninety-five tubes in a radiator. Fitting and soldering these tubes in place is by hand a long operation, requiring both skill and patience. Now it is all done by a machine which will make twelve hundred radiator cores in eight hours; then they are soldered in place by being carried through a furnace by a conveyor. No tinsmith work and so no skill are required.
We used to rivet the crank-case arms to the crank-case, using pneumatic hammers which were supposed to be the latest development. It took six men to hold the hammers and six men to hold the casings, and the din was terrific. Now an automatic press operated by one man, who does nothing else, gets through five times as much work in a day as those twelve men did.
In the Piquette plant the cylinder casting traveled four thousand feet in the course of finishing; now it travels only slightly over three hundred feet.
There is no manual handling of material. There is not a single hand operation. If a machine can be made automatic, it is made automatic. Not a single operation is ever considered as being done in the best or cheapest way. At that, only about ten per cent. of our tools are special; the others are regular machines adjusted to the particular job. And they are placed almost side by side. We put more machinery per square foot of floor space than any other factory in the world—every foot of space not used carries an overhead expense. We want none of that waste. Yet there is all the room needed—no man has too much room and no man has too little room. Dividing and subdividing operations, keeping the work in motion—those are the keynotes of production. But also it is to be remembered that all the parts are designed so that they can be most easily made. And the saving? Although the comparison is not quite fair, it is startling. If at our present rate of production we employed the same number of men per car that we did when we began in 1903—and those men were only for assembly—we should to-day require a force of more than two hundred thousand. We have less than fifty thousand men on automobile production at our highest point of around four thousand cars a day!
CHAPTER VI
MACHINES AND MEN
That which one has to fight hardest against in bringing together a large number of people to do work is excess organization and consequent red tape. To my mind there is no bent of mind more dangerous than that which is sometimes described as the "genius for organization." This usually results in the birth of a great big chart showing, after the fashion of a family tree, how authority ramifies. The tree is heavy with nice round berries, each of which bears the name of a man or of an office. Every man has a title and certain duties which are strictly limited by the circumference of his berry.
If a straw boss wants to say something to the general superintendent, his message has to go through the sub-foreman, the foreman, the department head, and all the assistant superintendents, before, in the course of time, it reaches the general superintendent. Probably by that time what he wanted to talk about is already history. It takes about six weeks for the message of a man living in a berry on the lower left-hand corner of the chart to reach the president or chairman of the board, and if it ever does reach one of these august officials, it has by that time gathered to itself about a pound of criticisms, suggestions, and comments. Very few things are ever taken under "official consideration" until long after the time when they actually ought to have been done. The buck is passed to and fro and all responsibility is dodged by individuals—following the lazy notion that two heads are better than one.
Now a business, in my way of thinking, is not a machine. It is a collection of people who are brought together to do work and not to write letters to one another. It is not necessary for any one department to know what any other department is doing. If a man is doing his work he will not have time to take up any other work. It is the business of those who plan the entire work to see that all of the departments are working properly toward the same end. It is not necessary to have meetings to establish good feeling between individuals or departments. It is not necessary for people to love each other in order to work together. Too much good fellowship may indeed be a very bad thing, for it may lead to one man trying to cover up the faults of another. That is bad for both men.
When we are at work we ought to be at work. When we are at play we ought to be at play. There is no use trying to mix the two. The sole object ought to be to get the work done and to get paid for it. When the work is done, then the play can come, but not before. And so the Ford factories and enterprises have no organization, no specific duties attaching to any position, no line of succession or of authority, very few titles, and no conferences. We have only the clerical help that is absolutely required; we have no elaborate records of any kind, and consequently no red tape.
We make the individual responsibility complete. The workman is absolutely responsible for his work. The straw boss is responsible for the workmen under him. The foreman is responsible for his group. The department head is responsible for the department. The general superintendent is responsible for the whole factory. Every man has to know what is going on in his sphere. I say "general superintendent." There is no such formal title. One man is in charge of the factory and has been for years. He has two men with him, who, without in any way having their duties defined, have taken particular sections of the work to themselves. With them are about half a dozen other men in the nature of assistants, but without specific duties. They have all made jobs for themselves—but there are no limits to their jobs. They just work in where they best fit. One man chases stock and shortages. Another has grabbed inspection, and so on.
This may seem haphazard, but it is not. A group of men, wholly intent upon getting work done, have no difficulty in seeing that the work is done. They do not get into trouble about the limits of authority, because they are not thinking of titles. If they had offices and all that, they would shortly be giving up their time to office work and to wondering why did they not have a better office than some other fellow.
Because there are no titles and no limits of authority, there is no question of red tape or going over a man's head. Any workman can go to anybody, and so established has become this custom, that a foreman does not get sore if a workman goes over him and directly to the head of the factory. The workman rarely ever does so, because a foreman knows as well as he knows his own name that if he has been unjust it will be very quickly found out, and he shall no longer be a foreman. One of the things that we will not tolerate is injustice of any kind. The moment a man starts to swell with authority he is discovered, and he goes out, or goes back to a machine. A large amount of labour unrest comes from the unjust exercise of authority by those in subordinate positions, and I am afraid that in far too many manufacturing institutions it is really not possible for a workman to get a square deal.
The work and the work alone controls us. That is one of the reasons why we have no titles. Most men can swing a job, but they are floored by a title. The effect of a title is very peculiar. It has been used too much as a sign of emancipation from work. It is almost equivalent to a badge bearing the legend:
"This man has nothing to do but regard himself as important and all others as inferior."
Not only is a title often injurious to the wearer, but it has its effect on others as well. There is perhaps no greater single source of personal dissatisfaction among men than the fact that the title-bearers are not always the real leaders. Everybody acknowledges a real leader—a man who is fit to plan and command. And when you find a real leader who bears a title, you will have to inquire of someone else what his title is. He doesn't boast about it.
Titles in business have been greatly overdone and business has suffered. One of the bad features is the division of responsibility according to titles, which goes so far as to amount to a removal altogether of responsibility. Where responsibility is broken up into many small bits and divided among many departments, each department under its own titular head, who in turn is surrounded by a group bearing their nice sub-titles, it is difficult to find any one who really feels responsible. Everyone knows what "passing the buck" means. The game must have originated in industrial organizations where the departments simply shove responsibility along. The health of every organization depends on every member—whatever his place—feeling that everything that happens to come to his notice relating to the welfare of the business is his own job. Railroads have gone to the devil under the eyes of departments that say:
"Oh, that doesn't come under our department. Department X, 100 miles away, has that in charge."
There used to be a lot of advice given to officials not to hide behind their titles. The very necessity for the advice showed a condition that needed more than advice to correct it. And the correction is just this—abolish the titles. A few may be legally necessary; a few may be useful in directing the public how to do business with the concern, but for the rest the best rule is simple: "Get rid of them."
As a matter of fact, the record of business in general just now is such as to detract very much from the value of titles. No one would boast of being president of a bankrupt bank. Business on the whole has not been so skillfully steered as to leave much margin for pride in the steersmen. The men who bear titles now and are worth anything are forgetting their titles and are down in the foundation of business looking for the weak spots. They are back again in the places from which they rose—trying to reconstruct from the bottom up. And when a man is really at work, he needs no title. His work honours him.
All of our people come into the factory or the offices through the employment departments. As I have said, we do not hire experts—neither do we hire men on past experiences or for any position other than the lowest. Since we do not take a man on his past history, we do not refuse him because of his past history. I never met a man who was thoroughly bad. There is always some good in him—if he gets a chance. That is the reason we do not care in the least about a man's antecedents—we do not hire a man's history, we hire the man. If he has been in jail, that is no reason to say that he will be in jail again. I think, on the contrary, he is, if given a chance, very likely to make a special effort to keep out of jail. Our employment office does not bar a man for anything he has previously done—he is equally acceptable whether he has been in Sing Sing or at Harvard and we do not even inquire from which place he has graduated. All that he needs is the desire to work. If he does not desire to work, it is very unlikely that he will apply for a position, for it is pretty well understood that a man in the Ford plant works.
We do not, to repeat, care what a man has been. If he has gone to college he ought to be able to go ahead faster, but he has to start at the bottom and prove his ability. Every man's future rests solely with himself. There is far too much loose talk about men being unable to obtain recognition. With us every man is fairly certain to get the exact recognition he deserves.
Of course, there are certain factors in the desire for recognition which must be reckoned with. The whole modern industrial system has warped the desire so out of shape that it is now almost an obsession. There was a time when a man's personal advancement depended entirely and immediately upon his work, and not upon any one's favor; but nowadays it often depends far too much upon the individual's good fortune in catching some influential eye. That is what we have successfully fought against. Men will work with the idea of catching somebody's eye; they will work with the idea that if they fail to get credit for what they have done, they might as well have done it badly or not have done it at all. Thus the work sometimes becomes a secondary consideration. The job in hand—the article in hand, the special kind of service in hand—turns out to be not the principal job. The main work becomes personal advancement—a platform from which to catch somebody's eye. This habit of making the work secondary and the recognition primary is unfair to the work. It makes recognition and credit the real job. And this also has an unfortunate effect on the worker. It encourages a peculiar kind of ambition which is neither lovely nor productive. It produces the kind of man who imagines that by "standing in with the boss" he will get ahead. Every shop knows this kind of man. And the worst of it is there are some things in the present industrial system which make it appear that the game really pays. Foremen are only human. It is natural that they should be flattered by being made to believe that they hold the weal or woe of workmen in their hands. It is natural, also, that being open to flattery, their self-seeking subordinates should flatter them still more to obtain and profit by their favor. That is why I want as little as possible of the personal element.
It is particularly easy for any man who never knows it all to go forward to a higher position with us. Some men will work hard but they do not possess the capacity to think and especially to think quickly. Such men get as far as their ability deserves. A man may, by his industry, deserve advancement, but it cannot be possibly given him unless he also has a certain element of leadership. This is not a dream world we are living in. I think that every man in the shaking-down process of our factory eventually lands about where he belongs.
We are never satisfied with the way that everything is done in any part of the organization; we always think it ought to be done better and that eventually it will be done better. The spirit of crowding forces the man who has the qualities for a higher place eventually to get it. He perhaps would not get the place if at any time the organization—which is a word I do not like to use—became fixed, so that there would be routine steps and dead men's shoes. But we have so few titles that a man who ought to be doing something better than he is doing, very soon gets to doing it—he is not restrained by the fact that there is no position ahead of him "open"—for there are no "positions." We have no cut-and-dried places—our best men make their places. This is easy enough to do, for there is always work, and when you think of getting the work done instead of finding a title to fit a man who wants to be promoted, then there is no difficulty about promotion. The promotion itself is not formal; the man simply finds himself doing something other than what he was doing and getting more money.
All of our people have thus come up from the bottom. The head of the factory started as a machinist. The man in charge of the big River Rouge plant began as a patternmaker. Another man overseeing one of the principal departments started as a sweeper. There is not a single man anywhere in the factory who did not simply come in off the street. Everything that we have developed has been done by men who have qualified themselves with us. We fortunately did not inherit any traditions and we are not founding any. If we have a tradition it is this:
Everything can always be done better than it is being done.
That pressing always to do work better and faster solves nearly every factory problem. A department gets its standing on its rate of production. The rate of production and the cost of production are distinct elements. The foremen and superintendents would only be wasting time were they to keep a check on the costs in their departments. There are certain costs—such as the rate of wages, the overhead, the price of materials, and the like, which they could not in any way control, so they do not bother about them. What they can control is the rate of production in their own departments. The rating of a department is gained by dividing the number of parts produced by the number of hands working. Every foreman checks his own department daily—he carries the figures always with him. The superintendent has a tabulation of all the scores; if there is something wrong in a department the output score shows it at once, the superintendent makes inquiries and the foreman looks alive. A considerable part of the incentive to better methods is directly traceable to this simple rule-of-thumb method of rating production. The foreman need not be a cost accountant—he is no better a foreman for being one. His charges are the machines and the human beings in his department. When they are working at their best he has performed his service. The rate of his production is his guide. There is no reason for him to scatter his energies over collateral subjects.
This rating system simply forces a foreman to forget personalities—to forget everything other than the work in hand. If he should select the people he likes instead of the people who can best do the work, his department record will quickly show up that fact.
There is no difficulty in picking out men. They pick themselves out because—although one hears a great deal about the lack of opportunity for advancement—the average workman is more interested in a steady job than he is in advancement. Scarcely more than five per cent, of those who work for wages, while they have the desire to receive more money, have also the willingness to accept the additional responsibility and the additional work which goes with the higher places. Only about twenty-five per cent. are even willing to be straw bosses, and most of them take that position because it carries with it more pay than working on a machine. Men of a more mechanical turn of mind, but with no desire for responsibility, go into the tool-making departments where they receive considerably more pay than in production proper. But the vast majority of men want to stay put. They want to be led. They want to have everything done for them and to have no responsibility. Therefore, in spite of the great mass of men, the difficulty is not to discover men to advance, but men who are willing to be advanced.
The accepted theory is that all people are anxious for advancement, and a great many pretty plans have been built up from that. I can only say that we do not find that to be the case. The Americans in our employ do want to go ahead, but they by no means do always want to go clear through to the top. The foreigners, generally speaking, are content to stay as straw bosses. Why all of this is, I do not know. I am giving the facts.
As I have said, everyone in the place reserves an open mind as to the way in which every job is being done. If there is any fixed theory—any fixed rule—it is that no job is being done well enough. The whole factory management is always open to suggestion, and we have an informal suggestion system by which any workman can communicate any idea that comes to him and get action on it.
The saving of a cent per piece may be distinctly worth while. A saving of one cent on a part at our present rate of production represents twelve thousand dollars a year. One cent saved on each part would amount to millions a year. Therefore, in comparing savings, the calculations are carried out to the thousandth part of a cent. If the new way suggested shows a saving and the cost of making the change will pay for itself within a reasonable time—say within three months—the change is made practically as of course. These changes are by no means limited to improvements which will increase production or decrease cost. A great many—perhaps most of them—are in the line of making the work easier. We do not want any hard, man-killing work about the place, and there is now very little of it. And usually it so works out that adopting the way which is easier on the men also decreases the cost. There is most intimate connection between decency and good business. We also investigate down to the last decimal whether it is cheaper to make or to buy a part.
The suggestions come from everywhere. The Polish workmen seem to be the cleverest of all of the foreigners in making them. One, who could not speak English, indicated that if the tool in his machine were set at a different angle it might wear longer. As it was it lasted only four or five cuts. He was right, and a lot of money was saved in grinding. Another Pole, running a drill press, rigged up a little fixture to save handling the part after drilling. That was adopted generally and a considerable saving resulted. The men often try out little attachments of their own because, concentrating on one thing, they can, if they have a mind that way, usually devise some improvement. The cleanliness of a man's machine also—although cleaning a machine is no part of his duty—is usually an indication of his intelligence.
Here are some of the suggestions: A proposal that castings be taken from the foundry to the machine shop on an overhead conveyor saved seventy men in the transport division. There used to be seventeen men—and this was when production was smaller—taking the burrs off gears, and it was a hard, nasty job. A man roughly sketched a special machine. His idea was worked out and the machine built. Now four men have several times the output of the seventeen men—and have no hard work at all to do. Changing from a solid to a welded rod in one part of the chassis effected an immediate saving of about one half million a year on a smaller than the present-day production. Making certain tubes out of flat sheets instead of drawing them in the usual way effected another enormous saving.
The old method of making a certain gear comprised four operations and 12 per cent. of the steel went into scrap. We use most of our scrap and eventually we will use it all, but that is no reason for not cutting down on scrap—the mere fact that all waste is not a dead loss is no excuse for permitting waste. One of the workmen devised a very simple new method for making this gear in which the scrap was only one per cent. Again, the camshaft has to have heat treatment in order to make the surface hard; the cam shafts always came out of the heat-treat oven somewhat warped, and even back in 1918, we employed 37 men just to straighten the shafts. Several of our men experimented for about a year and finally worked out a new form of oven in which the shafts could not warp. In 1921, with the production much larger than in 1918, we employed only eight men in the whole operation.
And then there is the pressing to take away the necessity for skill in any job done by any one. The old-time tool hardener was an expert. He had to judge the heating temperatures. It was a hit-or-miss operation. The wonder is that he hit so often. The heat treatment in the hardening of steel is highly important—providing one knows exactly the right heat to apply. That cannot be known by rule-of-thumb. It has to be measured. We introduced a system by which the man at the furnace has nothing at all to do with the heat. He does not see the pyrometer—the instrument which registers the temperature. Coloured electric lights give him his signals.
None of our machines is ever built haphazardly. The idea is investigated in detail before a move is made. Sometimes wooden models are constructed or again the parts are drawn to full size on a blackboard. We are not bound by precedent but we leave nothing to luck, and we have yet to build a machine that will not do the work for which it was designed. About ninety per cent. of all experiments have been successful.
Whatever expertness in fabrication that has developed has been due to men. I think that if men are unhampered and they know that they are serving, they will always put all of mind and will into even the most trivial of tasks.
CHAPTER VII
THE TERROR OF THE MACHINE
Repetitive labour—the doing of one thing over and over again and always in the same way—is a terrifying prospect to a certain kind of mind. It is terrifying to me. I could not possibly do the same thing day in and day out, but to other minds, perhaps I might say to the majority of minds, repetitive operations hold no terrors. In fact, to some types of mind thought is absolutely appalling. To them the ideal job is one where the creative instinct need not be expressed. The jobs where it is necessary to put in mind as well as muscle have very few takers—we always need men who like a job because it is difficult. The average worker, I am sorry to say, wants a job in which he does not have to put forth much physical exertion—above all, he wants a job in which he does not have to think. Those who have what might be called the creative type of mind and who thoroughly abhor monotony are apt to imagine that all other minds are similarly restless and therefore to extend quite unwanted sympathy to the labouring man who day in and day out performs almost exactly the same operation.
When you come right down to it, most jobs are repetitive. A business man has a routine that he follows with great exactness; the work of a bank president is nearly all routine; the work of under officers and clerks in a bank is purely routine. Indeed, for most purposes and most people, it is necessary to establish something in the way of a routine and to make most motions purely repetitive—otherwise the individual will not get enough done to be able to live off his own exertions. There is no reason why any one with a creative mind should be at a monotonous job, for everywhere the need for creative men is pressing. There will never be a dearth of places for skilled people, but we have to recognize that the will to be skilled is not general. And even if the will be present, then the courage to go through with the training is absent. One cannot become skilled by mere wishing.
There are far too many assumptions about what human nature ought to be and not enough research into what it is. Take the assumption that creative work can be undertaken only in the realm of vision. We speak of creative "artists" in music, painting, and the other arts. We seemingly limit the creative functions to productions that may be hung on gallery walls, or played in concert halls, or otherwise displayed where idle and fastidious people gather to admire each other's culture. But if a man wants a field for vital creative work, let him come where he is dealing with higher laws than those of sound, or line, or colour; let him come where he may deal with the laws of personality. We want artists in industrial relationship. We want masters in industrial method—both from the standpoint of the producer and the product. We want those who can mould the political, social, industrial, and moral mass into a sound and shapely whole. We have limited the creative faculty too much and have used it for too trivial ends. We want men who can create the working design for all that is right and good and desirable in our life. Good intentions plus well-thought-out working designs can be put into practice and can be made to succeed. It is possible to increase the well-being of the workingman—not by having him do less work, but by aiding him to do more. If the world will give its attention and interest and energy to the making of plans that will profit the other fellow as he is, then such plans can be established on a practical working basis. Such plans will endure—and they will be far the most profitable both in human and financial values. What this generation needs is a deep faith, a profound conviction in the practicability of righteousness, justice, and humanity in industry. If we cannot have these qualities, then we were better off without industry. Indeed, if we cannot get those qualities, the days of industry are numbered. But we can get them. We are getting them.
If a man cannot earn his keep without the aid of machinery, is it benefiting him to withhold that machinery because attendance upon it may be monotonous? And let him starve? Or is it better to put him in the way of a good living? Is a man the happier for starving? If he is the happier for using a machine to less than its capacity, is he happier for producing less than he might and consequently getting less than his share of the world's goods in exchange?
I have not been able to discover that repetitive labour injures a man in any way. I have been told by parlour experts that repetitive labour is soul—as well as body—destroying, but that has not been the result of our investigations. There was one case of a man who all day long did little but step on a treadle release. He thought that the motion was making him one-sided; the medical examination did not show that he had been affected but, of course, he was changed to another job that used a different set of muscles. In a few weeks he asked for his old job again. It would seem reasonable to imagine that going through the same set of motions daily for eight hours would produce an abnormal body, but we have never had a case of it. We shift men whenever they ask to be shifted and we should like regularly to change them—that would be entirely feasible if only the men would have it that way. They do not like changes which they do not themselves suggest. Some of the operations are undoubtedly monotonous—so monotonous that it seems scarcely possible that any man would care to continue long at the same job. Probably the most monotonous task in the whole factory is one in which a man picks up a gear with a steel hook, shakes it in a vat of oil, then turns it into a basket. The motion never varies. The gears come to him always in exactly the same place, he gives each one the same number of shakes, and he drops it into a basket which is always in the same place. No muscular energy is required, no intelligence is required. He does little more than wave his hands gently to and fro—the steel rod is so light. Yet the man on that job has been doing it for eight solid years. He has saved and invested his money until now he has about forty thousand dollars—and he stubbornly resists every attempt to force him into a better job!
The most thorough research has not brought out a single case of a man's mind being twisted or deadened by the work. The kind of mind that does not like repetitive work does not have to stay in it. The work in each department is classified according to its desirability and skill into Classes "A," "B," and "C," each class having anywhere from ten to thirty different operations. A man comes directly from the employment office to "Class C." As he gets better he goes into "Class B," and so on into "Class A," and out of "Class A" into tool making or some supervisory capacity. It is up to him to place himself. If he stays in production it is because he likes it.
In a previous chapter I noted that no one applying for work is refused on account of physical condition. This policy went into effect on January 12, 1914, at the time of setting the minimum wage at five dollars a day and the working day at eight hours. It carried with it the further condition that no one should be discharged on account of physical condition, except, of course, in the case of contagious disease. I think that if an industrial institution is to fill its whole role, it ought to be possible for a cross-section of its employees to show about the same proportions as a cross-section of a society in general. We have always with us the maimed and the halt. There is a most generous disposition to regard all of these people who are physically incapacitated for labour as a charge on society and to support them by charity. There are cases where I imagine that the support must be by charity—as, for instance, an idiot. But those cases are extraordinarily rare, and we have found it possible, among the great number of different tasks that must be performed somewhere in the company, to find an opening for almost any one and on the basis of production. The blind man or cripple can, in the particular place to which he is assigned, perform just as much work and receive exactly the same pay as a wholly able-bodied man would. We do not prefer cripples—but we have demonstrated that they can earn full wages.
It would be quite outside the spirit of what we are trying to do, to take on men because they were crippled, pay them a lower wage, and be content with a lower output. That might be directly helping the men but it would not be helping them in the best way. The best way is always the way by which they can be put on a productive par with able-bodied men. I believe that there is very little occasion for charity in this world—that is, charity in the sense of making gifts. Most certainly business and charity cannot be combined; the purpose of a factory is to produce, and it ill serves the community in general unless it does produce to the utmost of its capacity. We are too ready to assume without investigation that the full possession of faculties is a condition requisite to the best performance of all jobs. To discover just what was the real situation, I had all of the different jobs in the factory classified to the kind of machine and work—whether the physical labour involved was light, medium, or heavy; whether it were a wet or a dry job, and if not, with what kind of fluid; whether it were clean or dirty; near an oven or a furnace; the condition of the air; whether one or both hands had to be used; whether the employee stood or sat down at his work; whether it was noisy or quiet; whether it required accuracy; whether the light was natural or artificial; the number of pieces that had to be handled per hour; the weight of the material handled; and the description of the strain upon the worker. It turned out at the time of the inquiry that there were then 7,882 different jobs in the factory. Of these, 949 were classified as heavy work requiring strong, able-bodied, and practically physically perfect men; 3,338 required men of ordinary physical development and strength. The remaining 3,595 jobs were disclosed as requiring no physical exertion and could be performed by the slightest, weakest sort of men. In fact, most of them could be satisfactorily filled by women or older children. The lightest jobs were again classified to discover how many of them required the use of full faculties, and we found that 670 could be filled by legless men, 2,637 by one-legged men, 2 by armless men, 715 by one-armed men, and 10 by blind men. Therefore, out of 7,882 kinds of jobs, 4,034—although some of them required strength—did not require full physical capacity. That is, developed industry can provide wage work for a higher average of standard men than are ordinarily included in any normal community. If the jobs in any one industry or, say, any one factory, were analyzed as ours have been analyzed, the proportion might be very different, yet I am quite sure that if work is sufficiently subdivided—subdivided to the point of highest economy—there will be no dearth of places in which the physically incapacitated can do a man's job and get a man's wage. It is economically most wasteful to accept crippled men as charges and then to teach them trivial tasks like the weaving of baskets or some other form of unremunerative hand labour, in the hope, not of aiding them to make a living, but of preventing despondency.
When a man is taken on by the Employment Department, the theory is to put him into a job suited to his condition. If he is already at work and he does not seem able to perform the work, or if he does not like his work, he is given a transfer card, which he takes up to the transfer department, and after an examination he is tried out in some other work more suited to his condition or disposition. Those who are below the ordinary physical standards are just as good workers, rightly placed, as those who are above. For instance, a blind man was assigned to the stock department to count bolts and nuts for shipment to branch establishments. Two other able-bodied men were already employed on this work. In two days the foreman sent a note to the transfer department releasing the able-bodied men because the blind man was able to do not only his own work but also the work that had formerly been done by the sound men.
This salvage can be carried further. It is usually taken for granted that when a man is injured he is simply out of the running and should be paid an allowance. But there is always a period of convalescence, especially in fracture cases, where the man is strong enough to work, and, indeed, by that time usually anxious to work, for the largest possible accident allowance can never be as great as a man's wage. If it were, then a business would simply have an additional tax put upon it, and that tax would show up in the cost of the product. There would be less buying of the product and therefore less work for somebody. That is an inevitable sequence that must always be borne in mind.
We have experimented with bedridden men—men who were able to sit up. We put black oilcloth covers or aprons over the beds and set the men to work screwing nuts on small bolts. This is a job that has to be done by hand and on which fifteen or twenty men are kept busy in the Magneto Department. The men in the hospital could do it just as well as the men in the shop and they were able to receive their regular wages. In fact, their production was about 20 per cent., I believe, above the usual shop production. No man had to do the work unless he wanted to. But they all wanted to. It kept time from hanging on their hands. They slept and ate better and recovered more rapidly.
No particular consideration has to be given to deaf-and-dumb employees. They do their work one hundred per cent. The tubercular employees—and there are usually about a thousand of them—mostly work in the material salvage department. Those cases which are considered contagious work together in an especially constructed shed. The work of all of them is largely out of doors.
At the time of the last analysis of employed, there were 9,563 sub-standard men. Of these, 123 had crippled or amputated arms, forearms, or hands. One had both hands off. There were 4 totally blind men, 207 blind in one eye, 253 with one eye nearly blind, 37 deaf and dumb, 60 epileptics, 4 with both legs or feet missing, 234 with one foot or leg missing. The others had minor impediments.
The length of time required to become proficient in the various occupations is about as follows: 43 per cent. of all the jobs require not over one day of training; 36 per cent. require from one day to one week; 6 per cent. require from one to two weeks; 14 per cent. require from one month to one year; one per cent. require from one to six years. The last jobs require great skill—as in tool making and die sinking.
The discipline throughout the plant is rigid. There are no petty rules, and no rules the justice of which can reasonably be disputed. The injustice of arbitrary discharge is avoided by confining the right of discharge to the employment manager, and he rarely exercises it. The year 1919 is the last on which statistics were kept. In that year 30,155 changes occurred. Of those 10,334 were absent more than ten days without notice and therefore dropped. Because they refused the job assigned or, without giving cause, demanded a transfer, 3,702 were let go. A refusal to learn English in the school provided accounted for 38 more; 108 enlisted; about 3,000 were transferred to other plants. Going home, going into farming or business accounted for about the same number. Eighty-two women were discharged because their husbands were working—we do not employ married women whose husbands have jobs. Out of the whole lot only 80 were flatly discharged and the causes were: Misrepresentation, 56; by order of Educational Department, 20; and undesirable, 4.
We expect the men to do what they are told. The organization is so highly specialized and one part is so dependent upon another that we could not for a moment consider allowing men to have their own way. Without the most rigid discipline we would have the utmost confusion. I think it should not be otherwise in industry. The men are there to get the greatest possible amount of work done and to receive the highest possible pay. If each man were permitted to act in his own way, production would suffer and therefore pay would suffer. Any one who does not like to work in our way may always leave. The company's conduct toward the men is meant to be exact and impartial. It is naturally to the interest both of the foremen and of the department heads that the releases from their departments should be few. The workman has a full chance to tell his story if he has been unjustly treated—he has full recourse. Of course, it is inevitable that injustices occur. Men are not always fair with their fellow workmen. Defective human nature obstructs our good intentions now and then. The foreman does not always get the idea, or misapplies it—but the company's intentions are as I have stated, and we use every means to have them understood.
It is necessary to be most insistent in the matter of absences. A man may not come or go as he pleases; he may always apply for leave to the foreman, but if he leaves without notice, then, on his return, the reasons for his absence are carefully investigated and are sometimes referred to the Medical Department. If his reasons are good, he is permitted to resume work. If they are not good he may be discharged. In hiring a man the only data taken concerns his name, his address, his age, whether he is married or single, the number of his dependents, whether he has ever worked for the Ford Motor Company, and the condition of his sight and his hearing. No questions are asked concerning what the man has previously done, but we have what we call the "Better Advantage Notice," by which a man who has had a trade before he came to us files a notice with the employment department stating what the trade was. In this way, when we need specialists of any kind, we can get them right out of production. This is also one of the avenues by which tool makers and moulders quickly reach the higher positions. I once wanted a Swiss watch maker. The cards turned one up—he was running a drill press. The Heat Treat department wanted a skilled firebrick layer. He also was found on a drill press—he is now a general inspector.
There is not much personal contact—the men do their work and go home—a factory is not a drawing room. But we try to have justice and, while there may be little in the way of hand shaking—we have no professional hand shakers—also we try to prevent opportunity for petty personalities. We have so many departments that the place is almost a world in itself—every kind of man can find a place somewhere in it. Take fighting between men. Men will fight, and usually fighting is a cause for discharge on the spot. We find that does not help the fighters—it merely gets them out of our sight. So the foremen have become rather ingenious in devising punishments that will not take anything away from the man's family and which require no time at all to administer.
One point that is absolutely essential to high capacity, as well as to humane production, is a clean, well-lighted and well-ventilated factory. Our machines are placed very close together—every foot of floor space in the factory carries, of course, the same overhead charge. The consumer must pay the extra overhead and the extra transportation involved in having machines even six inches farther apart than they have to be. We measure on each job the exact amount of room that a man needs; he must not be cramped—that would be waste. But if he and his machine occupy more space than is required, that also is waste. This brings our machines closer together than in probably any other factory in the world. To a stranger they may seem piled right on top of one another, but they are scientifically arranged, not only in the sequence of operations, but to give every man and every machine every square inch that he requires and, if possible, not a square inch, and certainly not a square foot, more than he requires. Our factory buildings are not intended to be used as parks. The close placing requires a maximum of safeguards and ventilation.
Machine safeguarding is a subject all of itself. We do not consider any machine—no matter how efficiently it may turn out its work—as a proper machine unless it is absolutely safe. We have no machines that we consider unsafe, but even at that a few accidents will happen. Every accident, no matter how trivial, is traced back by a skilled man employed solely for that purpose, and a study is made of the machine to make that same accident in the future impossible.
When we put up the older buildings, we did not understand so much about ventilation as we do to-day. In all the later buildings, the supporting columns are made hollow and through them the bad air is pumped out and the good air introduced. A nearly even temperature is kept everywhere the year round and, during daylight, there is nowhere the necessity for artificial light. Something like seven hundred men are detailed exclusively to keeping the shops clean, the windows washed, and all of the paint fresh. The dark corners which invite expectoration are painted white. One cannot have morale without cleanliness. We tolerate makeshift cleanliness no more than makeshift methods.
No reason exists why factory work should be dangerous. If a man has worked too hard or through too long hours he gets into a mental state that invites accidents. Part of the work of preventing accidents is to avoid this mental state; part is to prevent carelessness, and part is to make machinery absolutely fool-proof. The principal causes of accidents as they are grouped by the experts are:
(1) Defective structures; (2) defective machines; (3) insufficient room; (4) absence of safeguards; (5) unclean conditions; (6) bad lights; (7) bad air; (8) unsuitable clothing; (9) carelessness; (10) ignorance; (11) mental condition; (12) lack of cooperation.
The questions of defective structures, defective machinery, insufficient room, unclean conditions, bad light, bad air, the wrong mental condition, and the lack of cooperation are easily disposed of. None of the men work too hard. The wages settle nine tenths of the mental problems and construction gets rid of the others. We have then to guard against unsuitable clothing, carelessness, and ignorance, and to make everything we have fool-proof. This is more difficult where we have belts. In all of our new construction, each machine has its individual electric motor, but in the older construction we had to use belts. Every belt is guarded. Over the automatic conveyors are placed bridges so that no man has to cross at a dangerous point. Wherever there is a possibility of flying metal, the workman is required to wear goggles and the chances are further reduced by surrounding the machine with netting. Around hot furnaces we have railings. There is nowhere an open part of a machine in which clothing can be caught. All the aisles are kept clear. The starting switches of draw presses are protected by big red tags which have to be removed before the switch can be turned—this prevents the machine being started thoughtlessly. Workmen will wear unsuitable clothing—ties that may be caught in a pulley, flowing sleeves, and all manner of unsuitable articles. The bosses have to watch for that, and they catch most of the offenders. New machines are tested in every way before they are permitted to be installed. As a result we have practically no serious accidents.
Industry needs not exact a human toll.
CHAPTER VIII
WAGES
There is nothing to running a business by custom—to saying: "I pay the going rate of wages." The same man would not so easily say: "I have nothing better or cheaper to sell than any one has." No manufacturer in his right mind would contend that buying only the cheapest materials is the way to make certain of manufacturing the best article. Then why do we hear so much talk about the "liquidation of labour" and the benefits that will flow to the country from cutting wages—which means only the cutting of buying power and the curtailing of the home market? What good is industry if it be so unskillfully managed as not to return a living to everyone concerned? No question is more important than that of wages—most of the people of the country live on wages. The scale of their living—the rate of their wages—determines the prosperity of the country.
Throughout all the Ford industries we now have a minimum wage of six dollars a day; we used to have a minimum of five dollars; before that we paid whatever it was necessary to pay. It would be bad morals to go back to the old market rate of paying—but also it would be the worst sort of bad business.
First get at the relationships. It is not usual to speak of an employee as a partner, and yet what else is he? Whenever a man finds the management of a business too much for his own time or strength, he calls in assistants to share the management with him. Why, then, if a man finds the production part of a business too much for his own two hands should he deny the title of "partner" to those who come in and help him produce? Every business that employs more than one man is a kind of partnership. The moment a man calls for assistance in his business—even though the assistant be but a boy—that moment he has taken a partner. He may himself be sole owner of the resources of the business and sole director of its operations, but only while he remains sole manager and sole producer can he claim complete independence. No man is independent as long as he has to depend on another man to help him. It is a reciprocal relation—the boss is the partner of his worker, the worker is partner of his boss. And such being the case, it is useless for one group or the other to assume that it is the one indispensable unit. Both are indispensable. The one can become unduly assertive only at the expense of the other—and eventually at its own expense as well. It is utterly foolish for Capital or for Labour to think of themselves as groups. They are partners. When they pull and haul against each other—they simply injure the organization in which they are partners and from which both draw support.
It ought to be the employer's ambition, as leader, to pay better wages than any similar line of business, and it ought to be the workman's ambition to make this possible. Of course there are men in all shops who seem to believe that if they do their best, it will be only for the employer's benefit—and not at all for their own. It is a pity that such a feeling should exist. But it does exist and perhaps it has some justification. If an employer urges men to do their best, and the men learn after a while that their best does not bring any reward, then they naturally drop back into "getting by." But if they see the fruits of hard work in their pay envelope—proof that harder work means higher pay—then also they begin to learn that they are a part of the business, and that its success depends on them and their success depends on it.
"What ought the employer to pay?"—"What ought the employee to receive?" These are but minor questions. The basic question is "What can the business stand?" Certainly no business can stand outgo that exceeds its income. When you pump water out of a well at a faster rate than the water flows in, the well goes dry. And when the well runs dry, those who depend on it go thirsty. And if, perchance, they imagine they can pump one well dry and then jump to some other well, it is only a matter of time when all the wells will be dry. There is now a widespread demand for more justly divided rewards, but it must be recognized that there are limits to rewards. The business itself sets the limits. You cannot distribute $150,000 out of a business that brings in only $100,000. The business limits the wages, but does anything limit the business? The business limits itself by following bad precedents.
If men, instead of saying "the employer ought to do thus-and-so," would say, "the business ought to be so stimulated and managed that it can do thus-and-so," they would get somewhere. Because only the business can pay wages. Certainly the employer cannot, unless the business warrants. But if that business does warrant higher wages and the employer refuses, what is to be done? As a rule a business means the livelihood of too many men, to be tampered with. It is criminal to assassinate a business to which large numbers of men have given their labours and to which they have learned to look as their field of usefulness and their source of livelihood. Killing the business by a strike or a lockout does not help. The employer can gain nothing by looking over the employees and asking himself, "How little can I get them to take?" Nor the employee by glaring back and asking, "How much can I force him to give?" Eventually both will have to turn to the business and ask, "How can this industry be made safe and profitable, so that it will be able to provide a sure and comfortable living for all of us?"
But by no means all employers or all employees will think straight. The habit of acting shortsightedly is a hard one to break. What can be done? Nothing. No rules or laws will effect the changes. But enlightened self-interest will. It takes a little while for enlightenment to spread. But spread it must, for the concern in which both employer and employees work to the same end of service is bound to forge ahead in business.
What do we mean by high wages, anyway?
We mean a higher wage than was paid ten months or ten years ago. We do not mean a higher wage than ought to be paid. Our high wages of to-day may be low wages ten years from now.
If it is right for the manager of a business to try to make it pay larger dividends, it is quite as right that he should try to make it pay higher wages. But it is not the manager of the business who pays the high wages. Of course, if he can and will not, then the blame is on him. But he alone can never make high wages possible. High wages cannot be paid unless the workmen earn them. Their labour is the productive factor. It is not the only productive factor—poor management can waste labour and material and nullify the efforts of labour. Labour can nullify the results of good management. But in a partnership of skilled management and honest labour, it is the workman who makes high wages possible. He invests his energy and skill, and if he makes an honest, wholehearted investment, high wages ought to be his reward. Not only has he earned them, but he has had a big part in creating them.
It ought to be clear, however, that the high wage begins down in the shop. If it is not created there it cannot get into pay envelopes. There will never be a system invented which will do away with the necessity of work. Nature has seen to that. Idle hands and minds were never intended for any one of us. Work is our sanity, our self-respect, our salvation. So far from being a curse, work is the greatest blessing. Exact social justice flows only out of honest work. The man who contributes much should take away much. Therefore no element of charity is present in the paying of wages. The kind of workman who gives the business the best that is in him is the best kind of workman a business can have. And he cannot be expected to do this indefinitely without proper recognition of his contribution. The man who comes to the day's job feeling that no matter how much he may give, it will not yield him enough of a return to keep him beyond want, is not in shape to do his day's work. He is anxious and worried, and it all reacts to the detriment of his work.
But if a man feels that his day's work is not only supplying his basic need, but is also giving him a margin of comfort and enabling him to give his boys and girls their opportunity and his wife some pleasure in life, then his job looks good to him and he is free to give it of his best. This is a good thing for him and a good thing for the business. The man who does not get a certain satisfaction out of his day's work is losing the best part of his pay.
For the day's work is a great thing—a very great thing! It is at the very foundation of the world; it is the basis of our self-respect. And the employer ought constantly to put in a harder day's work than any of his men. The employer who is seriously trying to do his duty in the world must be a hard worker. He cannot say, "I have so many thousand men working for me." The fact of the matter is that so many thousand men have him working for them—and the better they work the busier they keep him disposing of their products. Wages and salaries are in fixed amounts, and this must be so, in order to have a basis to figure on. Wages and salaries are a sort of profit-sharing fixed in advance, but it often happens that when the business of the year is closed, it is discovered that more can be paid. And then more ought to be paid. When we are all in the business working together, we all ought to have some share in the profits—by way of a good wage, or salary, or added compensation. And that is beginning now quite generally to be recognized.
There is now a definite demand that the human side of business be elevated to a position of equal importance with the material side. And that is going to come about. It is just a question whether it is going to be brought about wisely—in a way that will conserve the material side which now sustains us, or unwisely and in such a way as shall take from us all the benefit of the work of the past years. Business represents our national livelihood, it reflects our economic progress, and gives us our place among other nations. We do not want to jeopardize that. What we want is a better recognition of the human element in business. And surely it can be achieved without dislocation, without loss to any one, indeed with an increase of benefit to every human being. And the secret of it all is in a recognition of human partnership. Until each man is absolutely sufficient unto himself, needing the services of no other human being in any capacity whatever, we shall never get beyond the need of partnership.
Such are the fundamental truths of wages. They are partnership distributions.
When can a wage be considered adequate? How much of a living is reasonably to be expected from work? Have you ever considered what a wage does or ought to do? To say that it should pay the cost of living is to say almost nothing. The cost of living depends largely upon the efficiency of production and transportation; and the efficiency of these is the sum of the efficiencies of the management and the workers. Good work, well managed, ought to result in high wages and low living costs. If we attempt to regulate wages on living costs, we get nowhere. The cost of living is a result and we cannot expect to keep a result constant if we keep altering the factors which produce the result. When we try to regulate wages according to the cost of living, we are imitating a dog chasing his tail. And, anyhow, who is competent to say just what kind of living we shall base the costs on? Let us broaden our view and see what a wage is to the workmen—and what it ought to be.
The wage carries all the worker's obligations outside the shop; it carries all that is necessary in the way of service and management inside the shop. The day's productive work is the most valuable mine of wealth that has ever been opened. Certainly it ought to bear not less than all the worker's outside obligations. And certainly it ought to be made to take care of the worker's sunset days when labour is no longer possible to him—and should be no longer necessary. And if it is made to do even these, industry will have to be adjusted to a schedule of production, distribution, and reward, which will stop the leaks into the pockets of men who do not assist in production. In order to create a system which shall be as independent of the good-will of benevolent employers as of the ill-will of selfish ones, we shall have to find a basis in the actual facts of life itself.
It costs just as much physical strength to turn out a day's work when wheat is $1 a bushel, as when wheat is $2.50 a bushel. Eggs may be 12 cents a dozen or 90 cents a dozen. What difference does it make in the units of energy a man uses in a productive day's work? If only the man himself were concerned, the cost of his maintenance and the profit he ought to have would be a simple matter. But he is not just an individual. He is a citizen, contributing to the welfare of the nation. He is a householder. He is perhaps a father with children who must be reared to usefulness on what he is able to earn. We must reckon with all these facts. How are you going to figure the contribution of the home to the day's work? You pay the man for his work, but how much does that work owe to his home? How much to his position as a citizen? How much to his position as a father? The man does the work in the shop, but his wife does the work in the home. The shop must pay them both. On what system of figuring is the home going to find its place on the cost sheets of the day's work? Is the man's own livelihood to be regarded as the "cost"? And is his ability to have a home and family the "profit"? Is the profit on a day's work to be computed on a cash basis only, measured by the amount a man has left over after his own and his family's wants are all supplied? Or are all these relationships to be considered strictly under head of cost, and the profit to be computed entirely outside of them? That is, after having supported himself and family, clothed them, housed them, educated them, given them the privileges incident to their standard of living, ought there to be provision made for still something more in the way of savings profit? And are all properly chargeable to the day's work? I think they are. Otherwise, we have the hideous prospect of little children and their mothers being forced out to work.
These are questions which call for accurate observation and computation. Perhaps there is no one item connected with our economic life that would surprise us more than a knowledge of just what burdens the day's work. It is perhaps possible accurately to determine—albeit with considerable interference with the day's work itself—how much energy the day's work takes out of a man. But it is not at all possible accurately to determine how much it will require to put back that energy into him against the next day's demands. Nor is it possible to determine how much of that expended energy he will never be able to get back at all. Economics has never yet devised a sinking fund for the replacement of the strength of a worker. It is possible to set up a kind of sinking fund in the form of old-age pensions. But pensions do not attend to the profit which each day's labour ought to yield in order to take care of all of life's overhead, of all physical losses, and of the inevitable deterioration of the manual worker.
The best wages that have up to date ever been paid are not nearly as high as they ought to be. Business is not yet sufficiently well organized and its objectives are not yet sufficiently clear to make it possible to pay more than a fraction of the wages that ought to be paid. That is part of the work we have before us. It does not help toward a solution to talk about abolishing the wage system and substituting communal ownership. The wage system is the only one that we have, under which contributions to production can be rewarded according to their worth. Take away the wage measure and we shall have universal injustice. Perfect the system and we may have universal justice.
I have learned through the years a good deal about wages. I believe in the first place that, all other considerations aside, our own sales depend in a measure upon the wages we pay. If we can distribute high wages, then that money is going to be spent and it will serve to make storekeepers and distributors and manufacturers and workers in other lines more prosperous and their prosperity will be reflected in our sales. Country-wide high wages spell country-wide prosperity, provided, however, the higher wages are paid for higher production. Paying high wages and lowering production is starting down the incline toward dull business.
It took us some time to get our bearings on wages, and it was not until we had gone thoroughly into production on "Model T," that it was possible to figure out what wages ought to be. Before then we had had some profit sharing. We had at the end of each year, for some years past, divided a percentage of our earnings with the employees. For instance, as long ago as 1909 we distributed eighty thousand dollars on the basis of years of service. A one-year man received 5 per cent. of his year's wages; a two-year man, 7-1/2 per cent., and a three-year man, 10 per cent. The objection to that plan was that it had no direct connection with the day's work. A man did not get his share until long after his work was done and then it came to him almost in the way of a present. It is always unfortunate to have wages tinged with charity.
And then, too, the wages were not scientifically adjusted to the jobs. The man in job "A" might get one rate and the man in job "B" a higher rate, while as a matter of fact job "A" might require more skill or exertion than job "B." A great deal of inequity creeps into wage rates unless both the employer and the employee know that the rate paid has been arrived at by something better than a guess. Therefore, starting about 1913 we had time studies made of all the thousands of operations in the shops. By a time study it is possible theoretically to determine what a man's output should be. Then, making large allowances, it is further possible to get at a satisfactory standard output for a day, and, taking into consideration the skill, to arrive at a rate which will express with fair accuracy the amount of skill and exertion that goes into a job—and how much is to be expected from the man in the job in return for the wage. Without scientific study the employer does not know why he is paying a wage and the worker does not know why he is getting it. On the time figures all of the jobs in our factory were standardized and rates set.
We do not have piece work. Some of the men are paid by the day and some are paid by the hour, but in practically every case there is a required standard output below which a man is not expected to fall. Were it otherwise, neither the workman nor ourselves would know whether or not wages were being earned. There must be a fixed day's work before a real wage can be paid. Watchmen are paid for presence. Workmen are paid for work.
Having these facts in hand we announced and put into operation in January, 1914, a kind of profit-sharing plan in which the minimum wage for any class of work and under certain conditions was five dollars a day. At the same time we reduced the working day to eight hours—it had been nine—and the week to forty-eight hours. This was entirely a voluntary act. All of our wage rates have been voluntary. It was to our way of thinking an act of social justice, and in the last analysis we did it for our own satisfaction of mind. There is a pleasure in feeling that you have made others happy—that you have lessened in some degree the burdens of your fellow-men—that you have provided a margin out of which may be had pleasure and saving. Good-will is one of the few really important assets of life. A determined man can win almost anything that he goes after, but unless, in his getting, he gains good will he has not profited much.
There was, however, no charity in any way involved. That was not generally understood. Many employers thought we were just making the announcement because we were prosperous and wanted advertising and they condemned us because we were upsetting standards—violating the custom of paying a man the smallest amount he would take. There is nothing to such standards and customs. They have to be wiped out. Some day they will be. Otherwise, we cannot abolish poverty. We made the change not merely because we wanted to pay higher wages and thought we could pay them. We wanted to pay these wages so that the business would be on a lasting foundation. We were not distributing anything—we were building for the future. A low wage business is always insecure.
Probably few industrial announcements have created a more world-wide comment than did this one, and hardly any one got the facts quite right. Workmen quite generally believed that they were going to get five dollars a day, regardless of what work they did.
The facts were somewhat different from the general impression. The plan was to distribute profits, but instead of waiting until the profits had been earned—to approximate them in advance and to add them, under certain conditions, to the wages of those persons who had been in the employ of the company for six months or more. It was classified participation among three classes of employees:
(1) Married men living with and taking good care of their families.
(2) Single men over twenty-two years of age who are of proved thrifty habits.
(3) Young men under twenty-two years of age, and women who are the sole support of some next of kin.
A man was first to be paid his just wages—which were then on an average of about fifteen per cent. above the usual market wage. He was then eligible to a certain profit. His wages plus his profit were calculated to give a minimum daily income of five dollars. The profit sharing rate was divided on an hour basis and was credited to the hourly wage rate, so as to give those receiving the lowest hourly rate the largest proportion of profits. It was paid every two weeks with the wages. For example, a man who received thirty-four cents an hour had a profit rate of twenty-eight and one half cents an hour—which would give him a daily income of five dollars. A man receiving fifty-four cents an hour would have a profit rate of twenty-one cents an hour—which would give him a daily income of six dollars.
It was a sort of prosperity-sharing plan. But on conditions. The man and his home had to come up to certain standards of cleanliness and citizenship. Nothing paternal was intended!—a certain amount of paternalism did develop, and that is one reason why the whole plan and the social welfare department were readjusted. But in the beginning the idea was that there should be a very definite incentive to better living and that the very best incentive was a money premium on proper living. A man who is living aright will do his work aright. And then, too, we wanted to avoid the possibility of lowering the standard of work through an increased wage. It was demonstrated in war time that too quickly increasing a man's pay sometimes increases only his cupidity and therefore decreases his earning power. If, in the beginning, we had simply put the increase in the pay envelopes, then very likely the work standards would have broken down. The pay of about half the men was doubled in the new plan; it might have been taken as "easy money." The thought of easy money breaks down work. There is a danger in too rapidly raising the pay of any man—whether he previously received one dollar or one hundred dollars a day. In fact, if the salary of a hundred-dollar-a-day man were increased overnight to three hundred dollars a day he would probably make a bigger fool of himself than the working man whose pay is increased from one dollar to three dollars an hour. The man with the larger amount of money has larger opportunity to make a fool of himself.
In this first plan the standards insisted upon were not petty—although sometimes they may have been administered in a petty fashion. We had about fifty investigators in the Social Department; the standard of common sense among them was very high indeed, but it is impossible to assemble fifty men equally endowed with common sense. They erred at times—one always hears about the errors. It was expected that in order to receive the bonus married men should live with and take proper care of their families. We had to break up the evil custom among many of the foreign workers of taking in boarders—of regarding their homes as something to make money out of rather than as a place to live in. Boys under eighteen received a bonus if they supported the next of kin. Single men who lived wholesomely shared. The best evidence that the plan was essentially beneficial is the record. When the plan went into effect, 60 per cent. of the workers immediately qualified to share; at the end of six months 78 per cent. were sharing, and at the end of one year 87 per cent. Within a year and one half only a fraction of one per cent. failed to share.
The large wage had other results. In 1914, when the first plan went into effect, we had 14,000 employees and it had been necessary to hire at the rate of about 53,000 a year in order to keep a constant force of 14,000. In 1915 we had to hire only 6,508 men and the majority of these new men were taken on because of the growth of the business. With the old turnover of labour and our present force we should have to hire at the rate of nearly 200,000 men a year—which would be pretty nearly an impossible proposition. Even with the minimum of instruction that is required to master almost any job in our place, we cannot take on a new staff each morning, or each week, or each month; for, although a man may qualify for acceptable work at an acceptable rate of speed within two or three days, he will be able to do more after a year's experience than he did at the beginning. The matter of labour turnover has not since bothered us; it is rather hard to give exact figures because when we are not running to capacity, we rotate some of the men in order to distribute the work among greatest number. This makes it hard to distinguish between the voluntary and involuntary exits. To-day we keep no figures; we now think so little of our turnover that we do not bother to keep records. As far as we know the turnover is somewhere between 3 per cent. and 6 per cent. a month.
We have made changes in the system, but we have not deviated from this principle:
If you expect a man to give his time and energy, fix his wages so that he will have no financial worries. It pays. Our profits, after paying good wages and a bonus—which bonus used to run around ten millions a year before we changed the system—show that paying good wages is the most profitable way of doing business.
There were objections to the bonus-on-conduct method of paying wages. It tended toward paternalism. Paternalism has no place in industry. Welfare work that consists in prying into employees' private concerns is out of date. Men need counsel and men need help, oftentimes special help; and all this ought to be rendered for decency's sake. But the broad workable plan of investment and participation will do more to solidify industry and strengthen organization than will any social work on the outside.
Without changing the principle we have changed the method of payment.
The memory of the figure and preaching of Christ had so powerfully influenced the centuries that it had gradually permeated and transformed not only the Platonic doctrine of ideas—that maturest fruit of Greek wisdom—but also the Semitic mediaeval monotheism. Something new had sprung into being, something which expressed a hitherto unknown feeling for life and for humanity, vague and uncertain in the beginning, but growing in clearness and uniformity. On the throne of the Roman emperors sat a bishop, whose power was increasing with the development of the new civilisation, and whom the final victory of the new transcendental world-principle had made master of the world. The building up of this new civilisation had absorbed the intellectual force of a thousand years; it had monopolised thought and every form of energy. The reward was great. For the first time in the annals of the world the questionings of brooding intelligence were fully answered, the anguish of the tortured soul was stilled. The purpose of the universe, the destiny of man, were comprehended and interpreted, good and evil being finally known. At the close of the first Christian millenary, all moral and intellectual values were grouped round and dominated by one supreme ideal; the loftiest value in this world and the next, side by side with the greatest secular power, were in the hands of the Church; together with the[Pg 40] imperium she had succeeded to the spiritual and ethical inheritance of the dead civilisations. Without her uncouth barbarism reigned, and it was her task, while elaborating the system of the universe for which she stood, to teach and convert the new nations, to spread a uniform Christian civilisation.
On the mere face of it it must seem strange that a religion which had grown on foreign soil, out of foreign spiritual assumptions, should have been accepted so readily and quickly by nations to whom it must have been alien and unintelligible. The love of war and valour of the Teutonic tribes and Christian asceticism were diametrically opposed ideals, and very often their relationship was one of direct hostility. I need only remind the reader of the contempt expressed for the chaplain by Hagen (in the "Song of the Niebelungen"). On the other hand, the ancient Celtic and Teutonic races shared one profound characteristic with the Christian world, the consequences of which were sufficiently far-reaching to raise the religion of Christ to the religion of Europe. The characteristic common to the still uncultivated European spirit and Christianity, and meaningless alike to the Asiatic barbarians, the Jews of the Old Testament and the Greeks, was the importance which both attached to the individual soul. Through the Christian religion this new intuition which saw in the soul of man the highest of values, became the centre and pivot of life and faith—a position to which even Plato, to whom the objective, metaphysical idea was the essential, never attained. It had been the most personal experience of Christ, and centuries after his death the nations rediscovered it as their highest value. It entitled Christianity to become the natural religion of Europe, and the soul of its new system of civilisation. It formed the most complete contrast to all Asiatic cults, Brahminism and Buddhism, a fact which, since Schopenhauer, one is inclined to overlook. To the Indian, the soul of man is not an[Pg 41] entity; his consciousness is a republic, as it were, composed of diverse spiritual principles and metaphysical forces which are not centralised into an "I-centre," but exist impersonally, side by side. This may be a great conception, but it is foreign to the feeling of the citizen of Europe. To the latter the I, the soul, the personality, is the pivot round which life turns. The evolution of the European world-feeling is in the direction of the independent development of all psychical forces and their fusion into a unity of ever-increasing intimacy. New values will be created, but the fusing power of the soul will strive with growing intensity to co-ordinate and unify the internal and external life; personality will recreate the world in conformity with its own purposes, that is to say, it will found the system of objective civilisation. The incapacity of the Indian to produce a civilisation perfect in every direction is explained by his one-sided, morally-speculative thought. The world is to him nothing but a moral phenomenon, he admits no other explanation; he seeks its true meaning and the possibility of its salvation in the realisation of the vanity of life, not in the liberating deed, and not in the inward change.
The kernel of matured and spiritualised Christianity, which reached its apex in the German mystics, lies in the soul of man, eager to shed everything which is subjective and accidental, and become spirit, profound, divine reality. Eckhart, the great perfecter of this European religion, deliberately and in direct contradiction to the dogma of his time, placed man above the "highest angels," whom he considered subject to limitations; "man," he argues, "thanks to his freedom, is able to reach a goal to which no angel could aspire. For he is always new, infinitely exalted above the limitations of the angels and all finite reason." Of the relationship between the soul and God he says; "The soul of the righteous man[Pg 42] shall be with God, his equal and compeer, no more and no less." The Upanishads, on the other hand, maintain that the core of the world is not to be found in the soul of the individual but in Brahma, the universal soul, outside whom there is no reality. "The individual soul is but a phantasm of the universal soul, as the reflection of the sun in the water is but a phantasm of the sun." The sole purpose of the world is the extinction of individual consciousness, its absorption in Brahma, the end of all suffering: "When feeling has ceased, pain must cease, too, and the world be delivered." The Indian lacks the central conception of love, for which he substitutes knowledge. Primitive Christianity conceived the connection between body and soul, the encumbering of the soul by the body, as it were, as a temptation or a punishment; according to the Vedas, it is merely a delusion to which the sage is not subject. Before his keen vision, the deception falls to the ground, and by this very fact he is delivered. To the feeling of Europe and Christianity, however, life and the universe are genuine, deep realities, the touchstone of the soul. Love is the soul's greatest treasure and the only true path to God; knowledge can never take its place. "The divine stream of love flowing through the soul," says Eckhart, "carries the soul along with it to its origin, to the bourne of all knowledge, to God."
The very general identification of the Christian and Indian mystics—a fact which is accounted for by their common metaphysical tendency—is based on an error; Indian mysticism and Christian mysticism originated in different concepts; here the centre of all being is laid in love and in the soul of man, there it is contained in knowledge and in Brahma. But ultimately, at the termination of the world-process, they will meet, although coming from different directions. "While the soul worships a God, realises a God and knows of a God," says[Pg 43] Eckhart, "it is separated from God. This is God's purpose, to annihilate Himself in the soul, so that the soul, too, shall lose itself. For God has been called God by the creatures." The words "The soul creates God from within, is connected with the divine and becomes divine itself," are highly significant. To the Vedantist the soul of man is an emanation from the world-soul: "Although God differs from the individual soul, the individual soul does not differ from God." At this point it is no longer an easy matter to distinguish the feeling of the Christian mystic from the feeling of the Brahmin; though their valuations of man, life and the world differ, nay, are even opposed to each other, they finally meet in God. We read in the Vedanta: "The force which created and maintains the universe, the eternal principle of all being, dwells entirely and undividedly in every one of us. Our self is identical with the supreme deity and only apparently differentiated from it. Whosoever has mastered this truth has become at one with all creation; whosoever has not mastered it, is a stranger and a foe to all creatures."
I do not intend to depreciate Indian wisdom; I merely desire to point out its inherent dissimilarity to Western thought; my task of laying hold of the spirit of Europe in its crises and watching its growth is bound to be advanced by this division.
The religious experience of Christ, based on the realisation of the divine nature of the soul, and the road of the soul to God, has established the fundamental Western principle. A world-system was built up which emanated from the innermost depth of the individual soul and, very consistently, related all existing things, heaven and earth, the creation and the destruction of the world, salvation and perdition, to the soul of man. This was achieved with the aid of a naïve metaphysic, created by the Greek genius and externalised by the crude intellect of barbarians; this metaphysic drew its whole content from a unique[Pg 44] revelation, and the essential was frequently hidden by dialectic and speculation. One may safely say that the first millenary strove, if not exactly to set aside the original principle of Christianity, yet to bind it by dogma in such a way that it often became completely obscured. A long training was necessary before the immature nations of barbarians were fit to become citizens of the spiritual world, before they could fully assimilate the new traditions and grasp their innermost meaning, which by this very fact became altered and modified. This process of education came to a temporary conclusion about the year 1100. At last the European nations had outgrown the guardianship of the Church with its antiquated methods; a new, a creative epoch was dawning; the civilisation of Europe, opposed to all barbarism and orientalism, rose like a brilliant star on the horizon of the world. Spontaneous feeling for the race, for nature and for the divine verities had again become possible.
I shall have to exceed the limits of my subject in this chapter, for I propose showing the seeds from which, in the time of the Crusades, the new soul of the European, throwing off the lethargy of the first Christian millenary, began to grow with extraordinary vigour and rapidity; that new soul which experienced a wider, if not deeper, unfolding in the period of the Renascence, and to this day pervades and fertilises our spiritual life. I might have been less digressive, but I hope that two reasons will justify my prolixity; the first is the great importance of the subject from the point of view of a history of civilisation, and the second and more particular one is its close inner relationship to my principal theme. For, in complete contrast with the sexuality on which heretofore the relationship between husband and wife had been based, a new feeling, that of spiritual love, had come into existence and quickly reached its climax. Projected not only on the other sex,[Pg 45] but also on God and on nature, it permeated the age and explains its great and unprecedented manifestations: the spiritual love between man and woman (which deteriorated later on into the deification of woman), the new religion of the German mystics, the awakening appreciation of the beauty of nature, the sudden outburst of German poetry—no sooner born than it reached perfection—the specifically European Gothic architecture, so completely independent of the old art. All these new creations had their origin in the strange craving of the period for something novel and romantic, something hitherto unknown. This longing begot the ideal of chivalry and a wealth of half human, half preter-human conceptions, such as the Holy Sepulchre and the Holy Grail. And all at once, something unprecedented, something of which the race had as yet no experience, had come to pass: love, which had nothing in common with sensuality, which was even deliberately hostile to it, love which welled up in one soul and flowed into the other—presupposing personality—love was there! If, therefore, I have gone into detail, I hope that it has served to elucidate the principal theme of this part of my book, namely, the spiritual part of man for woman aspiring to the metaphysical, which is so alien to our modern feeling.
It is necessary to begin by sketching a background which shall set off the new phenomenon. The spiritual achievement of the first millenary was the construction of the Christian system of the universe the Church had complete knowledge of all things in heaven and earth—symbols merely of the eternal verities; her wisdom almost equalled divine wisdom, for the secrets of life and death had been revealed and surrendered to her; St. Chrysostom's words uttered in the fourth century, "The Church is God," had become a fact. The profoundest wisdom, the greatest power, were hers; the loftiest ideal had been realised as it has never been realised before or since. As the[Pg 46] wisdom of the Church had been a direct gift of God, so her power, too, had divine origin and reached beyond this earthly life. The Church alone held the key to eternal bliss, her curse meant everlasting damnation. To be excommunicated was to be bereaved of temporal and eternal happiness. A man who had been excommunicated was worse off than a wild beast; he was surrendered to the devils in hell, and he knew it. There was but one road to salvation: to do penance and humbly submit to the Church. This has been symbolised for all times by the memorable submission of the Roman-German emperor, who stood for three days, barefooted and fasting, in the snow in the courtyard of Canossa, before he was received back into the kingdom of God. The kingdom of God was synonymous with the Church; Jews and pagans were the natural children of the devil, but the dissenter, the heretic who dared to question a single proposition of the divine system, or was bold enough to think on original lines—in other words in contradiction to tradition—voluntarily turned his back on God, and with seeing eyes went into the kingdom of the devil. He was wholly evil, and no earthly punishment fitted his crime. The emperor Theodosius, as far back as a.d. 380, had called such heretics "insane and demented," and the burning of their bodies at the stake which prevented their souls from falling into the hands of the devil, was looked upon as a great and undeserved mercy. But not only during their lifetime, but after their death, too, the hand of the Church fell heavily on all those who had strayed beyond her pale; their bodies were dragged from their graves and thrown into the carrion-pit. A man whom the Church had excommunicated was buried in the cemetery of a German convent. The Archbishop of Mayence ordered the exhumation of the body, threatening to interdict divine service in the convent if his command were disobeyed. But the abbess, Hildegarde of Bingen (1098-1179),[Pg 47] a woman of great mental power and an inspired seer, opposed him. Having received a direct message from God, she wrote to the bishop as follows: "Conforming to my custom, I looked up to the true light, and God commanded me to withhold my consent to the exhumation of the body, because He Himself took the dead man from the pale of the Church, so that He might lead him to the beatitude of the blessed.... It were better for me to fall into the hands of man than to disobey the command of my Lord." The saint had interpreted the will of God, and the archbishop, sanctioning a sudden rumour that the deceased had received absolution at the eleventh hour, yielded. But the bishop's yielding by no means countenanced the belief that God might, for once, tolerate the body of an excommunicate in sacred ground, far from it—the vision of the abbess Hildegarde had merely served to correct an error.
All those who dared to oppose the clergy by word or deed were doomed to everlasting perdition—this was a fact which it were futile to doubt; at the most, a man shrugged his shoulders at certain damnation for the sake of mundane pleasures—a rich legacy in the hour of death might save him. Not infrequently the fear of the devil was transformed into indifference, and sometimes even into demonolatry. A single ungodly thought might involve eternal death, and as many a man, more particularly many a priest, realised his inability to live continuously in the presence of God, he surrendered his soul to the anti-god, not from a longing for the pleasures of the senses, but from despair. The worship of the devil, far from being an invention of fanatical monks, actually existed, and was often the last consolation of those who held themselves forsaken by God. The hierarchy did not hesitate a moment to make the utmost use or the power conferred upon them by the mental attitude of the people. The government of kings and princes, in addition to the ecclesiastical government,[Pg 48] could only be a transient, sinful condition; the time was bound to come when the pope would be king of the earth, and the great lords of the world his vassals, appointed by him to keep the wicked world in check, and deposed by him if he found them incapable, worshippers of the devil, or disobedient to the Church. The whole world was a hierarchy whose apex reached heaven and bore, as the representative of its invisible summit, the pope. He stood, to quote Innocent III., "in the middle, between God and humanity." The same great pope has left us a document entitled On the Contempt of the World, which treats of the absolute futility of all things mundane. There is no reason to look upon the union of this unquenchable thirst for power and complete "other-worldiness" as a contradiction. The kingdom of God, Augustine's Civitas Dei, must of necessity be established that the destiny of the world may be fulfilled. Every pope must account to God for his share in the advancement of the only work which mattered, and the greater the power the ruler of this world had acquired over the souls of men, the more he trembled before God, weighed down by the burden of his enormous responsibility. "The renunciation of the world in the service of the world-ruling Church, the mastery of the world in the service of renunciation, this was the problem and ideal of the middle ages" (Harnack). But not only the pope, every priest, as a direct member of the kingdom of God, was superior to the secular rulers. This was taught emphatically by the great St. Bernard of Clairvaux, for instance, and Gregory VII., the wildest fanatic of the kingdom of God, said, in writing to a German bishop: "Who then who possesses even small knowledge and reasoning power, could hesitate to place the priests above the kings?" Even the emperor Constantine, though he was still largely under the sway of the imperial idea, distinctly acknowledged the bishops as his masters; according to the legend he[Pg 49] handed to the Bishop of Rome the insignia of his power, sceptre, crown and cloak, and humbly held the bridle of the prelate's horse.
The theoretic backbone of this mental attitude was the doctrine of the Fathers of the Church and the older scholasticism, pronouncing the illimitable power of human perception; the world's profoundest depths had been fathomed, its riddle finally solved; there was consequently no room for philosophy, the endless meditation on the meaning of the world and the destiny of man. Science had but one task: to bring logical proof of the revealed religious verities. The greatest champion of this view was Anselm of Canterbury (1033-1109), who in his treatise, Cur Deus Homo proved that God was compelled to become man in order to complete the work of salvation. Abélard preached a similar doctrine, but carried away by the fervour of thought, arrived at conclusions which he was forced to recant ignominiously; for at the end of his chain of evidence he did not always find the foregone conclusion which should have been there. This system of a final and infallible knowledge of the world is the very foundation of ecclesiastical government. The priest alone has all knowledge, for he has the doctrine of salvation. Had it occurred to any man to defend his own opinions in contradiction to the system of the Church, that man would speedily have come to the conclusion that the devil had tempted him to false observations, or false deductions, and his submission to the Church would have been the outward sign of his victory over the evil which had blinded his spiritual vision. A man had to choose between the worship of God and the worship of the devil, there was no alternative. Nobody knew the limits of human knowledge; everybody, the learned ecclesiastic as well as the unlearned, plain man, believed others to be in possession of the key to profound secrets and unlimited power. One thing only was needful: to possess one's self of the[Pg 50] philosopher's stone; therefore the belief in witchcraft and the fear of certain men supposed to be endowed with supernatural power—the priests—were but the obvious results of a world-system, founded on a revealed and exact religion.
The Latin poets, whose study would probably have counteracted the universal barbarism, were regarded as dangerous, the gods of antiquity being identified with the demons of the Scriptures. This view was responsible for the loss of many a valuable manuscript. The favourite haunts of the demons were the convents, originally designed as battlefields on which the struggles with the demons were to be fought out, but frequently perishing in superstition and ignorance. Every monk had visions of devils; miracles occurred continually; the torturing problem was as to whether they were worked by God or the devil. Nature was merely a collection of mystic symbols, divine—or perhaps diabolical—allegories, whose meaning could be discovered by a correct interpretation of the Bible. Everything which could possibly happen was recorded in the Scriptures; they contained the true explanation of all things. It was only a matter of selecting the right word and interpreting it correctly, for every word was ambiguous and allegorical. Every natural occurrence—an eclipse of the sun, a comet, or even a fire—stood for something else; it was the symbol of a spiritual event concealed behind a phenomenon. The allegorical interpretation of the Bible was carried to the point of abstruseness because every word was considered of necessity to have an unfathomably profound meaning. The following amazing interpretation is by the highly-gifted German poet and mystic, Suso: "Among the great number of Solomon's wives was a black woman whom the king loved above all others. Now what does the Holy Ghost mean by this? The charming black woman in whom God delights more than in any other, is a man patiently bearing the trials which God sends[Pg 51] him." Abélard's interpretation of the black woman is even worse; he maintained that though she was black outside, her bones, that is her character, were white. A really remarkable deed of bad taste was committed by the monk, Matfre Ermengau, the author of the Breviari d'Amor, at a time when civilisation had already made considerable strides. He sent his sister a Christmas present, consisting of a honey-cake, mead, and a roast capon, accompanied by the following letter: "The mead is the blood of Christ, the honey-cake and the capon are His body, which for our salvation was baked and pierced at the Cross. The Holy Ghost baked the cake in the Virgin's womb, in which the sugar of His divinity amalgamated with the dough of our humanity. In the Virgin's womb the Holy Ghost also spiced the mead and prepared it from wine; the spice is divine virtue, the wine is human blood. In addition He caused the holy capon to issue from the egg; the yolk of the egg is the deity, the white is humanity, the shell is the womb of the Virgin Mary ...," etc.
The religion of Christ was lost, man had become a stranger to his own soul—celestial warnings, signs of the Judgment Day, daemonic temptations, surrounded him, as far as he paid heed to anything super-sensuous on all sides. The French chronicler, Radulf Glaber (about a.d. 1000), might have been writing a satire on antiquity when he warned his contemporaries of the demons lurking everywhere, but more especially dwelling in trees and fountains. Of a learned man who was studying the classic poets, he said: "This man, confused by the magic of evil spirits, had the impudence to propound doctrines contradictory to our holy faith. In his opinion everything the ancient poets had maintained was true. Peter, the bishop of the town, condemned him as a heretic. At that time there were many men in Italy believing this false doctrine; they perished by the sword or at the stake." We have a letter,[Pg 52] written at the same time by Gerbert, who later on became Pope Sylvester II., to a friend, beseeching him to obtain for him manuscripts of the Latin philosophers and poets. He wrote textbooks of astronomy, geometry and medicine, and introduced the Arabic numbers and the decimal system into Europe. In consequence he, too, was accused of magic and intercourse with Arabian pagans. A chronicler relates that he sold his soul to the devil and became pope through the devil's agency; and that, when he was on the point of death, he ordered his body to be cut to pieces so that the devil should not carry it away.
To-day we find it difficult to realise such a state of mind. Every man of our period who takes the smallest interest in things spiritual—be he the most orthodox ecclesiastic—at least knows that there are capable people in the world whose opinions differ from his, who seek fresh knowledge; he knows it, even though he may pretend that they are people who have gone astray and have been abandoned by God. No one can be entirely blind to the new values created by human intellect. But the men of the Middle Ages were swayed by a monstrous dualism, and despite their belief in the illimitable power of human cognition, they unquestioningly accepted the sacred tradition and rejected the naïve evidence of the senses and intellect whenever it seemed to contradict the dogma. Thus mediaeval science did not represent what it represented in antiquity, and what it represents now, the study of the true relationship of things, but rather the application of truths revealed once and for all. There was nothing more to be discovered, and therefore scientists took a delight in logical and dialectical speculations which to a man of our day seem senseless and childish. Far into the Renascence, natural history was a medley of ancient traditions, oriental fables and superficial observations. The strangest qualities were attributed[Pg 53] to animals with which we come almost daily into contact. The following quotations are culled from a Provençal book on zoology: "The cricket is so pleased with its song that it forgets to feed and dies singing." "When a snake catches sight of a nude man, it is so filled with fear that it does not dare to look at him; but if the man is dressed, the snake looks upon him as a weakling and springs upon him." "The adder guards the balsam; if a man desires to steal the balsam, he must first send the adder to sleep by playing on a musical instrument. But if the adder discovers that it is being duped, it closes one of its ears with its tail and rubs the other one against the ground until it is filled with earth; then it cannot hear the music and remains awake." "Of all animals there is none so dangerous as the unicorn; it attacks everybody with the horn which grows on the top of its head. But it takes such delight in virgins that the hunters place a maiden on its trail. As soon as the unicorn sees the maiden, it lays its head into her lap and falls asleep, when it may easily be caught." Of the magnet we learn among other things that it restores peace between husband and wife, softens the heart of all men and cures dropsy. "If a magnet is made into a powder and burnt on charcoal in the four corners of the house, the inhabitants imagine that they cannot keep on their legs and run away, sorely affrighted; thieves frequently profit by this fact. If a magnet is placed under the pillow of a sleeping woman, she is compelled, if she is virtuous, to embrace her husband in her sleep; if she has betrayed him, she will fall out of her bed with fear."
All this information was the common property of the period; Richard of Berbezilh, for instance, an "aesthetic" troubadour, tells us that—like a still-born lion's cub which was only brought to life by the roaring of its dam—he was awakened to life by his mistress. (He does not say whether it was by her roaring.) Conrad of Würzburg compares the[Pg 54] Holy Virgin to a lioness who brings her dead cubs, i.e., mankind, to life with loud roaring. Bartolomé Zorgi, another troubadour of the same period, likens his lady to a snake, for—he explains—"she flees from the nude poet and her courage only returns with his clothes." During the whole mediaeval period the unicorn was a well-known symbol of virginity, more especially of the virginity of Mary. The Golden Smithy of the German minnesinger, afterwards monk Conrad of Würzburg, contains a rather abstruse poem which begins:
The hunt began;
The heavenly unicorn
Was chased into the thicket
Of this alien world,
And sought, imperial maid,
Within thine arms a sanctuary. . . . etc.
Natural history was in a parlous state, and geographical knowledge was equally spurious. The Church was averse to natural research, for the only problem in the world was the salvation of man from everlasting damnation. Not only Tertullian, but several Fathers of the Church, regarded physical research as superfluous and absurd, and even as godless. "What happiness shall be mine if I know where the Nile has its source, or what the physicists fable of heaven?" asked Lactantius. And, "Should we not be regarded as insane if we pretended to have knowledge of matters of which we can know nothing? How much more, then, are they to be regarded as raving madmen who imagine that they know the secrets of nature, which will never be revealed to human inquisitiveness?" Here one is reminded of a remark made in "Phædros" by the wisest of all Greeks, who refused to leave town because "what could Socrates learn from trees and grass?" And Julius Cæsar wrote an account of his wars to while away the time when he was crossing the Alps.
Very likely the system of the Church would have[Pg 55] been less rigid had it not largely been occupied in dealing with ignorant barbarians. In the case of Celts and Teutons, a complete and unassailable form of dogmatics with its corollary of hieratical intolerance was the only possible system. The traditions of these peoples were far too foreign to Christianity to allow Christian germs to flourish in their soil. And the new nations, accepting what Rome offered to them, were completely unproductive in their adolescence. The achievement of this fatal first millenary might be formulated as follows: "The civilised world of Western Europe was united under the government of the Church of Rome; on all nations it had been impressed in the same combination of words and similes that they were living in a sinful world; they knew when this world had been created and when its Saviour had appeared; they knew that its end would come together with the bodily resurrection of the dead and the terrible day of the Last Judgment; they knew that demons were lurking everywhere, seeking to destroy man's soul, and that the Church alone could save him. All these facts were as unalterable as the return of the seasons."
The fundamental sources of antiquity had been sensuality and asceticism, the elements of the Middle Ages abstract thought and historical faith; now emotion was to become the principal factor. It welled up in the soul and soon dominated all life. The fountain which had been dried up since the dawn of the Christian era, began to flow again in a small country in the south of France. The civilising centre had again shifted westwards, as in the past it had shifted from Asia to Greece, and from Greece to Rome. In the course of the first thousand years Greece and Asia Minor had separated themselves from Europe, and founded a distinct culture, the Byzantine, which exerted no influence on the development of Europe. But not even Italy, the scene of the older civilisation, was destined to give birth to the new;[Pg 56] maybe the memory of the antique, ante-Christian, period was too powerful here. Its cradle stood on virgin ground, in Provence, a country wrested from Celts and Teutons by the Roman eagles, ploughed by the Roman spirit, preserving in some of its coast towns, notably in Marsilia, the rich remains of Greek settlements, something of Moorish influence in race and language, and fusing all these heterogeneous elements into a splendid whole. But why this important spiritual centre should have been formed just here it is difficult to say.
For the first time the system of ecclesiastical values was confronted by something novel, which was not—like the old Teutonic ideal of the perfect warrior—tainted by barbarism, but may be described as the system of mundane court values. This new ideal was not founded on an authority which had to be accepted in good faith; it had its direct origin in the passionate yearning of the human soul. Man had re-discovered himself and become conscious of his personal creative force. A very great thing had been accomplished; the seed which, slowly gathering strength, had lain in the soil for a thousand years, had at last burst its husk, and was rapidly growing into the magnificent tree of the European civilisation. In silent opposition to the system of the accepted ecclesiastical values, the new ideal of pretz e valor e beutatz (worth and value and beauty), of cavalaria and cortezia (chivalry and courtesy), was upheld in Provence. Four worldly virtues, wisdom, courtly manners, honesty and self-restraint, were contrasted with the ecclesiastical cardinal virtues. The courts of the princes became centres of new life and art. The new spiritual-aesthetic concept of feasting and enjoyment transformed the former orgies of eating and drinking. Woman, who had heretofore been excluded from male society, was all at once transferred to the very centre of being; for her sake men controlled their brutal tempers and exerted themselves to please[Pg 57] by good manners, taste and art. She, whom the Church had done everything to depreciate, who had been denied a soul at the Council of Macon (in the sixth century), had become the very vessel of the soul; man looked up to her and bent his knee before the newly-created goddess.
The cultivation of the new courtly manner coincided with the nascent art of the troubadours. There was no gradual growth and development in the latter; at the very outset it had reached perfection. The first troubadour whose name has come down to us was Guillem of Poitiers, Duke of Aquitania (about 1100); great lords and barons gloried in the exercise of this new art. Every court boasted its poets, hospitably received and loaded with presents; the great ones of the earth were beginning to exercise that patronage of art and letters which in the Renascence reached such extravagant proportions. Every distinguished poet employed salaried musicians, the joglars (jongleurs), who wandered from court to court, singing their masters' new songs. Others again, the comtaires, related romances of love and adventure, gathering round them a rapt throng of lords and ladies. Courtly manners and lofty principles quickly became the recognised ideal; the man who was satisfied with the pleasures of the senses was held in contempt; the greatest reproach was "vilania"; in the "Yvain" of the French epic poet Chrestien de Troyes, this universal feeling is thus expressed:
A courtier counts though he be dead,
More than a rustic stout and red.
Dante and his circle, as well as the best of the troubadours, substituted for the "cortois" of the superficial Chrestien the "cor gentil," the noble heart, which they accounted more precious than rank and wealth and power. "Wherever there is virtue there is nobility," says Dante, "but where there is nobility there need not necessarily be virtue."[Pg 58] A time had come when personal distinction was in every man's grasp, no matter whether he was learned or unlearned, a nobleman or a commoner. Certainly the commoner was never on an equality with the aristocrat, partly because he was dependent on the largess of the great. Even Dante was compelled to seek princely patronage, and not until the Renascence do we hear of writers whose sarcastic tongues were so dreaded that they became independent of charity.
In opposition to the monkish ideal of a contemplative life which had hitherto obtained, a new ideal, the ideal of the courtier's life, was upheld; ecclesiastical saintliness was contrasted with knightly honour. Beauty, which at the dawn of the Christian era had fallen into ill repute and had become associated with unholy, and even diabolical, practices, had again come into its kingdom. Above everything it was the beauty of woman which was re-discovered—or rather, in its new, spiritual sense, newly discovered—and claimed the enthusiasm and love of the best men of the period. After a thousand years of gloom and brutality, joy and culture shed their radiance on a renewed world. The ideal of chivalry bore very little resemblance to the old Teutonic ideal of the hero; the older ideal had been based entirely on the appreciation of physical strength; but chivalry was the disseminator of culture, leaving ecclesiastical culture, which hitherto had been synonymous with civilisation, a very long way behind. "Mezura," "masze" (the μφστὁηϛ of the Platonic Greeks) was the new criterion, as compared with the barbarian's want of restraint.
I do not propose to give a description of the life at the courts of Provence. The news of it travelled north, and everywhere roused a desire to imitate it. The need of a renewed life was powerfully stirring all hearts. Men yearned for beauty and spontaneity, for passionate life, unprecedented and romantic. This was especially the case in the north, in France[Pg 59] and in Germany, and above all in Wales, the country of the imaginative and highly-gifted Celts. Here life was harder, poorer, more barbaric; the cultured mind suffered more from its brutal surroundings than it did in the favoured south. It was here that the great legends of the Middle Ages, so clearly expressive of the yearning of the period, were first collected. The early Middle Ages had produced epic poems, treating scriptural subjects (such as the Harmony of the Gospels of the monk Otfrit, written in the ninth century), and celebrating the exploits of popular heroes, as, for instance, the German Song of Hildebrand, and the French "Chansons de Geste," which contain episodes from the lives of Charlemagne and his nephew Roland. The true epic, arising from the rich and poetical Celtic tradition, came into existence in the eleventh century in the North of France and immediately burst into extraordinary luxuriance. The legends of the heroes of the dreamy Celtic race—King Arthur and his knights, Merlin the magician, the knights of the Holy Grail—travelling across France, became the common property of the civilised European nations, and filled all hearts with longing and fantastic dreams. Chrestien de Troyes, in his romances, extolled knightly exploits and the service of woman, thus producing by the combination of the older and the newer ideals the novel of adventure which has fascinated the world for centuries. It is a mistake to believe that Don Quixote has struck at the root of it; to this day the masses wax enthusiastic in reading of the doughty deeds of knights, the beauty of ladies and their unswerving, undying love.
In addition to the great and heroic subjects, there were lesser, more intimate, and frequently sentimental, romances, especially enjoyed and widely circulated by the ladies. The baron, riding forth, left his young wife at home, shut up in her bower and surrounded by spies; sometimes even physically branded as[Pg 60] his property. A prisoner behind bars, her imagination went out—not to the unloved husband who had married her for the sake of her broad acres, and could send her back to her parents as soon as he found a wealthier bride (he had but to maintain that she was related to him in the fifth degree and the Church was ready to annul the marriage), not to him, her lord and master, but to the unknown knight, the passionate lover, who would gladly give his life to win her. A jongleur arrived with stories of the courts where love was the only ruler; where the knights willingly suffered grief and want, if by so doing they could serve their lady; where the lover, in the shape of a beautiful blue bird, nightly slipped through the barred windows into the arms of his mistress. But the jealous husband had drawn barbed wire across the window, and the lover, flying away at dawn, bled to death before the eyes of his grief-stricken lady. The jongleur would tell of the knight who had fallen passionately in love with a beautiful damsel of whom he had but caught a passing glimpse; month after month he worked at digging an underground passage; every night brought him a little nearer to her bower—she could distinctly hear the dull sounds of his burrowing—until at last he rose through the ground and took her into his arms. These and similar tales, doubtless all of them of Celtic origin—preserved for us in the charming "Lais" of Marie de France—brought tears to the eyes of many a lonely wife and gave shape to her vague longing. There was no reason why a man, and a lover to boot, should not transform himself nightly into a blue bird. Those simple stories in verse fulfilled every desire of the heart; imagination supplied in the north what the south offered in abundant reality. But Marie de France, the first woman novelist of Europe (about the end of the twelfth century), deserves to be remembered for another reason; she was the first poet voicing woman's[Pg 61] longing for love and romance—woman's adventure. The charming Lai du Chevrefoile ("The Story of the Honeysuckle") relates an episode from the loves of Tristan and Isolde, the famous lovers, legendary even at that time. Tristan and Isolde, Lancelot and Guinevere, Fleur and Blanchefleur—these were the admired and mythical lovers of whom the poets sang and dreamed. All the world knew their adventures; all the world repeated them again and again, reverently preserving the identical words and yet unconsciously remoulding them. At the recital of their loves, hand clasped hand; "on that day we read no more," confessed Dante's ill-fated lovers.
The longing, so characteristic of the North of Europe, to see the world and meet with adventures, was in Provence and Italy less pronounced. These favoured climes possessed so many of the things dreamed of and desired by other countries. Events, strange as fiction, actually occurred. Count Raimond of Roussillon, for instance, imprisoned his wife in a tower because the troubadour, Guillem of Cabestann, was in love with and beloved by her. He waylaid the lover, killed him, cut his heart out of his breast and sent it, roasted, to his countess. When she had partaken of it, he showed her Guillem's head and asked her how she had enjoyed the dish. "So much that no other food shall ever pass my lips," she replied, casting herself out of the window. When the story spread abroad, the great nobles rose up in arms against Raimond, and even the King of Aragon made war on him. He was caught and imprisoned for life, and his estates were confiscated. Guillem and the countess were buried in the church, and for a long time after men and women travelled long distances to kneel at their grave. The charming poems of Melusine and the beautiful Magelone, which to this day delight the reader, were composed during the same period.
Before the eleventh century poetry in the true sense of the word did not exist. There were only[Pg 62] Latin Church hymns and legends, perverted reminiscences of antiquity, and, in the vulgar tongue, legends of the saints and simple dancing-songs for the amusement of the lower classes. Thanks to the relentless war which the clergy waged against them, a few only have been preserved. There can be no doubt that Provence was the birthplace of European poetry. The "sweet language" of Provence was the first to reach perfection and perfect maturity. It drove the language of the German conquerors eastwards and prepared the ground for the French tongue.
The beginning of the twelfth century saw the birth of the poetry of the troubadours, which possessed from the first in great perfection everything that distinguishes modern lyric poetry from the antique. Instead of the syllable-measuring quantity, we now have the emphasising accent; the rhyme, one of the most important lyrical contrivances—and in its near approach to music the most striking characteristic of modern lyrical poetry as compared with the antique—reaches perfection together with the complete, evenly-recurring verse which is still to-day peculiar to lyrical art. The poems of many of the troubadours pulsate with passionate life, and bear no trace of the traditional or the conventional. The martial songs of Bertrand de Born stride along with a rhythm reminiscent of the clanking of iron. I quote the first verse of one of these:
Le coms m'a mandat e mogut
Per N'Arramon Luc d'Esparro,
Qu'eu fassa per lui tal chanso,
On sian trenchat mil escut,
Elm e ausberc e alcoto
E perponh faussat e romput.
The count he sent to me one day
Sir Arramon Luc d'Esparro;
A song I was to make him—so
That thousand shields with ring and stay
And mail and armour of the foe
To fragments shivered in dismay.
[Pg 63]The poetry of the Provençal troubadours had already passed its prime when, in the other European countries, lyric art was still in its infancy. The crusade against the Albigenses (1209), undertaken by Gregory VII. with the object of killing the new spirit and the new secular civilisation, drove many troubadours to Italy, among others the famous Sordello, who is mentioned in Dante's Divine Comedy. Others went to Sicily, to the court of the art-loving Emperor, Frederick II., where a distinct, but not very original, poetic art arose. In Italy the perfection of mediaeval poetry was reached in the "sweet, new style" immortalised by Dante. But not only the great Italians, the trouveres from the North of France also, and—to some extent—the German minnesingers, were influenced by the art, and above all, the ideals which had originated in Provence. The poetry of the earliest Rhenish and Austrian minnesingers closely follows German folklore, and the songs of Dietmar of Aist and others are still quite innocent of any trace of neo-Latin characteristics. But very soon the technical perfection of the Provençal poetry and the Provençal ideal of courtesy and love, famous all over Europe, strongly influenced the German mind.
The new poetry and the ideal of chivalry and the service of woman were the first independent developments able to hold their own by the side of ecclesiastical culture. The rigid Latin was superseded; the soul of man sang in its own language of the return of spring, the beauty of woman, knighthood and adventure. Poetry became the most important source of secular education, and as each nation sang in its own tongue, national characteristics shone out through the individuality of the singer. Provençals, Frenchmen, Germans and Italians realised that they belonged to different races. This was particularly the case during the Crusades when, under the auspices of the Church, the nations of Europe had apparently undertaken a common task.[Pg 64]
In Provence, in France and Germany, every poem was set to music, and thus, simultaneously with the lyrical art, secular music was evolved. J.B. Beck, the greatest authority on the music of the troubadours,—the music of the minnesingers has been studied very little,—says, "The poetry of the troubadours and trouveres represents in its totality a collection of songs which in their frequently amazing naïveté and melodiousness, their spontaneity and sound music, intimate congruity of melody and text and extraordinary originality, have been unparalleled to this day." All these songs are distinguished by graceful simplicity; but the ear of the non-musician can hardly perceive the originality on which Beck lays such stress. In any case, the music is inferior to the frequently perfect text. This same period saw the inception of our present system of musical notation.
The new poetry created a desire for "literature," thus giving impetus to the already existent art of illuminated manuscripts. Every prince kept a salaried army of copyists and illuminators, producing the manuscripts to-day preserved and studied in our museums. Studios where this work was carried on existed at various art centres, especially—as far as we are able to tell to-day—at the papal courts at Avignon—that meeting-ground of French and Italian artists—in Paris and at Rheims. These workshops were the birthplace of miniature painting, which reached perfection in the famous Burgundian "Livres d'Heures."
To-day the science of aesthetics is attempting to trace the influence which emanated from the French and even from the earlier English workshops, and spread over the whole continent. It is very probable that the French art of miniature painting of the first half of the thirteenth century was mother of the later North-European art of painting. It was in Northern Europe that, independently of Hellenic and Byzantine influence, a new art originated, of[Pg 65] which Max Dvorak says: "It would hardly be possible to find an external cause for the quick and complete disappearance of the elements of the Neo-Latin art. The past was simply done with, and an absolutely new period was beginning. Thus the new art was almost without any tradition." Dvorak calls this complete change the most important in the history of painting since antiquity. George, Count Vitzthum, has proved that the famous Cologne school of painting modelled itself on Northern-French, Belgian, and a quite independent English school of illuminators. It is even suggested that the English style of miniature painting influenced Europe as far as the Upper Rhine. It is also very significant that the Dutch art of the brothers van Eyck, whose sudden appearance seemed so inexplicable, is now proved to have had its source in the North of France. On the other hand, we have drawings of three ecstatic nuns showing decided originality; Hildegarde of Bingen, already mentioned on a previous occasion, has herself ornamented her book, Scivias, with miniatures which, according to Haseloff, in spite of their primitive style, reveal a bizarre plastic talent, and are therefore closely related to her intuitions. Alfred Peltzer speaks of "fantastic figures surrounded by flames." The two other nuns were Elizabeth of Schönau, and Herrad of Landsberg; these two were entirely under the influence of the dawning mysticism.
I will here quote a few more passages from Dvorak, who, in dealing with the individual arts, does not lose sight of the whole. "Simultaneously with a new literature," he says, "we have a new art of illustration, new miniatures, no longer drawing inspiration from antiquity.... We meet the new style in its full perfection wherever it is a matter of a new technique (in the art of staining glass, for instance, or of illustrating profane literature)...." He speaks of a new decoration of manuscripts invented in Paris in the first half of the thirteenth century.[Pg 66] Thus the close and causal connection between the new poetry and the illumination of books is clearly apparent, and it may be said without exaggeration that the Provençal lyric poetry and the North-French and Celtic cycles of romance led up to the new European style of painting which did not come to perfection until two centuries later. (Nothing positive can be said about the influence of France on Italian art; the monumental character and the art of Cimabue, Giotto and the Sienese does not, however, suggest that they were much influenced by the art of miniature painting, but rather hints that they drew inspiration from antique frescoes.)
I must add a few words on the subject of those miniatures which are not easily accessible to the layman, but reproductions of which are frequently met with in books on the history of art. In addition to religious subjects, the whole courtly company which lives and breathes in the legends of the Round Table, kings and knights, poets, minstrels, and fair damsels, hawking, jousting, banqueting and playing chess, everything which stirred the poet's imagination, is depicted. The spirit of the romances which in modern times enchanted the English Pre-Raphaelites, six centuries ago provided food and stimulus to the industrious illuminators whose names have long been forgotten.
If the art of miniature painting never rose—excepting in its wider consequences—to universal significance, mediaeval architecture stands before our eyes magnificent as on the first day. Until the middle of the twelfth century the monumental structures of Europe were directly influenced by the later Hellenic civilisation. The Byzantine basilica was slowly transformed into the Neo-Latin house, and thus, in this important domain also, Europe drew her inspirations from antiquity. But only the ground-plan of the Gothic cathedral, that is to say, the idea of a nave with side-aisles, was traditional and borrowed[Pg 67] from Neo-Latin models. From this invisible ground-plan rose something absolutely original and autochthonic. This new, specifically Central-European style of architecture was developed on soil where there were no antique buildings to stem the new life with their overwhelming domination, and to bar the way of artistic inspiration with their ominous "I am perfection!" In every branch of art antiquity had proved itself a foe, until at last the Renascence was sufficiently mature to assimilate and overcome the antique inheritance so completely that it became an excellent fertiliser for the new art. The essence of the Gothic style is the dissolution of all that is heavy and material—the victory of spirit over matter. Walls were broken up into pillars and soaring arcades; monotonous facework was tolerated less and less, and every available inch was moulded into a living semblance. The result may be studied in the incomparable façades of many of the cathedrals in the North of France; and in tower-pieces almost vibrating with life and passion such as that of St. Stephen's in Vienna. The conflict between matter and pure form is settled—for the first and only time—in Gothic architecture. The Greek temple with its correct proportions possessed no more than perfection of form without spiritual admixture; it was perfect as marble statues, which are an end in themselves, and do not point the way to spiritual truths. Gothic architecture is probably unique in its blending of æsthetic perfection of form and infinite spiritual wealth; in the fusion of these two elements in a higher intuition. It is the balance of the two characteristics of genius, inexhaustible wealth and the striving for harmonious expression. It marked the first powerful working of the Teutonic spirit on the world; its metaphysical yearning together with a genuine love of nature, found in this art its own peculiar traditionless expression, just as it found expression in the newly-evolved mysticism which no longer[Pg 68] re-echoed Aristotle and his commentators, but drew inspiration from its own intuition. For this reason Gothic architecture never became acclimatised in Italy. The soaring tower, more especially, never appealed to the Italian architect.
Ornamentation and capitals, previously a combination of geometrical figures, which may have been architecturally great and imposing, but was always more or less formal and rigid, disappeared; the new masters, whose names have been forgotten, looked round them and drew inspiration from nature. The forest trees of Central Europe became pillars; grouped together, apparently haphazard, they reflected a mystical nature pulsing with mysterious life. Spreading and ramifying, growing together in an impenetrable network of foliage, they bore buds, leaves and fruits. Every pinnacle became a sprig, even the pendant icicles reappeared in the gable-boards. But the assimilation of natural objects did not cease there; tiny animals, light as a feather, run over the tendrils, lizards, birds, even the gnomes of German mythology, find their way into the Gothic cathedral. Not the traditional Greek acanthus leaf, but the foliage of the North-European oak grows under the hands of the sculptor. Even the cross is twisted into a flower; the sacro-sanct symbol of the Christian religion is newly conceived, newly interpreted and moulded so that it may have a place. The Gothic cathedral with its soaring arches free from all heaviness is the perfect expression of that cosmic feeling that inspired Eckhart and reached its artistic perfection in Dante.
But the soul of the mystic in stone contains the same elements as the soul of Eckhart, who was also a schoolman. The confused and complex scholastic world of ideas which corresponded so well with the mediaeval temper and, together with the new art, had emanated from Paris, is closely akin to Gothic architecture. For the Gothic style and scholastic[Pg 69] thought share the characteristics of the infinitely constructive and infinitely cleft, the infinitely subtle and ornamental—perhaps the last trace of the spirit of the north as compared with the simplicity of the south.
As if from fertile soil, a world of sculptured men and beasts sprang from the façades of the new cathedrals. The figures on the cathedrals of Naumburg, Strassburg, Rheims, Amiens and Chartres are far superior to the artistic achievements of the dawning renascence in Italy. They are real men, full of life and passion, no longer symbols of the transcendental glory of the world beyond the grave. "All rigidity had melted, everything which had been stiff and hard had become supple; the emotion of the soul flows through every curve and line; the set faces of the statues are illuminated by a smile which seems to come from within, the afterglow of inward bliss" (Worringer).
A longing went through the world, stimulating faith in miracles and a desire for adventure, a longing which no soul could resist. Nothing certain was known of countries fifty miles distant; the traveller must be prepared for the most amazing events. No one knew what fate awaited him behind yonder blue mountains. The existence of natural laws was undreamt of; there was no improbability in dragons or lions possessing power of speech. A period incapable of distinguishing between the natural and supernatural will always indulge in those fancies which are best suited to its temper. Be the native country never so poor, the long darkness and cold of the winter never so hard to bear, far away in the East, or in Camelot, the kingdom of King Arthur, life was full of beauty and sunshine. The legends of King Arthur powerfully affected the imagination; they were read, secretly and surreptitiously, in all convents; on a sultry summer afternoon, during the learned discussion of their preceptor, one after[Pg 70] another of the pupils would fall asleep; the preceptor, suddenly interrupting himself, would continue after a short pause: "And now I will tell you of King Arthur," and all eyes would sparkle as the pupils listened with rapt attention. Francis of Assisi called one of his disciples "a knight of his Round Table," and three hundred years later Don Quixote lost his reason over the study of those legends; some of the finest works of art of the present time, Wagner's "Lohengrin," "Tristan and Isolde," and "Parsifal," take their subject from the inexhaustible treasure of the Celtic epic cycle. The longing for experience and adventure had laid hold of the imagination to an extraordinary degree. The recital of wondrous adventures no longer satisfied the listener; he yearned to participate in them. The young knight, trained in athletics and courtesy, and possessing a little knowledge of biblical history, left his father's castle to face the unknown world. There was a sanctuary, mysterious, almost supernal, carefully guarded in the dense forest of an inaccessible mountain. A knight whose heart was pure, and who had dedicated himself to the lifelong service of the divine, could find it; but he would have to wander for many years, through forests and glens and strange countries, alone and solitary, before his eyes would behold the most sacred relic in the world, the Holy Grail.
The time was ripe for a great event, a universal and overwhelming enterprise which could absorb the passionate longing. Maybe that the wisdom of the great popes—half unconsciously, certainly, and under the pressure of the age, but yet led by an unerring instinct—guided this stream into the bed of the Church; the vague craving found a definite object: the Crusades were organised. The Holy Sepulchre, the most sacred spot on earth, was in the hands of the heathens; it was despised and defiled—what greater thing could a man do than hasten to its[Pg 71] rescue and wrest it from the grasp of pagans, giants and sorcerers? In the fantastic imagination of the men of that period the Lord's sepulchre was nothing but the earthly realisation of their yearning for the Holy Grail.
As far back as a.d. 1000 Gerbert had sent messengers to all nations, exhorting them to hoist their banners and march with him to the Holy Land. It had been prophesied that he should be the first to read Mass in Jerusalem; a few ships were actually equipped at Pisa—the first attempt at a Crusade. But at that time Europe was not yet quite prepared for the extraordinary, almost incomprehensible, enterprise—the conquest of a country which hardly anybody had ever seen and in which nobody had any practical interest. Before such an enterprise could be carried out all hearts must be filled by that uncontrollable and yet vague longing, so characteristic of the great period of fantasy. The suggestion that the wealth of the East, exciting the greed of the western nations, led to the Crusades, is an absolutely indefensible idea. Doubtless, rumours of the fabulous treasure of the Orient had stirred the imagination of Europe, appealing far less, however, to the cupidity of the individual than to his desire for something strange, new and incredible. It was impossible to foresee the result of the first Crusade; the crusader went to a strange land in order to fight—the return was in God's hand. There have been at all times men coveting wealth, but to make such men the instigators and organisers of the Crusades is a deliberate attempt to represent a characteristic and unique event in the history of the world in the light of a commonplace and every-day occurrence. In the first enchanted wood a man might chance upon a beautiful princess sitting beside a fountain, nude and weeping; but it was equally possible that a giant would rush upon the Christian knight, break his shield and exact heavy penalties. It was possible[Pg 72] to win the kingdom of a sultan or emir—it could be achieved by bravery and in a duel—and become a great king, for a king in those days was no more than a large landed proprietor. Such dreams were actually fulfilled in the most extraordinary way. Gottfried of Bouillon, a poor Alsatian knight, might have become King of Jerusalem, had he not refused to wear a crown of gold in a land where his Saviour had worn a crown of thorns, and contented himself with the title of "Protector of the Holy Land."
The embattled citadel of Jerusalem, like the Holy Grail, was pictured as being situated outside the world. There the longing which had become so vast that it had outgrown the earth, would be stilled. A direct way must lead from Jerusalem, the centre of the earth—it still takes this position in Dante's Divine Comedy—to Paradise. Was it not the spot where the Cross of the Saviour had been raised? Had not once before heaven opened above the city to receive His risen body? Was it not the scene of countless miracles in the past? Why should it be different now? Men knew practically nothing of Palestine; they had in their minds a fantastic picture tallying, in every respect, with Biblical accounts; doubtless, the footprints of the Redeemer could easily be traced everywhere; the possession of the country promised the fulfilment of transcendental dreams.
The impulse and the strength necessary for the organisation of the Crusades were spiritual phenomena inherently foreign and even hostile to the Church; but thanks to the mental superiority of the popes of that period, and the overpowering conception of a divine kingdom, they became the instruments of the greatest triumphs vouchsafed to the Church of Rome. The hosts, driven across the sea by inner restlessness and ill-defined longing, in reality fought for the aggrandisement of the Church. The great Hildebrand resolved to lead all Christendom to Jerusalem, to found on the site of the Holy Sepulchre the divine[Pg 73] kingdom preached by St. Augustine, and invest—a risen Christ—the emperor and all the kings of the earth with their kingdoms.
The crusader and the knight in quest of the Holy Grail present together a paradoxical combination of the Christian-ecclesiastical and the mundane-chivalric spirit, which is quite in harmony with the spirit of the age. These two worlds, inward strangers, formed—in the Order of the Knight-Templars, for instance—a union which, while possessing all the external symbols of chivalry, attributed to it heterogeneous, ecclesiastical motives; the glory of battle and victory, the caprice of a beautiful damsel, were no longer to become the mainsprings of doughty exploits; henceforth the knight fought solely for the glory of God and the victory of Christianity. In addition to King Arthur's knights, the classical Middle Ages worshipped the ideal of these priestly warriors who waded through streams of blood to kneel humbly at the grave of the Saviour, of those seekers of the Holy Grail who dedicated themselves to a metaphysical task. King Arthur's Round Table served the actual orders of knighthood as a model. Not only the Franciscans of Italy, but also slow, German mystics, such as Suso and the profound Johannes Tauler, delighted in borrowing their similes and metaphors from knighthood. Tauler speaks of the "scarlet knightly robes" which Christ received for His "knightly devotion": "And by His chivalric exploits he won those knightly weapons which he wears before the Father and the angelic knighthood. Therefore Christ exults when His knights elect also to put on such knightly garments ...," etc.
Not infrequently the Saracens behaved far more generously than the Christian armies. A German chronicler, Albert von Stade, tells us that a.d. 1221 "the Sultan of Egypt of his own free will restored the Lord's Cross, permitted the Christians to leave Egypt with all their belongings, and commanded[Pg 74] all prisoners to be set free, so that at that time 30,000 captives were released. He also commanded his subjects to sell food to the rich and give alms to the poor and the sick." Occasionally the pope entered into an alliance with the enemies of Christendom against the emperor, if the latter proved troublesome. a.d. 1246 the Sultan of Egypt (Malek as Saleh Ejul) taught Innocent IV., the speaker of all Christendom, the judge of the Christian peoples, the following lesson: "It is not befitting to us," he wrote to him, "that we should make a treaty with the Christians without the counsel and consent of the emperor. And we have written to our ambassador at the court of the emperor, informing him of what has been proposed to us by the Pope's nuncio, including your message and suggestions."
The most pathetic symptom of the restlessness of the age was the Children's Crusade in 1212, which, even at its actual occurrence, caused helpless amazement. The reports of two German chroniclers are sufficiently interesting to be quoted verbally: "In the same year happened a very strange thing, a thing which was all the more strange because it was unheard of since the creation of the world. At Easter and Whitsuntide many thousands of boys from Franconia and Teutonia, from six years upwards, took the Cross without any external inducement or preaching, and against the wish of their parents and relations, who sought to restrain them. Some left the plough which they had been guiding, others abandoned their flocks, or any other task which they had been set to do, banded together, and with hoisted banner began to march to Jerusalem, in batches of twenty, fifty and a hundred. Many people enquired of them at whose counsel and admonishment they were undertaking this journey, (for it was not many years ago that many kings, a great number of princes and countless people had travelled to the Holy Land, strongly armed, and had returned home without[Pg 75] having accomplished their desire,) telling them that in their tender years they had not yet sufficient strength to achieve anything, and that therefore this thing was foolish and undertaken without due consideration; the children answered briefly that they were obeying God's will, and would willingly and gladly suffer all the trials He would send them. And they went their way, some turning back at Mayence, others at Piacenza, and others at Rome; a small number arrived at Marseilles, but whether they crossed the sea or not, and what happened to them, no one knows; only that much is certain, that of all the thousands who went forth, only very few returned." Another chronicler wrote: "And at this time boys without a leader or guide, left the towns and villages of all countries, eagerly journeying to the lands across the sea, and when asked whither they were wending, they replied: 'To Jerusalem, to the Holy Land.' Many of them were kept by their parents behind locked doors, but they burst open the doors, broke through the walls and escaped. When the Pope heard of these things he sighed heavily and said: 'These children shame us, for they hasten to the recovery of the Holy Land while we sleep.' No one knows how far they went and what became of them. But many returned, and when they were asked the reason of their expedition, they said they knew not. At the same time nude women were seen hurrying through towns and villages, speaking no word."
If it had not been for the Crusades, something else must have happened to relieve the unbearable tension. The world was longing for a great deed, a deed overstepping the border-line of metaphysics, and its enthusiasm was sufficient guarantee of achievement. In the case of the individual, vanity and boastfulness played no mean part. Thus the Austrian minnesinger, Ulrich of Lichtenstein, proposed taking the Cross "not to serve God but to please his mistress." It is quite probable, though not historically[Pg 76] proved, that this veritable Don Quixote dreamed of decorating the Holy Sepulchre with his lady's handkerchief, but in the end he remained at home. A journey to foreign lands, to return after years of yearning for the beloved, her loyalty, or her treachery, supplied the romantic imagination of the age with endless material. The story of the Count von Gleichen and his two wives is famous to this day. A charming Provençal song tells of a maid who, day after day, sat by a fountain weeping for her lover. At this spot they had bidden farewell to each other, and here she was awaiting his return. One day a pilgrim arrived, and she at once asked for news of her knight. The pilgrim knew him and had a message for her. After a short conversation he threw back his cowl and drew the delighted maiden into his arms, for it was he himself, her lover, who after many years of absence had returned and was first visiting the spot where, years ago, he had said good-bye to her.
But there was another motive, a religious one, which, joined to the universal lust of adventure, dominated the whole mediaeval period to an extraordinary degree; that motive was the idea of doing penance and—after all the failures of life—returning to God. The Crusades offered an opportunity for combining one's heart's desire with this spiritual need. Of all good works there were none more pleasing to God, and every participator was promised forgiveness of his sins. In the troubadours' songs of the crusaders there is a strong yearning for penance and sanctification, quite independent of the idea of the delivery of the Holy Sepulchre from the rule of the infidels.
All I held dear I now abhor,
My pride, my knightly rank and fame,
And seek the spot which all adore,
The pilgrim's goal—Jerusalem.
sang Guillem of Poitiers, one of the gayest of the troubadours.
[Pg 77]Only very few of the more thoughtful minds realised that divine thoughts have their source in the soul of man, and that these Crusades were obviously a senseless undertaking (not to mention the fact that God does not need human assistance). "It is a greater thing to worship God always in humility and poverty," said the abbot, Peter of Cluny, "than to journey to Jerusalem in great pomp and circumstance. If, therefore, it is a good thing to visit Jerusalem and stand on the soil which our Lord's feet have trod, it is a far better thing still to strive after heaven where our Lord can be seen face to face." Both the great scholastic, Anselm of Canterbury, and Bernard of Clairvaux, were of the same opinion. "They shall aspire not to the earthly, but to the heavenly Jerusalem, and travel there not with their feet, but with the desire of their hearts." And "They seek God in external objects, neglecting to look into their hearts, in whose innermost depths dwells the divine." And yet those same men, who even then seemed to have outgrown biblical religiosity, were under the spell of the all-absorbing idea of the age. Bernard solved the contradiction in the following way: "It is not because His power has grown less that the Lord calls us feeble worms to protect His own; His word is deed, and He could send more than twelve legions of angels to do His bidding; but because it is the will of the Lord your God to save you from perdition, He gives you an opportunity to serve Him." In these words a significant change of the fundamental idea can already be traced. Peter of Cluny worked for the Crusades, and Bernard, one of the most influential and venerable personalities of the Middle Ages, a man before whose word the popes bowed down, journeyed through the whole of France, inciting all hearts to fanatical enthusiasm. Whoever heard him preach forsook his worldly possessions and took the cross, clamouring for Peter himself to lead all Christendom. "Countless numbers flocked to his banner,[Pg 78] towns and castles stood forsaken and there was hardly one man to seven women. The wives were made widows during the lifetime of their husbands." Thus Bernard wrote to the Pope, travelling through Germany, healing the sick by his mere presence, and preaching to the people in a tongue no one could understand. But the personality of this physically delicate man, whose body was only kept alive by his spirit, touched all hearts. The prudent Emperor, Conrad, resisted for a long time, and would have nothing to do with such an aimless enterprise. But Bernard's first sermon in the cathedral at Speyer, on Christmas Day, moved him to tears. Bernard left the pulpit and pinned the cross on the shoulder of the kneeling emperor. By this symbolical act the metaphysical spirit of the time, of which the Church had obtained control for her own purposes, visibly became master of political common-sense.
The Crusades were one of the great movements matured by the newly-awakened metaphysical yearning. The same spirit in another, profounder, way, manifested itself in the efforts of religious reform which were being made here and there. "The appearance and spread of heresy has always been the gauge by which the religious life of the individual must be measured," says Büttner very pertinently in his preface to his edition of Eckhart. For the first time since the days of Christ true religious feeling was again quickening the hearts of men; the ecclesiastical dogma, which until then had represented absolute truth, no longer satisfied their need. Soon opposition, timidly at first, made itself felt. Laymen ventured to interfere in the domain of religion. All knowledge—and consequently all tradition and religion—had been for a thousand years the exclusive possession of the clergy; those laymen who had any culture at all knew a little Latin and a few scholastic propositions. All this was changing. Despite reiterated ecclesiastical prohibitions, parts of[Pg 79] the Bible were translated into the vulgar tongue and eagerly studied by ignorant folk; everywhere men appeared to whom religion was a matter of vital importance, men who strove to find God in their own souls, instead of blindly accepting the God of foreign doctrine.
The more obvious cause of the growing dislike to ecclesiastical authority was the immorality of the priests. The contrast between the professions of humility, and the greed, vice and tyranny of the clergy was too pronounced. The ecclesiastical offices were publicly sold. Divine forgiveness was cheaper than a new garment; every priest was allowed to keep a mistress if he paid a tax to the bishop. Two poems of the troubadour, Guillem Figueiras, express the state of affairs very bluntly: "Our shepherds have become thievish wolves, plundering and despoiling the fold under the guise of messengers of peace. They gently console their sheep night and day, but once they have them in their power, these false shepherds let their flock perish and die." In the other poem he says of the priest:
He lies in a woman's arms all night,
And wakes—defiled—in the morning light
To proffer the sacred host.
Worse invectives even, no less forcible than those of later reformers, he hurled against Rome. "In the flames and torments of hell is thy place!... Thou hast the appearance of an innocent lamb, but inwardly thou art a raging wolf, a crowned snake, begotten by a viper, the friend of the devil!" Even the good-natured German minnesinger, Walter von der Vogelweide, found bitter words against Rome: "They point our way to God and go to hell themselves." Bernard of Clairvaux, the supporter of the Church, sharply criticised the abuses of pope and clergy in his book, De Consideratione: "The property of the poor is sown before the door of the rich, the gold glitters in the gutter, the people come hurrying[Pg 80] up from all sides; but not to the neediest is it given, but to the strongest and to him who is first on the spot." He accused the pope of extravagance and luxury: "Was Peter clothed in robes of silk, covered with gold and precious stones? Was he carried in a litter surrounded by soldiers and vassals?" And he uttered a word which to this day is a historical truth: "In all thy splendour thou art the successor of Constantine rather than the successor of Peter."
Dissatisfaction with the life of the clergy and the tyranny of Rome was the more external reason which, although it vexed even those who were indifferent to religion, did not question the sacred tradition; the other reason was more a matter of principle; it was rooted in the desire for a religious revival and openly attacked perverted truths. The dreaded, hated, and cruelly persecuted heretics were fearless men, sturdily fighting for their convictions. The fundamental ideal of these reformers was the suppression of the outward pomp of the Church and the return to the simplicity of the gospels. Their fates varied. The gentle St. Francis of Assisi was canonised; the illumined Eckhart, on the other hand, was tortured; most of them, like the ardent Arnold of Brescia, were burnt at the stake. This conduct of the hierarchy towards the truly religious men is easily explained. The Church was faced by a problem; on the one hand, the genuine and profound piety of these men was unmistakable, but on the other, the contrast of their teaching with Church tradition was too obvious, and by many of them too strongly emphasised to be silently ignored.
The Provençal heretic, Peter of Bruis, seems to have been the first reformer who preached against iconolatry and even objected to the images of the Crucified. He ordered churches to be razed to the ground because he acknowledged only the invisible community of the saints. He was burnt at St. Giles' by an infuriated mob. More powerful, and far more numerous[Pg 81] than his followers, the Peterbrusians, were the Cathari and the Waldenses (founded by Peter Valdez a.d. 1177) who soon spread to Northern Italy and amalgamated with the sect of the Lombards. The Cathari advocated a simple and ascetic life, in accordance with the teaching of primitive Christianity, refrained from all ecclesiastical ceremonies and despised the sacraments, particularly baptism. More radical than later reformers, they rejected the doctrine of transubstantiation, and saw in the eucharist only a symbol of the union of God and the soul. This made their name synonymous with heresy. But by far the most famous of heretical sects was the sect of the Waldenses or Albigenses. It numbered amongst its adherents—if not publicly, at any rate secretly—many of the great Provençal lords, and there can be no doubt that this community was permeated by the spirit of a renewed Christianity, the Christianity of St. Francis and the German mystics. The Albigenses believed that not Christ, but His semblance only, had been crucified; they rejected the God of the Old Testament and their doctrine of the two creators,—the devil who created the objective world, and the true God who created the spiritual world—is reminiscent of the loftiest Parseeism and the profoundest gnosticism. They regarded man as placed between good and evil; the choice lay in his own hand. An extraordinary poem by Peire Cardinal—not by any means a heretic—breathes this spirit. He confronts God not with the customary humility, but as one power confronts the other. "I will write a new poem, and on the day of the Last Judgment I will read it to Him who has created me from nothing. If He should condemn me to everlasting damnation, I will say to Him: Lord, have mercy on me, for I have always striven against the wicked world," (the troubadour here alludes to his many polemic poems) "and save me from the torments of hell. The heavenly host will marvel at my speech. And I shall say to God that He sins[Pg 82] against His creatures if he delivers them into the hands of the devil. Rather let Him drive away the devils, for then He will win more souls and all the world will be blessed.... I will not despair of Thee and therefore Thou must forgive my sins and save my soul and my heart. If I had not been born I should not have sinned. It would be a great wrong and a sin if Thou didst condemn me to burn in hell everlastingly, for truly I may accuse Thee of having sent me a thousand evils for one blessing."
Most terrible was the punishment inflicted upon Provence by Innocent III. That highly intellectual pope realised that he was faced by a revival of the true religious instinct from which the authority of the Church had far more to fear than from all sultans and emirs put together. The system of absolute, immutable values was threatened with destruction. In the year 1208 the Spanish nobleman Dominicus Guzman founded the order of the Dominicans and the Inquisition, which invaded Provence together with the papal army supported by France for political reasons. Half a million men were butchered in order to crush the spirit understood by a few hundreds at most; one stake was kindled by the other; in the memory of man no greater sacrifice to tradition and dogma had ever been made. Simon de Montfort, the head of the expedition, sent the following laconic report to the pope: "We spared neither sex nor age nor name, but slew all with the edge of the sword."
The troubadours bewailed the desolate country, the beauty that was no more. Montanhagol, although greatly intimidated by the Inquisition, wrote a long poem on the subject, and the otherwise unknown Bernard Sicard de Marvajols laments:
Oh! Toulouse and Provence,
And thou, land of Agence,
Carcassonne and Beziers!
As once I beheld you—as I behold you to-day!
[Pg 83]Jacob of Vitry, a cultured French prelate, took a different view. He inveighed against the "foolish poems, the lies of the poets, the sing-song of the women, the coarse innuendoes of the jesters." "Such vermin flourishes on the stream of temporal abundance; it literally crawls over all food, for, as a rule, the meal is followed by a deluge of idle talk." A reconciliation of the two worlds was impossible.
While the Waldenses flourished in Provence, various heretical sects arose in the west of Germany and in the Netherlands; prominent among them were the Apostolics, who took the Gospels literally, and introduced communism and polygamy, and the communities of the Beghards and Beguines, which roused little public attention, and did not aim at reform, but advocated a life of contemplation. They found supporters in all ranks of the community, and were connected with the later German mystics. An indictment preserved for us proves the religious originality of one of those sects, "The Brethren of the Free Spirit," who upheld the heretical view that it were better that one man should attain to spiritual perfection than that a hundred monasteries should be founded. At the same time the inspired seer and hysterical nun, Hildegarde of Bingen, wrote wild letters to the popes, denouncing the vice existing in the Church and the degradation of religion. "But thou, oh Rome, who art well-nigh at the point of death, thou wilt be shaken so that the strength of thy feet shall forsake thee, because thou hast not loved the royal maiden righteousness with an ardent love, but with the torpor of sleep, and thou hast become a stranger to her. Therefore she will desert thee if thou do not call her back." Pope Adrian IV. replied, almost humbly: "We long to hear words of warning from you, because men say that you are endowed with the spirit of the divine miracles." St. Bernard craved Hildegarde's prayer, two emperors, popes, bishops and abbots corresponded with her,[Pg 84] requesting her prayer and advice, and the interpretation of difficult passages of the Scriptures. Hildegarde replied in an obscure, apocalyptical language: "In the mysteries of the true wisdom have I seen and heard this."
Prophets predicting the revival of the Gospel of Christ and the regeneration of the world appeared in the north and south. The Italian monk and fanatic, Joachim of Floris (about a.d. 1200), preached that this regeneration was predestined to happen. A precursor of Hegel, he taught three eras: the dominion of the Father, or the first era, characterised by fear and the severity of the law; the dominion of the Son, or the era of faith and compassion; and the dominion of the Holy Ghost, or the era of love. This last era was beginning to dawn, and in many places Joachim's words were regarded as the prophecies of a seer. Thus the monk, Gerhard of Borgo San Domino, claimed for the dawning third era the preaching of a new gospel of the Holy Ghost, an unmistakable proof that the spirit of heresy was the outcome of religious enthusiasm.
The people despised the clergy, and were favourably disposed to every reformer; at the same time they were entirely under the sway of a superstitious awe of the administrators of mysterious magic which, by appropriate practices, or by means of presents, could be turned to advantage. The fetichism of relics flourished everywhere; a sufficient number of pieces of the Cross of Christ were sold and worshipped to furnish trees for a big forest—to say nothing of the bones of numerous saints with which many monasteries, more especially French monasteries, did a lucrative trade. Even at the time this traffic repelled the finer intellects; in a.d. 1200, Guibert, the abbot of Novigentum, preached against the cult of the saints and the worship of relics, adducing all the well-known arguments which to this day, however, have proved insufficient to overcome the[Pg 85] evil. In Guibert's words, "It was an abominable nuisance that certain limbs should be detached from the body, thereby defying the law that all bodies must turn to dust. How can the bones of any man be worth framing in gold and silver," he asked, "when the body of the Son of God was laid beneath a miserable stone?" He exhorted the people to turn from the visible and obvious to the invisible. He maintained that the worship of relics was opposed to true religion because "not until the disciples were bereaved of the bodily presence of Christ could the Holy Ghost descend upon them." He even rejected the prevalent, entirely materialistic, view of a life after death, and dared to suggest that the torments of hell should be interpreted spiritually. "The eternal contemplation of the Lord is the supreme bliss of the righteous; who could dare to deny that the misery of the damned consists in the eternal bereavement of the face of the Lord?"
Religion had been lost; what should have been a vital force had become as far as the most learned were concerned a knowledge of historical events. Many saw in a return to evangelical simplicity and love the only remedy; but it was the life, not the preaching of a man, which once again was vouchsafed to the world as a great example. "Nobody has shown me what I should do; but the Most High Himself has commanded me to live according to the Gospels." Francis of Assisi accepted the accounts of the life of Christ with the utmost naïveté; he neither searched for an allegorical meaning (as the theologians did), nor did he subordinate the man Jesus to the divine principle of the logos (in the manner of the great mystics). To him the imitation of Christ meant a ministry of love; he did not conceive religion as dogma and the political power of a hierarchy, but as a state of the heart. This is a characteristic which he shares with Eckhart, the great recreator of European religion, although he was funda[Pg 86]mentally alien to him. St. Francis never uttered a single hostile word against tradition or the clergy; he never inveighed against the corruption of morals and religious indifference, as other reformers did; he exerted a reformatory influence solely by his life, for he possessed the secret of the great love. During his whole life he was averse to laying down rules for his followers, although continually urged to do so by popes and bishops. His importance does not lie in the foundation of an order with certain regulations and a specific object, but in the fact that he was a vital force. He broke the norms of the Church whenever it seemed right to him to do so, for he was absolutely sure of himself; without being ordained he preached to the people in his own tongue, probably the first man (after the Provençal Peter Valdez) who did so; without possessing the slightest authority he consecrated his friend Clara as a nun. Innocent III., who made the suppression of heresy the task of his life, showed great intelligence and wisdom in sanctioning St. Francis' sermons to the people and acknowledging his unecclesiastical brotherhood. This probably transformed a dangerous revolutionary into a faithful servant of the Church. Maybe the Church was indebted to St. Francis for being saved from a great early reformation; signs of it were not wanting, and another Arnold of Brescia might have arisen and brought about her overthrow. It is doubtful whether the Church would have come out of a Franciscan crusade as victoriously as she came out of her struggle with Provence.
St. Francis regarded science with indifference. "Every demon," he said, "has more scientific knowledge than all men on earth put together. But there is something a demon is incapable of, and in it lies the glory of man. A man can be faithful to God." With those words he had inwardly overcome tradition and theology, and direct knowledge of the divine had dawned in his soul. He even[Pg 87] forbade his brethren to own copies of the Scriptures. God in the heart—that was the core of his doctrine. With all his wonderful intuition he was absolutely innocent of the pride of ignorance; he really felt himself smaller than the smallest of men—unlike the bishops and popes who called themselves the servants of the servants of God, without attaching the least meaning to it. How characteristic of his simple mind was his passionate insistence on the respectful handling of the vessels used at holy Mass, because they were destined to receive the body of the Lord. And yet he hardly knew anything of the symbolic transmutation of bread and wine—he accepted the miracle without a thought, like a child.
In the year 1219, St. Francis took part in a Crusade. While the battle of Damietta was raging, he went into the camp of the Saracens and preached before the Sultan, who received him with respect and sent him back unharmed. According to the legend, he then went to Bethlehem and Jerusalem, where the Sultan, touched by his personality, gave him access to the sacred shrines. To Francis this pilgrimage to the Holy Land had a profound meaning, for to him Christianity meant the imitation of Christ.
Although he lived on bread himself, and poverty was his chosen lady, he regarded the asceticism of the early Middle Ages as futile and rejected it. The fire of life burned in him so ardently that he gave no thought to the morrow, and literally followed the admonition of the Gospels: "So likewise, whosoever he be of you that forsaketh not all that he hath, he cannot be My disciple." We read in the Fioretti (perhaps the oldest popular collection of poems in existence) that he expressly prohibited asceticism as a principle; an idea too foreign to the spirit of the age to have been an invention. He also disapproved of the secluded monastic life, then the universal ideal of the vita contemplativa, and insisted[Pg 88] on his followers living in the world, radiating love and sustaining life by the charity of their fellow-men.
There is an anecdote contained in the Fioretti, reflecting the great superiority and lucidity of his mind. On a cold winter's day he and Brother Leo were tramping through the deep snow. "Brother Leo," said St. Francis, "if we could restore sight to all blind men, heal all cripples, expel evil spirits and recall the dead to life—it would not be perfect joy." And after a while: "And if we knew all the secrets of science, the course of the stars, the ways of the beasts—it would not be perfect joy—and if by our preaching we could convert all infidels to the true faith—even that would not be perfect joy." "Tell me then, Father," said Brother Leo, "what would be perfect joy?" "If we now knocked at the convent gates, cold and wet and faint with hunger, and the porter sent us away with harsh words, so that we should have to stand in the snow until the evening; if we thus waited, bearing all things patiently without murmuring—that would be perfect joy: the mercy of self-control."
"He met death singing," says his biographer, Thomas of Celano, the author of the magnificent Dies irae, dies illa. On his deathbed St. Francis composed and sang without interruption the Hymn to the Sun, that lofty song of praise in which the sum total of his noble life, love for all created things,—is comprised and transfigured. It expresses a new form of devotion, composed of the ecstasy of love and perfect humility. He embraced in his heart his brother Sun, his sister Moon, the dear Stars; his brother Wind, his sister and mother Earth; and on the day of his death this brother seraphicus added to it a powerful and touching song of praise of his "brother Death." The legend has it that a flock of singing-birds descended on the roof of the cottage in which he lay dying; the songs of his "little sisters" accompanied him to the world beyond the grave.[Pg 89]
We are justified in comparing this death, which was sustained by the fundamental forces of that era, soul and emotion, to that other, more famous, death of antiquity. Socrates died without in the least succumbing to any personal feeling, supported by the purely logical consideration that it was expedient to obey the laws of the State. His death was the application of a universal proposition to an individual case, and because no one could accuse Socrates of a dialectical error, the conclusion, his death, had to take place.
Francis and some of his successors realised in their lives the simple, religious, fundamental emotion of love in a way which the people could clearly understand. "God's minstrels" was the name given to his followers, because they spoke and sang of the love of God without ecclesiastical ceremony. Jacopone da Todi (1236-1306), probably next to Dante and Guinicelli the greatest poet which Italy has produced, praised the transcendent love of God in ecstatic verses. He was the religious counterpart of the troubadours; his passionate devotion to the child Jesus, the Madonna and the Crucified, eclipses their most ardent lyrics. These southerners could not forgo the visible emblems of their religion; the infinitely simple principle that only he who calls nothing his own, and desires no earthly goods, is perfectly free, and can never fall foul of his neighbour, was, if not lived up to, at any rate understood and respected. The grateful hearts of the people surrounded the name of St. Francis with legends; the study of his life inspired Giotto, the father of the new art, to the study of plant and animal life. The story of St. Francis is written on the walls of the cathedral at Assisi, the first monumental work of Italian art.
St. Francis re-lived the terrestrial life of Jesus; in one direction he excelled his model, for though the love of Christ embraced all mankind, the heart[Pg 90] of St. Francis went out to all things, beasts and plants and stars. He applied the words, "Whatsoever ye do to the least of my brethren, ye have done unto me," to Brother Bear and his sisters the little birds. He was one of the first men, since the Greek era, who saw nature in its true aspect and not as a hieroglyphic of the divine word. Men had realised with a feeling of helplessness the dangers of the elements, without perceiving their magnificence; they had speculated on and attempted to decipher the secret language of the terrestrial and celestial phenomena. The discovery of the beauty of nature, and with it the revival of aesthetics, was an essential part of the new-born civilisation. This fact was accomplished—in an almost sentimental way—by the troubadours and minnesingers. But the relationship of St. Francis to nature was something very different. The co-ordination of man and beast—in his sermon to the birds, for instance—cannot be called anything but frankly pagan. St. Francis said to his disciples: "Tarry a little while in the road while I go and preach to my little sisters, the birds." And he went into the fields and began to preach to the birds which sat on the ground; and straightway all the others flew down from the trees and flocked round him, and did not fly away until he had blessed them; and when he touched them, they did not move. And these were the words which he spoke to them: "My brothers and sisters, little birds, praise God and thank Him that He has given you wings with which to fly and clothed you with a garment of feathers. That he admitted your kind into Noah's ark so that your race should not disappear from the earth. Be grateful to Him that He has given you the air for your kingdom; you sow not, neither do you reap, but your Heavenly Father gives you abundance of food. He gave you the rivers and fountains; He gave you the mountains and valleys as a refuge, and the high trees so that you[Pg 91] may build your nests in safety. And because you can neither spin nor cook, God clothed you and your little ones. Behold the greatness of the love of your Creator! Beware of the sin of ingratitude and diligently praise God all day!" And when he had thus spoken, the birds opened their beaks, beat their wings and bowed to the ground.
More than a hundred years later (1300-1365), a man was living in Swabia whose soul was kindred to the soul of St. Francis: Suso, who is, as a rule, classed with the mystics. He had a profound, typically German love of meadow and forest, and expressed it more exquisitely than the best among the minnesingers. "Look above you and around you and behold the vastness of heaven and the speed of its revolutions. The Lord has emblazoned it with seven planets, each of which—not only the sun—is far larger than the earth; he has adorned it with myriads of radiant stars. See how serenely the glorious sun is riding in the cloudless sky, giving to the earth abundance of fruit! Behold the verdure of the meadow! The trees are bursting into leaf and the grass is springing up; behold the smiling flowers and listen to glen and dale re-echoing with the sweet song of the nightingales and little singing birds; the beasts which the bitter winter drove into nooks and crannies, and into the dark ground, are emerging from their hiding-places to rejoice in the sun and seek a mate. Young and old are glad with an exceeding joy. Oh! Thou gentle God, how fair art Thou in Thy creatures! Oh! fields and meadows, how surpassing is your beauty!" Or: "My dear brethren, what more shall I say to you than that my eyes have seen many gladsome sights. I walked across the flowering meadows and listened to the heavenly harps of the little birds praising their gentle and loving Creator so that the woods echoed with their songs." And, more compassionate even than St. Francis: "I will say nothing of the children of man; but the[Pg 92] misery and sorrow of all the beasts and little birds, and all created things, is well-nigh breaking my heart; and having no power to help them, I sighed, and prayed to the Most High, Most Merciful Lord, that He would deliver them." His description of a paradisean meadow sounds like the description of a picture by Fra Angelico: "Now behold with your own eyes the heavenly meadow! Lo! What summer joy! Behold the kingdom of sweet May, the valley of all true joy! Glad eyes are gazing into glad eyes! Hark to the harps and fiddles, the singing and laughter! Young men and maidens are leading the dance! Love without sorrow shall reign for ever...." etc. There is a picture, drawn by this same Suso, representing the journey of man through life, his departure from God and his return. In this picture the path of humanity is renunciation and asceticism; death flourishes his scythe above the heads of a dancing couple, and underneath is written: "This is earthly love; its end is sorrow"; to such an extent was this sincere and sensitive man under the influence of the traditional hatred of the world which Eckhart, his great master, had completely overcome.
Provençals and Italians sang the delight of spring, and the German minnesingers greeted it as the deliverer from all the hardships of the severe winter; with the latter it was more a childish delight in the open-air life which had again become possible, after the long imprisonment of winter, than pure joy in beauty. But some of the German epic poems, "Tristan and Isolde," for instance, contain genuine, sincere descriptions of sylvan beauty. The student of art, especially the German art of the Renascence, cannot help being struck by the extraordinary love with which quite insignificant objects of nature, such as a bird, or a flower, are treated. The familiar things of every-day life were in this way brought into connection with solemn biblico-historical subjects.[Pg 93]
There is no doubt that at all times a certain keen perception of the beauty of nature has been inherent in some favoured individuals; but the universally accepted opinion that only the supernal was really beautiful, and that terrestrial beauty was merely its reflected glory, was too strong even for them. Thus we have seen Suso translating the beauty of the earthly spring to the kingdom of heaven.
At the same time men were beginning to travel to distant countries for the sole purpose of seeing new scenes and acquiring fresh knowledge. The famous Venetian, Marco Polo, was the first European who (in 1300) visited Central Asia, crossed China and Thibet, and brought news to Europe of the fairyland of Japan. Sight-seeing as an end in itself was discovered. Long sea-voyages for commercial purposes were no novelty, but no human foot had ever trod the summits of the Lower Alps, unless it had been the foot of a peasant whose cattle had strayed. Petrarch was the first man (in 1336) to climb a barren mountain, the Mont Ventoux in Provence, voluntarily undergoing a certain amount of fatigue for sheer delight in the beauty of nature. This was a great, an immortal deed, greater than all his sonnets and treatises put together. In a long letter which has been preserved to us, he describes with much spirit and erudition this extraordinary ascent, before whose profound significance all the Alpine exploits of our time shrink into paltry gymnastic exercises.
The beauty of nature discovered and appreciated, interest began to be evinced in the relationship existing between the various phenomena and there arose a desire to obtain ocular proof of what was written in the venerable books—perhaps even make new discoveries. The first man of any importance in this direction was the German Albrecht Bollstädt (Albertus Magnus), who, although he contributed more than any other man to the promulgation of Aristotelian philosophy, wrote a book on natural history founded on[Pg 94] personal observation; his great English contemporary, however, Roger Bacon, is the true father of modern experimental science. It was he who coined the expression "scientia experimentalis," and framed the principle that all research must be based on the study of nature. He maintained that experience was the "mistress of all sciences," and said: "I respect Aristotle and account him the prince of philosophers, but I do not always share his opinion. Aristotle and the other philosophers have planted the tree of science, but the latter has not by any means put forth all its branches or matured all its fruit." This thought, though it seems to us self-evident, was of great moment in the age of scholasticism. Bacon spent ten years in prison; but in spite of everything, he was so much under the influence of scholasticism that he considered it the task of philosophy to adduce evidence for the truth of the Christian dogma.
Here it is essential roughly to sketch the essence of the philosophical thought of that period, and point out the way which led from the Christianity of the Fathers of the Church and scholasticism to the religion of unhistorical Christianity, the so-called mysticism. Scholasticism had reached its climax in the thirteenth century; universities were founded in Paris, Oxford and Padua, and he who aspired to the full dignity of learning had to take his degrees there; even Eckhart did not neglect to obtain his scholastic education in Paris.
Scholasticism was an imposing and yet strangely grotesque system of the world, built up—before a background of blazing stakes—of scriptural passages and ecclesiastical tradition, lofty, pure thought and antique-mediaeval superstition. Its fundamental problem, the determination of the border line between faith and knowledge, was purely philosophical. While the older scholasticism, based on Platonic traditions, endeavoured to bring these into harmony with Christianity, that is to say, prove the revelations[Pg 95] by dialectics, Albertus Magnus and, authoritatively, his pupil, Thomas Aquinas (1226-1274), strictly distinguished, by the use of Aristotelian weapons, the rational or perceptive truths from the supernatural verities or the subjects of faith. This distinction, made in order to safeguard dogma, quickly revealed its double-face. The handmaiden philosophy rebelled against her mistress theology, and asked her for her credentials. According to the classic and dogmatic doctrine of Thomas, the natural verities alone could be grasped by human understanding; the supernatural or revealed truths (the dogmas) were beyond proof and scientific cognition. To submit them to research was not only an impossible task, but Thomas stigmatised every effort in this direction as heresy, fondly believing that he had once and for all safeguarded the position of faith. But more resolute and profound thinkers, although not in so many words attacking the authority of the Scriptures, and leaving Thomas' border-line unquestioned, found the unfathomable truths not in ecclesiastical tradition but in their own souls, thus investing "faith" with a new meaning, unassailable by criticism.
The idea of drawing a line between perceivable or rational truths and imperceivable or divine truths, is fraught with the burning question as to the limits of human knowledge, a question which to this day remains unanswered. In the course of time the limits were extended in favour of imperfect knowledge (but the character of the unknowable was problematised and questioned). While Thomas was still convinced of the possibility of proving the existence of a God by the power of the human intellect, Duns Scotus removed the problem of the existence of a God and the immortality of the soul from the domain of science, and made both propositions a matter of faith. William of Occam, more uncompromising than Duns Scotus, maintained the absolute impossibility of acquiring knowledge of supernatural things,[Pg 96] and taught—on this point, too, anticipating Kant—that objective knowledge acquired through the senses should precede abstract knowledge. The last conclusion of nominalism was thus arrived at, the existence of universal conceptions, or universals, supposed to exist outside material things—the curse of the Platonic inheritance—declared to be impossible, and reality conceded to the individual only. Roscellinus, the founder of this doctrine, had still been content to deny the existence of the conception of "deity," leaving the individual persons, Father, Son and Holy Ghost, as real individuals, untouched.
We see from the foregoing that the universally derided scholasticism travelled along the whole line of modern thought: from the "realism" of Thomas, which leaves the universals as yet unassailed by doubt and occupying the very heart of knowledge, past the first and, to our view, very modest doubts of the nominalists, to the agnosticism of Bacon, Duns and Occam.
With the new position of decided nominalism the foundation was prepared for the experimental sciences on the one hand, and mysticism on the other. For the conclusion that things supernatural are a closed book to us may have two results: on the one hand, the rejection of the transcendental and the victory of science; on the other, the need to descend into the profoundest depths of the universe and the soul, and grasp by intuition what common sense does not see.
The time was ripe and the consummators came: Dante in the south, Eckhart in the countries north of the Alps. With regard to Dante, I will say one thing only; he gathered together all the achievements of the new art and transcended them in a work which has never been surpassed. The profoundly symbolical words, "The new life is beginning," are written at the commencement of his Vita Nuova, and with his Divine Comedy the art of Europe had attained perfection.
It is necessary to give a more detailed account of[Pg 97] Eckhart. He had been almost forgotten in favour of his pupils, Tauler and Suso, and the unknown author of the Theologica Germanica (to which Luther wrote a preface), but to-day a faint idea of the great importance of this man is beginning to dawn upon the world. Eckhart was the greatest creative religious genius since Jesus, and I believe that in time his writings will be considered equal to the Gospel of St. John. He grasped the spirit of religion with unparalleled depth; everything produced by the highly religious later mediaeval era pales before his illumination. Compared to him, St. Augustine, St. Bernard, and even St. Francis dwindle into insignificance; all the later reformers are small beside the greatness of his soul. Every one of his sermons contains profound passages, such as "God must become I and I must become God." "The soul as a separate entity must be so completely annihilated that nothing remains except God, yea, that it becomes more glorious than God, as the sun is more glorious than the moon." "The Scriptures were written and God created the world solely that He may be born in the soul and the soul again in Him." "The essence of all grain is wheat, of all metal gold, and of all creatures man. Thus spoke a great man: 'There is no beast, but it is in some way a semblance of man.'" "The least faculty of my soul is more infinite than the boundless heavens." "Again we understand by the kingdom of God the soul; for the soul and the Deity are one." "The soul is the universe and the kingdom of God." "God dwells so much within the soul that all His divinity depends on it." "Man shall be free and master of all his deeds, undestroyed and unsubdued."
Eckhart was the first man who thought consecutively in the German vernacular, and who made this philosophically still virginal language a medium for expressing profound thought. In addition he wrote Latin treatises which were discovered a short time[Pg 98] ago; I have not read them, but I have no doubt that his profoundest convictions were expressed in the German tongue. The Latin language has at all times fettered the spirit far more successfully than the still untainted and living German.
The religious genius of a single individual had created Christianity. But from the very beginning it was misunderstood; the salvation of the world was linked to the person of a man who had aspired to be an example to the whole race. The term, "Son of God," was understood in the sense of the hero-cult of antiquity; possibly the Jewish faith in a Messiah, the politico-national hope of the Children of Israel, was a good deal to blame for this. A historical event was translated into metaphysic. The only truly religious man was made the centre of a new mythology and naïvely worshipped. It may sound like a paradox, but it is a fact that the whole of the first millenary was inwardly irreligious; it concealed its want of metaphysical intuition behind the falsification of historical events. The entire mediaeval (and a large proportion of the Protestant) theology laboured to obtain an intellectual grasp of the doctrine of a unique historical salvation of humanity and frame it into a dogma. And thus occurred that unparalleled misunderstanding (a misunderstanding which never clouded the mind of India) which based religion, the timeless metaphysical treasure of the soul, on the historical record of an event which had happened in Asia Minor, and had come down to us in a more or less garbled—some say entirely falsified—version. This was the great sin of Christianity: It regarded a historical event, revealing the very essence of religion, and consequently capable of being formulated, as a divine intervention for the purpose of bringing about the salvation of the world, instead of recognising in the sublime figure of the founder of the Christian religion a great, perhaps even perfect, incarnation of the eternally[Pg 99] new relationship between God and the soul. It promulgated the strange thought that only the one soul, the soul of the founder, was divine, and instead of teaching the divinity of humanity, it taught the divinity of this one man only—Jesus became a God who could no longer be looked upon as the perfect specimen and prototype of the race, but before whom it behoved man to kneel and pray for salvation. Perhaps it was not possible to understand the new doctrine in any other way; before men can conceive the idea of their divinity, they must have become conscious of their souls.
This complete misunderstanding and externalising of religion which took place in the first millenary, and which can never now be retrieved, is fundamentally pagan, antique. The record of the salvation of the world, achieved by a hero once and for all time, the historification of the divine spark which is daily re-born in the soul, entirely corresponds to the Greek myths of gods and demi-gods which before their new, symbolical interpretation, were taken quite literally. I am not now concerned with the problem of how far the antique heroes and Eastern mysteries directly influenced the conception of the figure of Christ; I only wish to emphasise the profound contrast between true religion which springs up in the soul of the individual, and historical tradition. If there is such a thing as religion, it must exist equally for all men, for those who accidentally received a report of a certain historical event, as well as for those who remained in ignorance of the fact. All heretical demonstrations were rooted in a vague realisation of this contrast. But Eckhart accomplished the unparalleled deed of once more building a bridge between the soul and the deity; of relegating to the background all the ineradicable historical misrepresentations or, if there was no alternative, of unhesitatingly proclaiming them as erroneous, or interpreting them symbolically. "St. Paul's[Pg 100] words," he says, for instance, "are nothing but the words of Paul; it is not true that he spoke them in a state of grace." He did not regard the Scriptures as the bourne of truth, but as subsequent proof of the directly experienced truth of the divine event. With this conception Christianity had reached its highest stage. Henceforth the origin of all truths and values was no longer sought in doctrine and authority, but in the soul of man; God was neither to be found in the heavens nor in history, but in the soul; the soul must become divine and creative; it had found its task: the recreation of the world. It was true, St. Augustine had said: "Non Christianised, Christi sumus," but this saying had never been understood, and very probably St. Augustine had not meant it in its literal sense. At last the fundamental consciousness of Christianity had triumphed: the principle of the "Son-of-Godship" inspired the soul of the mystics; in future religion must emanate from the soul and find its goal in God; written documents and—in the case of the profoundest thinkers—examples were no longer needed. The heretical sects had been content to reject post-evangelical tradition, in order to lay greater stress on the words of Christ. They were genuine reformers, but they were as much constrained by the historical facts as the Roman Catholic Church, and their standpoint has to this day remained the standpoint of the Protestant professions of faith.
The fact of this new conception attaching no importance to the historical Jesus of Nazareth (had he never lived it would have made no difference) made of it a new religion. By putting aside this external and accidental moment, it placed the metaphysical and purely spiritual core of Christianity, the fundamental conviction of the divinity of the soul, and the will to eternal life, within the centre of religious consciousness, and by so doing put itself beyond the reach of historical criticism and scepticism,[Pg 101] Eckhart, more than any other teacher, was profoundly convinced of the freedom and eternal value of the soul. "I, as the Son, am the same as my Heavenly Father." He taught that Christ is born in the soul, that the divine spark is continuously re-kindled in the soul: "It is the quality of eternity that life and youth are one," and that man must become more and more divine, more and more free from all that is unessential and accidental until he no longer differs from God. It is only a logical conclusion to say that a perfect man, mystically speaking, is God; his being and his will are in nothing differentiated from absolute, universal, divine will—German mysticism agrees in this with the Upanishads. Kant would have said that the principles of such a man would become cosmic laws; sin would be the estrangement from God, the will to draw away from God.
The profound and only mission of religion is the endowment of man in this hurly-burly of life with the consciousness of eternity. Religion places our transient life under the aspect of eternity, and therefore it must, in its essence, remain a stranger to things temporal. Only that moment in the life of a man can be called religious which lifts him beyond himself, out of his petty, narrow existence, conditioned by and subject to accidents, into timeless, universal life; which gives him the certainty that historical events can never be regarded as definite and ultimate—that moment which has the power to set free, to deliver, to save. Thus it is irreligious to regard an event which occurred on the temporal plane—and were it the greatest event which ever befell on earth—as the pivot of metaphysical value for all men; to link the salvation of the world to an occurrence which was relatively accidental, to base the consciousness of eternity on the knowledge of a fact. This would be a victory of time over eternity, a victory of irreligion over religion.
I regard it as the greatest achievement of that[Pg 102] great time that spontaneous religion again became possible. Eckhart rediscovered the divine nature of man; never has the consciousness of timeless eternity been expressed as he expressed it in his tract, On Solitude. Doubtless there have been men before him who possessed direct religious intuitions, and now and then gave timid utterance to them; but the authority of tradition has always been too great, and they never did more than compromise between the historical events on which the Christian religion is based and the genuinely religious experience of their own souls. Eckhart, too, was careful not to offend against the letter, and his pupils, after suspicion had fallen on them, made many a concession in terms, and perhaps even in thought. St. Augustine already had steered a middle course between the historical and the religious conception, in his phrase: Per Christum hominem at Christum deum, and Suso (in his Booklet of Eternal Wisdom) followed his lead. "Thus speaks the eternal wisdom: If ye will behold me in my eternal divinity ye must know and love me in my suffering humanity. For this is the quickest road to eternal salvation." The brutality of the tenet which maintains that all those are eternally lost who, without their own fault, have no knowledge of the salvation of the world (especially therefore, those who died before the event), was a stumbling-block to many thoughtful minds. The patriarchs of the Old Testament were looked upon as saved—to some extent—by the fact of their being the ancestors or prophets of Christ; but pagans and Greeks, including Aristotle, were condemned even by the great Dante. At the conclusion of his Divine Comedy Dante proved himself a truly inspired mystic, for he gave to us the profoundest vision of the divinity which has ever been vouchsafed to man. But his genius was directed and restricted by the dogmas of the Church; his religious standpoint was the standpoint of the early Middle Ages and dogmatic[Pg 103] Catholicism. As poet and lover he was the inaugurator of a new world; here he represents the culmination and conclusion of the condemned world-system. He was the iron landmark of the ages—Eckhart, the creator of eternal values.
The foremost of the precursors of Eckhart was Bernard of Clairvaux (1091-1153). He was the exponent of the love of God which he placed above knowledge; in one of his letters he calls love "the existence of God Himself," basing his definition on the passage in the Gospel of St. John, "God is Love." "Love is the eternal law which created and preserves the universe; the whole world is governed by love; but although love is the law to which all creation is subject, it is not itself without law, but it is a law unto itself. Serfs and mercenaries are ruled by laws which are not from God, but which they made themselves; some because they do not love God, others because they love the things of this world better than God.... They made their own laws and subordinated the universal and eternal laws to their own will. But those (who live righteously) are in the world as God is: neither serfs nor mercenaries, but the children of God and, like God Himself, they live only by the law of love." "His greatest happiness is complete absorption in the vision of the divine and forgetfulness of self." "All love is an emanation of that one love. It is the eternally creative and governing law of the universe." "To be penetrated by such emotion is to become deified. As a drop of water in a cup of wine is completely dissolved and takes the taste and colour of the wine, so also, in an indescribable manner, is the human will absorbed in the divine will, and transformed into the will of God. For how could God become all in all if anything human were left in man?" "They are completely immersed (the martyrs) in the infinite ocean of eternal light, in radiant eternity...." The entranced soul "shall lose[Pg 104] all knowledge of itself and become completely absorbed in God; it shall become unlike itself in the measure as it has received the gift of becoming divine." Sensuous metaphors from the Song of Songs and the Psalms are again and again intermingled with these lofty thoughts. But in spite of his divine emotion, in spite of his anticipations of the German mystics, Bernard took the standpoint of ecclesiastical orthodoxy whenever he was not in the ecstatic state; his contemplative mind was unable to grasp the importance of independent thought, a fact amply proved by his inglorious quarrel with Abélard, the greatest thinker of his time. This quarrel was a typical illustration of the difference between the believer and the thinker. Bernard forgot all about love, and did not hesitate to stir up unpleasantness whenever he could do so. So he wrote to Pope Innocent II.: "Peter Abélard is striving to destroy the Christian faith, and imagines that his human intellect can penetrate the depths of the divine mind.... Nothing is hidden from him, neither in the earth below, nor in the heavens above; his intellectual pride exceeds all limits; he attacks the doctrines of faith, and ponders problems far above his intellectual capacity; he is an inventor of heresies ...," etc. Thanks to his machinations, Abélard was compelled to recant at the Council of Sens, and was condemned by the Pope to eternal silence. Berengar of Poitier took Abélard's part, and in a satirical treatise ventured to criticise St. Bernard's conduct: "Thus philosophise the old women at the looms. Of course, when Bernard tells us that we must love God, he speaks a true and venerable word; but he need not have opened his lips to do so, for it is a self-evident truth." As a matter of fact, these words branded and contradicted the merely subjective emotional mysticism; to the emotional mystic salvation lies in the "absorption in God," in shapeless, thoughtless contemplation. Richard of St. Victor,[Pg 105] founding his theories on St. Bernard, established six stages of meditation. The Franciscan monk, Bonaventura, the famous author of the Biblia Pauperum, added a seventh, a complete rest in God—"like the Sabbath after the six days of labour." To Bonaventura, as later on to Dante, the world was a ladder leading up to God.
If we turn from these thinkers of the Neo-Latin race, who in spite of their undeniable mysticism were completely under the dominion of the Church—to German mysticism, we find above and beyond mysticism, we find above and beyond love, a new principle: The soul of man is the starting-point of religious consciousness and the content of the religious consciousness is the soul's road to God. The nativity of Christ ceased to be regarded as a historical event, and became the birth of the divine principle in the soul of man. In passing I will mention a German nun, Mechthild of Magdeburg (1212-1277), who anticipated some of the great thoughts of Eckhart, although she was incapable of grasping their mutual connection. "The Holy Trinity and everything in heaven and earth must be subject to me" (the soul), were words in the true spirit of Eckhart, leaving St. Bernard far behind. Mechthild found metaphors of true poetical grandeur when she spoke of the union of the soul with God. "The dominion of the fire has yet to come. That is Jesus Christ in Whose hands the Heavenly Father has laid the salvation of the world and the Last Judgment. On the Day of Judgment He shall fashion cups of wondrous beauty out of the crackling sparks; therein the Father will drink on His festival all the holiness which through His dear Son He has poured into human souls."
Emotional mysticism was the prevailing form of mysticism in those days; even Eckhart's pupil, Suso, belonged to this class of mystics. This vague sentimentalism saved many a mind from the rigid[Pg 106] dogmas of the Church, and as its vagueness could be interpreted in more than one way, it caused very little offence; but these visions and ecstasies, which are so often mistaken for true mysticism, have done much to bring the latter into contempt with the seriously minded. Eckhart did not acknowledge it as genuine mysticism and directly condemned it in many of his writings; and as he rejected mystic sentimentalism, clearly divining its pathological cause, so he also rejected asceticism and all religious ceremonies. The evangelical poverty of the Franciscan monks was an object of loathing to him. St. Francis (and thirty years before him Peter Valdez) had naïvely interpreted the imitation of Christ as a life of absolute poverty, and had been relentless in his denunciation of worldly wealth, which every monk of his order had to renounce. He himself never touched money, seeing in it the source of all evil. His transcendent treasure was "Holy Poverty"; Jacopone wrote an ardent hymn to "Queen Poverty," and even Thomas, the representative of Dominican erudition, theoretically took up the cudgels on its behalf. But even in the primitive Church the principle of worldly and spiritual poverty was widely spread and encouraged. In the defence of poverty, which was practically nearly always synonymous with idleness and begging, and therefore roused much hostility among the people, Bonaventura pointed out (in his treatise, De Paupertate Christi) that Jesus Himself had never done any manual work. The universal preference for a contemplative life encouraged the tendency, and the extreme charitableness of the Middle Ages made its realisation possible. Work was frequently looked upon as a punishment—a view which could easily be upheld by reference to Adam's expulsion from Paradise—and inflicted upon the monks for offences against the rules. Dante's friend, Guido Cavalcanti, expressed the natural sentiment that poverty is a distressing condition,[Pg 107] in a canzone which bristles with insults hurled at the Queen of the Franciscans:
Yea, rightly art thou hated worse than death,
For he, at length, is longed for in the breast.
But not with thee, wild beast,
Was ever aught found beautiful or good;
For life is all that man can lose by death,
Not fame and the fair summits of applause;
His glory shall not pause
But live in men's perpetual gratitude.
While he who on thy naked sill has stood
He shall be counted low, etc.
D.G. Rossetti.
The concept of the German mystics was infinitely more profound than the concept of the merely external poverty of the Franciscans, which in the case of St. Francis and Jacopone was an inherent characteristic and pure, but in the case of the others more or less vicious. "Man cannot live in this world without labour," says Eckhart, "but labour is man's portion; therefore he must learn to have God in his heart, although surrounded by the things of this world, and not let his business or his surroundings be a barrier." There is a passage in the book of an unknown author, entitled The Imitation of Christ's Poverty (formerly ascribed to Tauler), which reads as follows: "Poverty is equality with God, a mind turned away from all creatures; poverty clings to nothing and nothing clings to it; a man who is poor clings to nothing which is beneath him, but to that alone which is greater than all things. And that is the loftiest virtue of poverty that it clings only to that which is sublime and takes no heed of the things which are base, so far as it is possible." "The soul while it is burdened with temporal and transient things is not free. Before it can aspire to freedom and nobility it must cast away all the things of the world." "Nobody can be[Pg 108] really poor unless God make him so; but God makes no man poor unless he be in his inmost heart; then all things will be taken from him which are not God's. The more spiritual a man is, the poorer will he be, for spirituality and poverty are one...." Pseudo-Tauler even affirms that a man "can possess abundant wealth and yet be poor in spirit." The meaning of this is clear: He whose heart is not wrapped up in the things of the world, will find his way to God; a soul which is without desire is rich.
But there was a still greater contrast between the naïve religion represented by St. Francis of Assisi and the religion of Eckhart. The former lived entirely in the obvious and visible; the love of all creatures filled his heart and shaped his life. The heart of the mystic too, was filled with love, but it was love transcending the love of the individual, love of the primary cause. In the last sense Eckhart taught, contrary to traditional Christianity, and in conformity with Indian wisdom, that the soul must be absorbed into the absolute and that everything transient and individual must cease to exist. "The highest freedom is that the soul should rise above itself and flow into the fathomless abyss of its archetype, of God Himself."
Even St. Bernard was not quite free from this mystical heresy (cf. the previously quoted passages). "When he has reached the highest degree of perfection, man is in a state of complete forgetfulness of self, and having entirely ceased to belong to himself, becomes one with God, released from everything not divine." Even compassion must cease in this state, for there is nothing left but justice and perfection.
We recognise here a characteristic of all those who are greatest among men: of Goethe, for instance, of Bach, or Kant: namely, the correspondence of intense personality and the most highly developed objectivity; for the greatest personality ceases in the end to distinguish between itself and the world,[Pg 109] has eradicated everything paltry, selfish and subjective and has become entirely objective, impersonal, divine. St. Francis knew nothing of this consciousness. "God has chosen me because among all men He could find no one more lowly, and because through my instrumentality He purposed to confound nobility, greatness, strength, beauty and the wisdom of the world." He was the disciple of the earthly Jesus, Who went through life the compassionate consoler of all those who were sorrowful. But Eckhart aspired "to the shapeless nature of God." "We will follow Him, but not in all things," he said of the historical Jesus. "He did many things which He meant us to understand spiritually, not literally ... we must always follow Him in the profounder sense." Compared to the religion of Eckhart, the religion of St. Francis is the faith of a little child, picturing God as a benevolent old man. Such a religion is equally true and sincere, but it represents an earlier stage on the road of humanity. If Christianity were—as we are occasionally assured—the religion of Jesus, then the great mystics cannot be called Christians. And yet St. Augustine's: "We are not Christians, but Christs," was fulfilled in them.
The profoundest depth of European religion, of which Eckhart was the exponent, and which found artistic expression in Gothic art, was not sounded by music until very much later. Bach, more emphatically in the High Mass and the Magnificat, but also in his purely instrumental music, brought the universal feeling of mysticism to absolute artistic perfection. The deep religious sentiment which pervades the High Mass is so far above all cults, that it has no real connection with any historical faith—it is pure consciousness of the divine.
The peculiar state of the soul, called mysticism, could never become popular, or exert any very great influence. A few men, such as Tauler, Suso, Merswin, and the unknown author of the Theologica Germanica[Pg 110] handed on—not by any means always unadulterated—the doctrine they had received from Eckhart—which at all times appealed to a few thinkers—but the real influence on the world and on history was reserved for the reformers. The reformer, in his inmost nature, is related to the people; his soul is agitated by formulas and ceremonies, to which the mystic is indifferent; they are to him obstacles to his faith and he strains every nerve to destroy them. He has every appearance of the truly free spirit, but he is secretly dependent on that against which he is fighting. He suffers under its inefficiency; his deed is the final reaction against his environment; salvation seems to him to lie in the improvement of existing conditions, and not until he has succeeded in accomplishing his purpose can he hope for religious peace. The mystic is possible in all states of civilisation. He is not dependent on external circumstances; his whole consciousness is filled with one problem only, before which everything else pales: the relationship of the soul to God. But the reformer is possible only under certain circumstances. He, too, starts from an inner religious consciousness, but his problem is soon solved, and he devotes all his energy to the world. The mystic is not even aware of the difference between his own conception of God and traditional religion; he is under the impression that he is still an orthodox believer, long after he has broken fresh ground; for he has taken from the traditional doctrine everything which he can re-animate. The remainder is dead as far as he is concerned. To accuse him of heresy appears to him as a monstrous misunderstanding.
Thus mystic and reformer drink from the same well of direct religious consciousness. But while in the case of the mystic the well is fathomless, it is much more shallow in the case of the reformer. Certain of himself, he directs his energy to the conversion and reformation of the world. He resembles[Pg 111] in some respects the public orator and agitator; he has a grasp of social conditions, strives to influence his surroundings by word and deed, and is ready to sacrifice his life to his convictions. The mystic remains solitary and misunderstood. Luther, who was to some extent influenced by German mysticism, fought, at his best, against the dogma of historical salvation.
It is the tragic fate of all religions that they must crystallise into a system. A reflection of the enthusiasm which animated their founders still falls on their disciples: Follow me! But the second generation already demands proofs, tradition and clumsy miracles; reports are drawn up and looked upon as sacred—religion has become a glimpse into the past. Most people never have any direct religious experience, their salvation lies in the dogmas, the universally accepted doctrines. The founder of a new religion is always regarded by his contemporaries as abnormal, and is persecuted accordingly; not in malice, but of necessity. Arnold of Brescia died at the stake; St. Francis was no more than a heretic tolerated by the Church, and Eckhart escaped the tribunal of the Inquisition only through his death.
I have attempted to show in diverse domains of the higher spiritual and psychical life, how powerfully the Christian principle of the individual soul, the real fundamental value of the European civilisation, manifested itself at the time of the Crusades, and everywhere became the germ of new things. The deepest thinkers teach the deification of man as the culmination of existence, the ultimate purpose of this earthly life, and claim immortality for the soul. This position, which may roughly be conceived as the raising of the individual into the ideal, has determined the European ideal of culture and differentiated it from all Orientalism, including even the loftiest Indian philosophy. Every attempt to substitute for this fundamental concept and its emotional content something else[Pg 112]—whether it be pantheism, Buddhism, or naturalism—will always remain a failure.
Side by side with the splendid achievement of the German mysticism, the Teutonic race has always been apt to give practical proof of its individualism by endless petty quarrels and by splittings into numerous cliques. But even before this race began to play a part in history, at the beginning of the third century, the principle of the individual soul was outwardly carried to extremes. While it was the ideal of the man of antiquity to serve the higher community of the State with body and soul, nascent Christianity cared solely for the salvation of the individual soul, and frequently proved this by quite external evidence, by living a hermit's life in the desert, for instance. Children left their parents, husband and wife separated, dignitaries forsook their office to seek solitude and prepare their souls for the world beyond the grave. The first convents—the outcome of Christian individualism and asceticism—were founded; and the anti-social extreme of this individualism acquired such ominous proportions that the Emperor Valens in the year of grace 365, was forced to legislate against the monastic life.
This hatred of the world, which was quite in harmony with the spirit of Christianity, was only overcome by the profounder concepts of German mysticism, for in the primitive dualistic view of the first millenary the renunciation of the world was the only possibility of avoiding sin. The Emperor Justinian decreed that any man who induced a consecrated nun to marry him should be punished by death. The thought that personal greatness did not consist in renouncing the world but in living in it and overcoming it, had not yet been conceived.
The delight in the human form, characteristic of antiquity, was extinguished, a crude dualism denied all antique values. The body must be hated, so that the soul could flourish. But as the Hellenic period[Pg 113] was preceded by vague, unindividualised, material life, so the impersonal, chaotic, spiritual life of the first thousand years of Christianity matured the individual soul. It found its climax in Dante and Eckhart, the greatest poet of the Neo-Latin race, and the most illumined religious genius of Germany. These two men, who were contemporaries (Dante died in 1321 and Eckhart in 1329), finally revealed the character of two kindred nations, completing and fructifying each other. In Dante the great artistic power of the Neo-Latin race appeared for the first time in its full intensity; it took possession of the whole visible universe, and poured new beauty into the traditional myths of Christendom. Eckhart experienced and recreated the shapeless depths of the soul, the regions of the blending of the soul with God. With these two men Europe definitely severed herself from antiquity and barbarism, henceforth to follow her own star.
The new world had come into existence! Renascence, the lucky heir, gathered the ripe fruit from the tree of art which had blossomed so marvellously. God was no longer sought in the depth of the soul, all emotion was projected into the world of sense. Churches were built, not from an irresistible impulse, but as store-houses of the pictures which were painted with amazing rapidity. The fundamental principle of personality was externalised in the Renascence. Vanity and boasting, traces of which frequently appeared in the age of chivalry, grew exuberantly. No less manifest than the incomparable genius and esprit of the heyday of the Renascence—although far less frequently commented on—was the desire to be conspicuous, to shine, to display wealth and learning. The essence of personality, instead of being sought in the soul, was sought in outward magnificence. As a matter of fact, the much extolled Renascence only perfected the various branches of art and poetry, which had sprung up in the period of the Crusades.[Pg 114] The latter was the time of the planting of the tree of European culture; all that followed was merely its growth and ramification. Only exact science had its origin in the Renascence, and this fact, in historical perspective, must be regarded as the supreme glory of this period. However paradoxical it may sound—the "impersonal" science is the perfection of the European system of individualism, its most potent weapon for taking spiritual possession of the world and all that the world contains. The consciousness of personality had to permeate the whole soul before it could recover its external function: organic existence justified by itself. While art borrows from nature and mankind all that we ourselves deem beautiful, perfect, valuable, and imposes on the world a man-made law—science strives to understand all things and all creatures according to the law which dominates them; it strives to comprehend nature and humanity—even where they are foreign and hostile—not according to human values, but according to their inherent nature—and this is only possible when the individuality of all things is respected. The method of science has slowly become the perfect weapon by whose aid Europe has attained the mastery of the world; it rests on the fundamental feeling for the material, and is capable of confronting the "I" with the whole system of natural phenomena, the "not-I," and expresses the final victory of comprehending spirit over matter.
The treaty comes amid reports of about 11,000 North Korean soldiers being deployed to fight in Russia’s war against Ukraine.North Korea has ratified a landmark mutual defence treaty with Russia, state media has announced, as international concern grows over increasing military cooperation between Moscow and Pyongyang.
Kim Jong Un, the leader of the Democratic People’s Republic of Korea – North Korea’s official name – signed a decree to ratify the Treaty of Comprehensive Strategic Partnerships with Russia on Monday. The agreement will take effect when both sides exchange the ratification instruments, according to North Korea’s official news agency, KCNA.The treaty, first signed in Pyongyang on June 19 during a lavish state visit by Russian President Vladimir Putin, obliges both countries to provide immediate military assistance to each other using “all means” necessary if either faces “aggression”.
When he agreed on the accord with Putin in June, Kim touted the agreement as a step towards elevating bilateral ties between the two countries and described the military pact as something akin to an “alliance” between Russia and North Korea.Russia’s parliament ratified the treaty on November 6, amid
months of growing security cooperation with North Korea including the reported transfer of weapons to Russia and the deployment of thousands of North Korean soldiers to support Russia’s war in Ukraine.South Korean, US and Ukrainian intelligence have said that at least 11,000 North Korean soldiers have been sent to fight on the front lines against Ukrainian forces. Most of the North Korean troops have been deployed to Russia’s Kursk region, which has been under partial Ukrainian control since Kyiv’s surprise incursion into Russian territory in August.Ukrainian President Volodymyr Zelenskyy said on Monday that Moscow has assembled a force of 50,000 soldiers – including North Korean soldiers – in Kursk, as it prepares to launch a major assault and reclaim territory lost to Ukrainian forces in the region bordering Ukraine.
Moscow and Pyongyang have yet to directly comment on the presence of North Korean soldiers in Russia, but the implications of such a move have raised concern among the international community and among NATO members in Europe.Zelenskyy last week condemned the West’s weak response to Pyongyang’s involvement in the conflict and warned that a “new page in instability in the world” had been opened after his country’s forces engaged North Korean troops in battles for the first time, reportedly inflicting casualties.
For South Korea, still technically at war with its northern neighbour, the cooperation with Russia by its primary foe has raised fears Pyongyang could receive advanced nuclear technology from Moscow in return for its support in Ukraine.
South Korean President Yoon Suk-yeol warned earlier this month that he may send arms to Ukraine if North Korean soldiers are not withdrawn from Russia.“If North Korea dispatches special forces to the Ukraine war as part of Russia-North Korea cooperation, we will support Ukraine in stages and also review and implement measures necessary for security on the Korean Peninsula,” Yoon said.
Source: Al Jazeera and news agencies